PRUDENTIAL FINL INC (PRU)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
62
Reporting holders
$69.8M
Reported value
0.0%
Calls
0.0%
Puts
-1,357
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Gradient Investments LLC | $18.0M | 158,500 | 0.26% | 6q | +18.4%+$2.8M |
| Allen Mooney & Barnes Investment Advisors LLC | $10.6M | 92,914 | 1.57% | 19q | -1.2%-$132.7K |
| Venture Visionary Partners LLC | $4.6M | 40,273 | 0.12% | 28q | +4.1%+$181.2K |
| Iowa State Bank | $4.5M | 39,506 | 0.76% | 23q | -4.5%-$209.0K |
| Farther Finance Advisors, LLC | $4.4M | 38,303 | 0.03% | 16q | +56.6%+$1.6M |
| VALLEY WEALTH MANAGERS, INC. | $4.1M | 36,034 | 0.23% | 32q | +0.9%+$37.1K |
| MassMutual Private Wealth & Trust, FSB | $4.0M | 35,484 | 0.11% | 32q | -38.9%-$2.6M |
| Douglas Lane & Associates, LLC | $2.8M | 24,556 | 0.04% | 32q | -20.6%-$725.5K |
| Ridgewood Investments LLC | $1.3M | 11,237 | 0.47% | 5q | -9.4%-$132.9K |
| Roxbury Financial LLC | $1.2M | 10,435 | 0.91% | 8q | -9.8%-$128.8K |
| GAMMA Investing LLC | $1.2M | 10,131 | 0.04% | 12q | +11.0%+$114.4K |
| Bangor Savings Bank | $976.1K | 8,594 | 0.07% | 31q | HELD |
| Parrish Capital LLC | $956.6K | 8,422 | 0.93% | 4q | +1.4%+$13.1K |
| CANANDAIGUA NATIONAL BANK & TRUST CO | $861.7K | 7,587 | 0.07% | 15q | -2.8%-$24.6K |
| MOODY NATIONAL BANK TRUST DIVISION | $799.8K | 7,042 | 0.07% | 32q | +8.8%+$64.5K |
| Investors Research Corp | $696.0K | 6,128 | 0.12% | 31q | -3.2%-$22.7K |
| Everhart Financial Group, Inc. | $692.2K | 6,094 | 0.04% | 12q | +13.8%+$83.9K |
| Avidian Wealth Enterprises, LLC | $690.9K | 6,083 | 0.02% | 24q | +3.4%+$22.8K |
| Vann Equity Management LLC | $637.7K | 5,615 | 0.38% | 3q | -9.8%-$69.4K |
| DIVERSIFIED MANAGEMENT INC | $628.3K | 5,532 | 0.11% | new | NEW |
| Valeo Financial Advisors, LLC | $489.4K | 4,309 | 0.01% | 14q | +1.7%+$8.0K |
| Sound Income Strategies, LLC | $480.7K | 4,234 | 0.02% | 32q | -5.6%-$28.4K |
| Wedmont Private Capital | $475.7K | 4,190 | 0.01% | 13q | -10.9%-$58.5K |
| Apella Capital, LLC | $417.9K | 3,719 | 0.01% | 7q | +22.2%+$75.8K |
| VISTA INVESTMENT PARTNERS LLC | $410.5K | 3,614 | 0.11% | 12q | HELD |
| Stokes Capital Advisors, LLC | $403.2K | 3,550 | 0.09% | 3q | HELD |
| Dorato Capital Management | $402.6K | 3,583 | 0.27% | 4q | HELD |
| CoreCap Advisors, LLC | $373.0K | 3,283 | 0.01% | 9q | HELD |
| Versant Capital Management, Inc | $318.7K | 2,806 | 0.03% | 32q | +3.3%+$10.1K |
| DOLIVER ADVISORS, LP | $286.2K | 2,520 | 0.06% | 29q | -2.1%-$6.0K |
| TrueWealth Advisors, LLC | $286.0K | 2,518 | 0.06% | 24q | +0.9%+$2.5K |
| Paragon Capital Management Ltd | $236.9K | 2,085 | 0.04% | 2q | +0.5%+$1.2K |
| Stonebridge Financial Group, LLC | $235.5K | 2,073 | 0.02% | new | NEW |
| ARMSTRONG ADVISORY GROUP, INC | $211.6K | 1,863 | 0.01% | 16q | +1.5%+$3.1K |
| PARK NATIONAL CORP /OH/ | $207.5K | 1,827 | 0.01% | 3q | +316.2%+$157.6K |
| Bank of New Hampshire | $182.9K | 1,610 | 0.04% | 22q | HELD |
| MJT & Associates Financial Advisory Group, Inc. | $114.3K | 1,006 | 0.07% | 7q | HELD |
| Coastline Trust Co | $113.6K | 1,000 | 0.01% | 9q | HELD |
| Wealth Enhancement Trust Services, Inc. | $106.7K | 939 | 0.01% | 4q | -60.7%-$164.6K |
| Grove Bank & Trust | $102.7K | 904 | 0.01% | 16q | HELD |
| AMERICAN NATIONAL BANK & TRUST | $97.5K | 858 | 0.01% | 8q | -61.4%-$154.8K |
| EASTERN BANK | $65.6K | 578 | 0.00% | 19q | HELD |
| Hickory Point Bank & Trust | $57.2K | 504 | 0.03% | 3q | -16.6%-$11.4K |
| TOTH FINANCIAL ADVISORY CORP | $53.5K | 471 | 0.01% | 32q | HELD |
| NORTH POINT PORTFOLIO MANAGERS CORP/OH | $45.5K | 401 | 0.01% | new | NEW |
| Dakota Community Bank & Trust NA | $42.8K | 377 | 0.12% | 16q | -78.3%-$154.7K |
| Bank & Trust Co | $36.1K | 318 | 0.02% | 10q | HELD |
| Rosenberg Matthew Hamilton | $25.4K | 224 | 0.00% | 27q | -17.0%-$5.2K |
| STEPH & CO | $16.4K | 144 | 0.00% | 28q | HELD |
| Mn Services Vermogensbeheer B.V. | $11.5K | 101,334 | 0.09% | 31q | HELD |
| ELEVATION WEALTH PARTNERS, LLC | $11.5K | 101 | 0.00% | 5q | +24.7%+$2.3K |
| Retirement Wealth Solutions LLC | $9.5K | 84 | 0.01% | 8q | +13.5%+$1.1K |
| Bullock Wealth Management Group | $8.9K | 78 | 0.00% | 11q | HELD |
| FIRST COMMUNITY TRUST NA | $8.7K | 77 | 0.00% | 20q | -58.2%-$12.2K |
| Davis Capital Management | $8.4K | 74 | 0.01% | 12q | +1.4% |
| TOMPKINS FINANCIAL CORP | $8.3K | 73 | 0.00% | 12q | HELD |
| Miller Global Investments, LLC | $8.3K | 73 | 0.01% | 3q | HELD |
| ATWOOD & PALMER INC | $8.1K | 71 | 0.00% | 8q | HELD |
| Horrell Capital Management, Inc. | $3.3K | 29 | 0.00% | 32q | HELD |
| Trust Co | $1.8K | 16 | 0.00% | 32q | HELD |
| GoalVest Advisory LLC | $1.0K | 9 | 0.00% | new | NEW |
| Planning Strategies Inc. | $1.0K | 9 | 0.00% | 2q | -86.2%-$6.4K |
| CX Institutional | $492 | 4,333 | 0.01% | 14q | -8.0% |
| GILPIN WEALTH MANAGEMENT, LLC | $114 | 1 | 0.00% | new | NEW |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-14 | KAPPLER ANN M | EVP and General Counsel | Sold | 13,580 | $1.4M |
| 2026-08-14 | KAPPLER ANN M | EVP and General Counsel | Sold | 7,652 | $956.6K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 62 | $69.8M | 614,673 | 5 | 19 | 19 | 0.0% |
| Q2 2026 | 1,419 | $26.5B | 239,376,397 | 137 | 508 | 446 | 2.5% |
| Q1 2026 | 1,363 | $21.7B | 217,655,075 | 111 | 482 | 453 | 2.2% |
| Q4 2025 | 1,423 | $24.9B | 214,642,107 | 128 | 464 | 438 | 2.6% |
| Q3 2025 | 1,326 | $22.6B | 211,667,716 | 91 | 437 | 457 | 3.1% |
| Q2 2025 | 1,322 | $23.4B | 211,723,561 | 93 | 480 | 443 | 3.0% |
| Q1 2025 | 1,344 | $24.7B | 213,018,764 | 89 | 452 | 469 | 3.8% |
| Q4 2024 | 1,384 | $26.7B | 214,119,705 | 84 | 449 | 432 | 5.1% |
| Q3 2024 | 1,313 | $26.6B | 208,447,494 | 86 | 453 | 443 | 5.4% |
| Q2 2024 | 1,312 | $25.5B | 207,755,095 | 104 | 429 | 435 | 4.6% |
| Q1 2024 | 1,273 | $27.0B | 219,364,428 | 104 | 406 | 429 | 4.6% |
| Q4 2023 | 1,243 | $23.1B | 211,542,980 | 86 | 349 | 455 | 5.2% |
| Q3 2023 | 1,168 | $20.1B | 201,115,332 | 94 | 373 | 390 | 5.2% |
| Q2 2023 | 1,158 | $18.6B | 200,992,425 | 85 | 387 | 405 | 4.7% |
| Q1 2023 | 1,154 | $18.0B | 207,316,766 | 77 | 435 | 367 | 4.4% |
| Q4 2022 | 1,225 | $22.8B | 220,931,294 | 122 | 384 | 365 | 3.7% |
| Q3 2022 | 1,124 | $19.0B | 212,930,035 | 65 | 439 | 326 | 4.0% |
| Q2 2022 | 1,156 | $21.2B | 214,259,401 | 71 | 444 | 376 | 3.2% |
| Q1 2022 | 1,223 | $26.4B | 217,180,101 | 111 | 481 | 339 | 3.0% |
| Q4 2021 | 1,209 | $24.3B | 214,925,693 | 104 | 420 | 321 | 4.3% |
| Q3 2021 | 1,101 | $23.5B | 215,948,120 | 96 | 379 | 347 | 3.5% |
| Q2 2021 | 1,074 | $23.5B | 221,635,766 | 97 | 392 | 315 | 3.2% |
| Q1 2021 | 1,051 | $20.8B | 219,937,460 | 110 | 395 | 306 | 3.7% |
| Q4 2020 | 1,006 | $18.8B | 221,109,071 | 101 | 323 | 340 | 4.9% |
| Q3 2020 | 919 | $14.5B | 220,694,692 | 80 | 293 | 328 | 3.6% |
| Q2 2020 | 904 | $14.7B | 233,581,467 | 84 | 300 | 344 | 3.2% |
| Q1 2020 | 908 | $13.0B | 244,754,800 | 71 | 319 | 358 | 2.4% |
| Q4 2019 | 1,043 | $25.5B | 265,269,199 | 78 | 355 | 351 | 2.6% |
| Q3 2019 | 962 | $23.8B | 257,791,053 | 63 | 342 | 360 | 2.4% |
| Q2 2019 | 1,004 | $28.1B | 262,804,446 | 75 | 328 | 353 | 2.7% |
| Q1 2019 | 1,015 | $24.8B | 265,390,142 | 83 | 374 | 314 | 1.6% |
| Q4 2018 | 984 | $23.1B | 277,862,889 | 7 | 21 | 18 | 1.8% |