CC NEUBERGER PRINCIPAL HOLDN (PRPC)
Institutional ownership reported to the SEC as of Q3 2023, across 11 quarters.
23
Reporting holders
$43.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sandia Investment Management LP | $4.9M | 448,910 | 1.33% | 8q | -23.1%-$1.5M |
| UBS OCONNOR LLC | $4.4M | 400,371 | 0.08% | 3q | HELD |
| FIR TREE CAPITAL MANAGEMENT LP | $3.8M | 345,937 | 0.39% | 11q | -11.3%-$479.3K |
| METEORA CAPITAL, LLC | $3.7M | 341,151 | 0.63% | 3q | -13.0%-$557.2K |
| Periscope Capital Inc. | $3.6M | 329,379 | 0.41% | 10q | HELD |
| GLAZER CAPITAL, LLC | $3.5M | 317,289 | 0.23% | 10q | -24.6%-$1.1M |
| MIZUHO SECURITIES USA LLC | $3.4M | 310,480 | 0.10% | 2q | +248.0%+$2.4M |
| Castle Creek Arbitrage, LLC | $3.1M | 287,030 | 0.74% | 9q | -34.3%-$1.6M |
| Westchester Capital Management, LLC | $3.0M | 275,000 | 0.09% | 2q | +37.5%+$817.5K |
| Shaolin Capital Management LLC | $2.5M | 224,900 | 0.09% | 4q | HELD |
| BERKLEY W R CORP | $2.3M | 208,695 | 0.15% | 2q | +179.9%+$1.5M |
| MOORE CAPITAL MANAGEMENT, LP | $1.1M | 100,000 | 0.02% | 10q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $926.1K | 84,960 | 0.05% | new | NEW |
| GABELLI FUNDS LLC | $716.1K | 65,693 | 0.01% | 10q | HELD |
| DEUTSCHE BANK AG\ | $569.1K | 52,215 | 0.00% | 3q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $551.5K | 50,600 | 0.09% | 10q | HELD |
| Spartan Fund Management Inc. | $511.2K | 46,896 | 0.38% | 4q | +1006.3%+$465.0K |
| Walleye Capital LLC | $276.2K | 25,338 | 0.00% | 3q | HELD |
| Polar Asset Management Partners Inc. | $272.5K | 25,000 | 0.01% | 6q | HELD |
| Walleye Trading LLC | $185.7K | 17,033 | 0.00% | 3q | HELD |
| D. E. Shaw & Co., Inc. | $109.0K | 10,000 | 0.00% | 2q | HELD |
| CLEAR STREET LLC | $63.2K | 5,800 | 0.00% | 2q | +625.0%+$54.5K |
| UBS Group AG | $1.1K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 23 | $43.3M | 3,972,777 | 2 | 5 | 5 | 0.0% |
| Q2 2023 | 23 | $43.4M | 4,014,973 | 5 | 4 | 4 | 0.0% |
| Q1 2023 | 21 | $39.4M | 3,816,261 | 8 | 4 | 6 | 0.0% |
| Q4 2022 | 75 | $373.9M | 37,021,905 | 8 | 16 | 15 | 0.0% |
| Q3 2022 | 78 | $363.7M | 36,630,663 | 9 | 17 | 13 | 0.0% |
| Q2 2022 | 93 | $380.5M | 38,628,424 | 14 | 17 | 13 | 0.1% |
| Q1 2022 | 86 | $346.8M | 35,122,862 | 11 | 26 | 11 | 0.0% |
| Q4 2021 | 83 | $334.4M | 33,842,881 | 6 | 21 | 6 | 0.1% |
| Q3 2021 | 84 | $280.3M | 28,645,705 | 11 | 25 | 6 | 0.0% |
| Q2 2021 | 78 | $250.2M | 25,550,887 | 59 | 8 | 1 | 0.1% |
| Q1 2021 | 20 | $44.7M | 4,602,405 | 20 | 0 | 0 | 0.0% |