CC NEUBERGER PRINCIPAL HOLDN (PRPC)
Institutional ownership reported to the SEC as of Q3 2023, across 11 quarters.
21
Reporting holders
$37.4M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sandia Investment Management LP | $4.9M | 448,910 | 1.33% | 8q | -23.1%-$1.5M |
| UBS OCONNOR LLC | $4.4M | 400,371 | 0.08% | 3q | HELD |
| FIR TREE CAPITAL MANAGEMENT LP | $3.8M | 345,937 | 0.39% | 11q | -11.3%-$479.3K |
| METEORA CAPITAL, LLC | $3.7M | 341,151 | 0.63% | 3q | -13.0%-$557.2K |
| Periscope Capital Inc. | $3.6M | 329,379 | 0.41% | 10q | HELD |
| MIZUHO SECURITIES USA LLC | $3.4M | 310,480 | 0.10% | 2q | +248.0%+$2.4M |
| Castle Creek Arbitrage, LLC | $3.1M | 287,030 | 0.74% | 9q | -34.3%-$1.6M |
| Westchester Capital Management, LLC | $3.0M | 275,000 | 0.09% | 2q | +37.5%+$817.5K |
| BERKLEY W R CORP | $2.3M | 208,695 | 0.15% | 2q | +179.9%+$1.5M |
| MOORE CAPITAL MANAGEMENT, LP | $1.1M | 100,000 | 0.02% | 10q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $926.1K | 84,960 | 0.05% | new | NEW |
| GABELLI FUNDS LLC | $716.1K | 65,693 | 0.01% | 10q | HELD |
| DEUTSCHE BANK AG\ | $569.1K | 52,215 | 0.00% | 3q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $551.5K | 50,600 | 0.09% | 10q | HELD |
| Spartan Fund Management Inc. | $511.2K | 46,896 | 0.38% | 4q | +1006.3%+$465.0K |
| Walleye Capital LLC | $276.2K | 25,338 | 0.00% | 3q | HELD |
| Polar Asset Management Partners Inc. | $272.5K | 25,000 | 0.01% | 6q | HELD |
| Walleye Trading LLC | $185.7K | 17,033 | 0.00% | 3q | HELD |
| D. E. Shaw & Co., Inc. | $109.0K | 10,000 | 0.00% | 2q | HELD |
| CLEAR STREET LLC | $63.2K | 5,800 | 0.00% | 2q | +625.0%+$54.5K |
| GLAZER CAPITAL, LLC | $3.5K | 317,289 | 0.23% | 10q | -24.6%-$1.1K |
| Shaolin Capital Management LLC | $2.5K | 224,900 | 0.09% | 4q | HELD |
| UBS Group AG | $1.1K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 21 | $37.4M | 3,430,588 | 2 | 5 | 4 | 0.0% |
| Q2 2023 | 21 | $36.5M | 3,369,378 | 5 | 4 | 3 | 0.0% |
| Q1 2023 | 19 | $32.7M | 3,166,167 | 8 | 3 | 5 | 0.0% |
| Q4 2022 | 59 | $281.0M | 27,821,793 | 5 | 13 | 13 | 0.0% |
| Q3 2022 | 78 | $363.7M | 36,630,663 | 9 | 17 | 13 | 0.0% |
| Q2 2022 | 93 | $380.5M | 38,628,424 | 14 | 17 | 13 | 0.1% |
| Q1 2022 | 86 | $346.8M | 35,122,862 | 11 | 26 | 11 | 0.0% |
| Q4 2021 | 83 | $334.4M | 33,842,881 | 6 | 21 | 6 | 0.1% |
| Q3 2021 | 84 | $280.3M | 28,645,705 | 11 | 25 | 6 | 0.0% |
| Q2 2021 | 78 | $250.2M | 25,550,887 | 59 | 8 | 1 | 0.1% |
| Q1 2021 | 20 | $44.7M | 4,602,405 | 20 | 0 | 0 | 0.0% |