PRINCIPAL EXCHANGE TRADED FD (PSC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
101
Reporting holders
$2.2B
Reported value
0.0%
Held as options
+14
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $904.7M | 12,910,411 | 0.44% | 31q | +2.9%+$25.3M |
| ENVESTNET ASSET MANAGEMENT INC | $184.9M | 2,636,708 | 0.04% | 11q | -3.6%-$6.8M |
| PRINCIPAL SECURITIES, INC. | $172.3M | 2,457,408 | 2.07% | 11q | -3.1%-$5.5M |
| AMERIPRISE FINANCIAL INC | $166.6M | 2,376,463 | 0.03% | 4q | -46.3%-$143.6M |
| RAYMOND JAMES FINANCIAL INC | $134.1M | 1,911,612 | 0.04% | 7q | +36.4%+$35.8M |
| MORGAN STANLEY | $129.5M | 1,846,817 | 0.01% | 32q | +9.2%+$10.9M |
| WELLS FARGO & COMPANY/MN | $97.1M | 1,384,462 | 0.02% | 29q | -48.8%-$92.4M |
| LPL Financial LLC | $84.3M | 1,202,550 | 0.02% | 31q | +11.7%+$8.9M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $33.1M | 483,654 | 0.06% | 11q | +11.5%+$3.4M |
| ROYAL BANK OF CANADA | $24.8M | 354,175 | 0.00% | 18q | -12.9%-$3.7M |
| CIBC Bancorp USA Inc. | $20.7M | 296,591 | 0.03% | new | NEW |
| Bank of New York Mellon Corp | $19.3M | 275,591 | 0.00% | new | NEW |
| TRUIST FINANCIAL CORP | $18.2M | 259,009 | 0.02% | 5q | -23.5%-$5.6M |
| Veracity Capital LLC | $17.0M | 243,029 | 4.60% | 3q | +1.9%+$317.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $16.5M | 235,305 | 0.01% | 5q | -6.9%-$1.2M |
| Hudson Capital Management LLC | $13.6M | 193,743 | 3.28% | 5q | -1.5%-$208.3K |
| STIFEL FINANCIAL CORP | $12.8M | 182,101 | 0.01% | 7q | +1.5%+$191.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $12.5M | 178,518 | 0.02% | 10q | -8.1%-$1.1M |
| PSI Advisors, LLC | $10.7M | 152,856 | 2.49% | 5q | +1.5%+$160.9K |
| First Heartland Consultants, Inc. | $10.6M | 150,760 | 0.68% | new | NEW |
| OSAIC HOLDINGS, INC. | $10.3M | 147,039 | 0.01% | 21q | +20.3%+$1.7M |
| RFG - Bristol Wealth Advisors, LLC | $10.0M | 142,694 | 2.42% | 4q | +2.1%+$208.0K |
| &PARTNERS | $9.5M | 134,933 | 0.04% | 9q | -5.9%-$588.0K |
| Rockefeller Capital Management L.P. | $9.1M | 130,331 | 0.01% | 4q | HELD |
| Arete Wealth Advisors, LLC | $8.8M | 125,868 | 0.19% | 8q | +93.4%+$4.3M |
| SAGESPRING WEALTH PARTNERS, LLC | $6.8M | 97,136 | 0.10% | 2q | -4.8%-$344.9K |
| JPMORGAN CHASE & CO | $6.8M | 97,789 | 0.00% | 2q | -1.7%-$116.9K |
| Henderson Brothers Financial Partners, LLC | $6.1M | 86,361 | 2.87% | 3q | -49.3%-$5.9M |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $5.3M | 75,022 | 1.43% | 2q | +55.2%+$1.9M |
| Wealth Advisors of Tampa Bay, LLC | $5.2M | 73,598 | 1.58% | 4q | -0.9%-$48.1K |
| Kestra Advisory Services, LLC | $5.0M | 71,456 | 0.02% | 6q | +5.7%+$272.2K |
| Advisory Services Network, LLC | $4.8M | 67,791 | 0.05% | 4q | HELD |
| BANK OF AMERICA CORP /DE/ | $4.6M | 65,847 | 0.00% | new | NEW |
| Legacy CG, LLC | $4.2M | 59,520 | 1.07% | new | NEW |
| 360 Financial, Inc. | $3.6M | 51,185 | 0.91% | 3q | -3.2%-$118.2K |
| Global Retirement Partners, LLC | $3.5M | 50,281 | 0.05% | 5q | +136.1%+$2.0M |
| DEFINED WEALTH MANAGEMENT, LLC | $3.4M | 48,043 | 1.73% | new | NEW |
| NewEdge Advisors, LLC | $3.3M | 47,623 | 0.01% | new | NEW |
| Private Advisor Group, LLC | $3.2M | 46,041 | 0.01% | 7q | +25.4%+$654.7K |
| Turning Point Benefit Group, Inc. | $3.1M | 44,046 | 1.32% | 4q | +251.9%+$2.2M |
| Walleye Partners, LLC | $3.0M | 42,336 | 3.38% | 2q | +107.9%+$1.5M |
| Northwest Wealth Advisors, LLC | $2.7M | 38,530 | 1.55% | 3q | +2.3%+$60.9K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $2.7M | 38,052 | 0.13% | 4q | +7.9%+$196.1K |
| CITADEL ADVISORS LLC | $2.6M | 36,690 | 0.00% | 3q | -16.4%-$502.9K |
| Integrity Financial Corp /WA | $2.5M | 36,031 | 1.21% | 5q | +9.7%+$223.4K |
| WealthCare Investment Partners, LLC | $2.3M | 33,237 | 0.57% | 4q | +18.6%+$365.2K |
| Capital Investment Advisory Services, LLC | $2.0M | 28,724 | 0.12% | 9q | +2.8%+$54.0K |
| MML INVESTORS SERVICES, LLC | $1.9M | 27,178 | 0.00% | 5q | +21.8%+$341.5K |
| Round Rock Advisors LLC | $1.9M | 26,946 | 0.24% | 3q | +25.4%+$382.5K |
| Venture Visionary Partners LLC | $1.7M | 23,575 | 0.05% | 5q | +32.0%+$400.3K |
| Spartan Wealth Advisory Services LLC | $1.6M | 22,900 | 0.13% | 2q | +11.2%+$162.3K |
| Sigma Planning Corp | $1.5M | 21,508 | 0.04% | 10q | -4.5%-$70.9K |
| Steward Partners Investment Advisory, LLC | $1.5M | 21,098 | 0.01% | 8q | +5.6%+$78.2K |
| Smartleaf Asset Management LLC | $1.4M | 20,632 | 0.05% | 11q | HELD |
| Brookwood Investment Group LLC | $1.4M | 20,034 | 0.16% | 3q | -16.8%-$283.0K |
| Ameritas Investment Partners, Inc. | $1.4M | 19,797 | 0.04% | 2q | +16.5%+$196.5K |
| Cornerstone Wealth Management, LLC | $1.2M | 16,856 | 0.05% | 5q | +3.1%+$35.1K |
| LaSalle St. Investment Advisors, LLC | $1.0M | 14,346 | 0.12% | new | NEW |
| JANE STREET GROUP, LLC | $982.1K | 14,005 | 0.00% | new | NEW |
| SHEETS SMITH WEALTH MANAGEMENT | $883.6K | 12,601 | 0.09% | 5q | -1.7%-$15.3K |
| COZAD ASSET MANAGEMENT INC | $824.5K | 11,757 | 0.05% | 4q | HELD |
| Gilliland Jeter Wealth Management LLC | $619.2K | 8,831 | 0.16% | 5q | -4.8%-$31.3K |
| Stonebridge Financial Group, LLC / MO | $611.1K | 8,715 | 0.41% | 3q | -16.9%-$123.9K |
| SeaCrest Wealth Management, LLC | $567.1K | 8,087 | 0.06% | 7q | +16.4%+$80.0K |
| Farther Finance Advisors, LLC | $556.6K | 7,938 | 0.00% | 4q | +19.7%+$91.5K |
| truNorth Financial Services, Inc. | $556.3K | 7,933 | 0.50% | 3q | +46.0%+$175.2K |
| SFG Wealth Management, LLC. | $553.5K | 7,893 | 0.20% | new | NEW |
| Ameritas Advisory Services, LLC | $522.7K | 7,454 | 0.01% | new | NEW |
| GREENWOOD GEARHART LLC | $510.6K | 7,281 | 0.02% | new | NEW |
| Redwood Financial Network Corp | $482.3K | 6,878 | 0.27% | 3q | +26.8%+$102.0K |
| GTS SECURITIES LLC | $476.2K | 6,791 | 0.01% | new | NEW |
| D. E. Shaw & Co., Inc. | $469.7K | 6,698 | 0.00% | 2q | +4.7%+$21.0K |
| PRIVATE TRUST CO NA | $424.3K | 6,051 | 0.03% | 6q | HELD |
| GREAT VALLEY ADVISOR GROUP, INC. | $379.5K | 5,412 | 0.01% | 5q | -93.2%-$5.2M |
| XTX Topco Ltd | $378.5K | 5,397 | 0.00% | new | NEW |
| Welch Financial Planning, LLC | $323.6K | 4,614 | 0.19% | new | NEW |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | $308.9K | 4,549 | 0.10% | new | NEW |
| Perennial Investment Advisors, LLC | $293.8K | 4,189 | 0.02% | 6q | -4.8%-$14.7K |
| KINGSWOOD WEALTH ADVISORS, LLC | $274.4K | 3,913 | 0.01% | new | NEW |
| MARATHON CAPITAL MANAGEMENT | $225.7K | 3,219 | 0.05% | new | NEW |
| FIFTH THIRD BANCORP | $219.0K | 3,124 | 0.00% | 2q | HELD |
| FreeGulliver LLC | $218.9K | 3,121 | 0.08% | new | NEW |
| AVAII WEALTH MANAGEMENT, LLC | $217.7K | 3,105 | 0.06% | new | NEW |
| Allworth Financial LP | $172.9K | 2,465 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $131.8K | 1,880 | 0.00% | 5q | -3.1%-$4.2K |
| US BANCORP \DE\ | $55.2K | 787 | 0.00% | 2q | +56.2%+$19.8K |
| HARBOUR INVESTMENTS, INC. | $42.9K | 612 | 0.00% | 2q | HELD |
| Cape Investment Advisory, Inc. | $42.9K | 612 | 0.01% | new | NEW |
| Fourth Dimension Wealth, LLC | $33.9K | 484 | 0.01% | new | NEW |
| FMR LLC | $23.1K | 328 | 0.00% | 6q | +20.1%+$3.9K |
| JONES FINANCIAL COMPANIES LLLP | $21.6K | 313 | 0.00% | 2q | +272.6%+$15.8K |
| CoreCap Advisors, LLC | $21.2K | 302 | 0.00% | 5q | +41.8%+$6.2K |
| ASSETMARK, INC | $17.8K | 254 | 0.00% | 3q | HELD |
| CITIGROUP INC | $13.2K | 188 | 0.00% | new | NEW |
| Larson Financial Group LLC | $7.0K | 100 | 0.00% | 4q | HELD |
| UBS Group AG | $5.7K | 81 | 0.00% | 2q | HELD |
| Pinnacle Bancorp, Inc. | $5.1K | 73 | 0.00% | 7q | -41.1%-$3.6K |
| Greenwich Wealth Management LLC | $4.6K | 66,133 | 0.17% | 6q | -0.5% |
| Integrated Wealth Concepts LLC | $3.5K | 50 | 0.00% | new | NEW |
| EverSource Wealth Advisors, LLC | $3.3K | 47 | 0.00% | 3q | HELD |
Showing the largest 100 of 106 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 101 | $2.2B | 32,061,014 | 25 | 38 | 25 | 0.0% |
| Q1 2026 | 87 | $1.9B | 33,522,346 | 17 | 46 | 13 | 0.0% |
| Q4 2025 | 76 | $1.5B | 26,320,816 | 15 | 40 | 8 | 0.0% |
| Q3 2025 | 61 | $1.0B | 18,167,869 | 15 | 30 | 9 | 0.0% |
| Q2 2025 | 52 | $829.5M | 15,557,234 | 17 | 25 | 7 | 0.0% |
| Q1 2025 | 41 | $748.0M | 15,300,379 | 10 | 20 | 6 | 0.0% |
| Q4 2024 | 36 | $781.5M | 15,248,461 | 14 | 15 | 4 | 0.0% |
| Q3 2024 | 21 | $694.6M | 13,370,611 | 4 | 12 | 3 | 0.0% |
| Q2 2024 | 20 | $625.8M | 12,995,338 | 5 | 11 | 1 | 0.0% |
| Q1 2024 | 18 | $528.1M | 10,658,743 | 4 | 11 | 1 | 0.0% |
| Q4 2023 | 16 | $462.0M | 10,056,412 | 5 | 4 | 4 | 0.0% |
| Q3 2023 | 11 | $264.7M | 6,562,468 | 3 | 5 | 2 | 0.0% |
| Q2 2023 | 9 | $168.6M | 4,068,730 | 0 | 3 | 4 | 0.0% |
| Q1 2023 | 11 | $162.0M | 4,122,213 | 3 | 5 | 1 | 0.0% |
| Q4 2022 | 11 | $205.8M | 5,354,769 | 2 | 4 | 2 | 0.0% |
| Q3 2022 | 14 | $192.4M | 5,313,473 | 1 | 3 | 6 | 0.0% |
| Q2 2022 | 16 | $595.5M | 15,739,882 | 3 | 5 | 5 | 0.0% |
| Q1 2022 | 14 | $695.1M | 15,729,730 | 4 | 5 | 4 | 0.0% |
| Q4 2021 | 13 | $1.2B | 25,257,552 | 4 | 7 | 1 | 0.0% |
| Q3 2021 | 11 | $28.7M | 721,217 | 3 | 5 | 1 | 0.0% |
| Q2 2021 | 11 | $23.1M | 492,903 | 5 | 3 | 2 | 0.0% |
| Q1 2021 | 9 | $16.7M | 377,824 | 3 | 0 | 4 | 0.0% |
| Q4 2020 | 7 | $63.8M | 1,756,109 | 0 | 2 | 2 | 0.0% |
| Q3 2020 | 9 | $9.8M | 347,885 | 0 | 3 | 5 | 0.0% |
| Q2 2020 | 11 | $8.7M | 318,880 | 2 | 3 | 5 | 0.0% |
| Q1 2020 | 10 | $10.0M | 462,080 | 1 | 2 | 5 | 0.0% |
| Q4 2019 | 11 | $13.8M | 424,281 | 0 | 4 | 2 | 0.0% |
| Q3 2019 | 10 | $11.9M | 388,969 | 1 | 6 | 0 | 0.0% |
| Q2 2019 | 10 | $10.7M | 339,475 | 3 | 4 | 2 | 0.0% |
| Q1 2019 | 8 | $11.2M | 359,417 | 1 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $12.9M | 465,262 | 1 | 1 | 1 | 0.0% |