PRINCIPAL EXCHANGE TRADED FD (PREF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
132
Reporting holders
$1.4B
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $255.5M | 13,417,050 | 0.13% | 17q | +4180.8%+$249.6M |
| BANK OF AMERICA CORP /DE/ | $225.3M | 11,822,114 | 0.01% | 31q | +0.7%+$1.6M |
| UBS Group AG | $147.0M | 7,713,331 | 0.02% | 31q | HELD |
| MORGAN STANLEY | $137.0M | 7,188,556 | 0.01% | 29q | -2.8%-$3.9M |
| WELLS FARGO & COMPANY/MN | $87.0M | 4,565,964 | 0.01% | 29q | -39.1%-$56.0M |
| LPL Financial LLC | $61.5M | 3,227,005 | 0.01% | 31q | +3.9%+$2.3M |
| ROYAL BANK OF CANADA | $60.2M | 3,157,079 | 0.01% | 31q | +1.7%+$1.0M |
| IFC Advisors LLC | $52.9M | 2,773,798 | 6.71% | 7q | +1.6%+$828.5K |
| RAYMOND JAMES FINANCIAL INC | $36.6M | 1,922,757 | 0.01% | 7q | +3.4%+$1.2M |
| AMERIPRISE FINANCIAL INC | $36.2M | 1,900,115 | 0.01% | 4q | -56.8%-$47.5M |
| PRINCIPAL SECURITIES, INC. | $27.1M | 1,419,536 | 0.33% | 11q | +17.1%+$3.9M |
| ENVESTNET ASSET MANAGEMENT INC | $24.8M | 1,303,346 | 0.01% | 23q | +20.8%+$4.3M |
| Permanens Capital L.P. | $21.1M | 1,104,859 | 2.17% | 6q | +30.4%+$4.9M |
| Bensler, LLC | $17.7M | 927,050 | 1.56% | 7q | +11.4%+$1.8M |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $16.1M | 842,806 | 2.10% | 11q | +30.0%+$3.7M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $12.0M | 633,860 | 0.02% | 12q | +5.2%+$595.0K |
| BENJAMIN EDWARDS INC | $11.7M | 614,837 | 0.11% | 30q | -7.2%-$911.8K |
| Private Advisor Group, LLC | $11.0M | 575,695 | 0.05% | 30q | +236.4%+$7.7M |
| Berger Financial Group, Inc | $8.4M | 441,919 | 0.43% | 11q | +9.4%+$723.8K |
| L2 Asset Management, LLC | $8.3M | 437,360 | 0.87% | 4q | -48.5%-$7.9M |
| ROGCO, LP | $7.8M | 406,720 | 2.37% | 12q | +2.2%+$164.1K |
| Capital Investment Advisory Services, LLC | $7.6M | 397,911 | 0.47% | 22q | +418.9%+$6.1M |
| DAYMARK WEALTH PARTNERS, LLC | $7.3M | 381,019 | 0.18% | new | NEW |
| NewEdge Advisors, LLC | $6.9M | 364,543 | 0.02% | 29q | +574.6%+$5.9M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.5M | 341,695 | 0.00% | 3q | +10.7%+$630.7K |
| FOCUSED ALPHA, LLC | $5.7M | 296,734 | 1.45% | 3q | +114.1%+$3.0M |
| PSI Advisors, LLC | $5.3M | 280,460 | 1.24% | 4q | -1.1%-$59.9K |
| &PARTNERS | $5.0M | 264,728 | 0.02% | 9q | +50.8%+$1.7M |
| Spartan Wealth Advisory Services LLC | $5.0M | 261,330 | 0.41% | 2q | +2.3%+$112.9K |
| Focus Partners Wealth | $4.9M | 258,990 | 0.01% | 5q | -0.5%-$26.4K |
| Baird Financial Group, Inc. | $4.9M | 258,863 | 0.01% | 27q | +7.3%+$334.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.8M | 253,344 | 0.01% | 31q | -8.1%-$425.0K |
| Rockefeller Capital Management L.P. | $3.9M | 205,725 | 0.01% | 13q | +5.3%+$197.8K |
| Grey Ledge Advisors, LLC | $3.9M | 205,655 | 0.79% | 7q | +1.7%+$65.7K |
| JPMORGAN CHASE & CO | $3.7M | 192,634 | 0.00% | 9q | +1.3%+$45.4K |
| Ocean Park Asset Management, LLC | $3.7M | 192,000 | 0.18% | 4q | HELD |
| Meadow Creek Wealth Advisors LLC | $3.4M | 175,941 | 2.05% | 11q | +18.0%+$512.0K |
| DEARBORN PARTNERS LLC | $3.3M | 171,687 | 0.09% | 29q | +102.7%+$1.6M |
| Fiduciary Alliance LLC | $3.1M | 162,452 | 0.21% | 8q | +9.6%+$269.9K |
| Sanctuary Advisors, LLC | $2.9M | 153,792 | 0.01% | 9q | +11.8%+$309.6K |
| Creative Planning | $2.9M | 150,776 | 0.00% | 5q | +4.0%+$111.0K |
| MainStreet Investment Advisors LLC | $2.6M | 137,845 | 0.36% | 22q | -1.8%-$47.0K |
| MassMutual Private Wealth & Trust, FSB | $2.6M | 134,825 | 0.07% | 17q | -3.9%-$104.5K |
| INSIGNEO ADVISORY SERVICES, LLC | $2.5M | 132,073 | 0.09% | 5q | -1.5%-$39.0K |
| Legacy Bridge, LLC | $2.3M | 122,830 | 0.72% | 8q | -0.6%-$13.6K |
| OSAIC HOLDINGS, INC. | $2.3M | 119,001 | 0.00% | 26q | -8.1%-$201.0K |
| J.W. COLE ADVISORS, INC. | $2.2M | 114,567 | 0.04% | new | NEW |
| Kestra Advisory Services, LLC | $2.0M | 105,218 | 0.01% | 21q | +5.0%+$95.9K |
| FIFTH THIRD BANCORP | $2.0M | 104,673 | 0.00% | 4q | -0.9%-$17.6K |
| INVESTMENT PARTNERS, LTD. | $1.9M | 99,063 | 0.59% | 15q | HELD |
| STIFEL FINANCIAL CORP | $1.8M | 92,218 | 0.00% | 19q | +1.1%+$19.1K |
| Bank of New York Mellon Corp | $1.7M | 87,567 | 0.00% | 31q | +1.9%+$31.1K |
| IBEX WEALTH ADVISORS | $1.6M | 82,375 | 0.12% | 7q | HELD |
| Gilliland Jeter Wealth Management LLC | $1.5M | 81,138 | 0.41% | 11q | HELD |
| Willis Johnson & Associates, Inc. | $1.5M | 76,348 | 0.08% | 23q | -0.8%-$11.5K |
| MML INVESTORS SERVICES, LLC | $1.4M | 71,151 | 0.00% | 5q | +30.0%+$313.1K |
| FourThought Financial Partners, LLC | $1.3M | 70,284 | 0.10% | 13q | +1.1%+$14.3K |
| Concurrent Investment Advisors, LLC | $1.2M | 64,728 | 0.01% | new | NEW |
| Cerity Partners LLC | $1.2M | 64,553 | 0.00% | 15q | +1.1%+$13.7K |
| TRUIST FINANCIAL CORP | $1.2M | 63,154 | 0.00% | 27q | +0.7%+$7.8K |
| Mengis Capital Management, Inc. | $1.2M | 62,600 | 0.18% | 3q | +8.7%+$95.0K |
| LexAurum Advisors, LLC | $1.1M | 60,194 | 0.13% | 8q | +20.0%+$191.4K |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | $1.1M | 58,777 | 0.01% | 5q | +81.1%+$501.8K |
| First Citizens Financial Corp | $1.1M | 58,292 | 0.46% | 14q | -1.0%-$10.8K |
| Mariner, LLC | $1.0M | 54,236 | 0.00% | 15q | -89.8%-$9.1M |
| Valor Advisors LLC | $936.7K | 49,143 | 0.69% | 3q | HELD |
| FLAGSTAR SECURITIES, INC | $919.0K | 48,217 | 0.28% | 11q | -9.4%-$95.2K |
| Essex Financial Services, Inc. | $903.0K | 47,378 | 0.04% | 5q | HELD |
| BTG Pactual Asset Management US LLC | $802.1K | 42,084 | 0.05% | 8q | +8.4%+$62.2K |
| Mechanics Financial Corp | $797.2K | 41,824 | 0.29% | 19q | -1.4%-$11.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $785.7K | 41,222 | 0.00% | 3q | +101.3%+$395.4K |
| US BANCORP \DE\ | $762.4K | 40,000 | 0.00% | new | NEW |
| Henderson Brothers Financial Partners, LLC | $756.9K | 39,713 | 0.36% | 3q | -47.4%-$681.5K |
| Arax Advisory Partners | $723.0K | 37,931 | 0.00% | new | NEW |
| Smartleaf Asset Management LLC | $679.2K | 35,653 | 0.02% | 11q | HELD |
| EP Wealth Advisors, LLC | $676.1K | 35,471 | 0.00% | new | NEW |
| Heritage Wealth Management, Inc. | $633.5K | 33,237 | 0.16% | 7q | +15.5%+$85.2K |
| Coastal Bridge Advisors, LLC | $625.2K | 32,801 | 0.04% | 7q | -4.0%-$26.3K |
| UMB Bank, n.a. | $619.4K | 32,496 | 0.01% | 19q | +6.0%+$34.8K |
| Activest Wealth Management | $614.6K | 32,243 | 0.12% | 12q | +19.8%+$101.6K |
| Pinnacle Financial Partners, Inc. | $577.2K | 30,285 | 0.00% | 3q | -26.2%-$205.4K |
| Argent Trust Co | $538.5K | 28,254 | 0.02% | 13q | -2.6%-$14.3K |
| Resurgent Financial Advisors LLC | $483.7K | 25,378 | 0.13% | 5q | +3.8%+$17.9K |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | $441.6K | 23,170 | 0.06% | 4q | -36.8%-$256.9K |
| DIVERSIFIED TRUST CO | $381.1K | 19,994 | 0.01% | 3q | -21.1%-$101.8K |
| XML Financial, LLC | $369.9K | 19,406 | 0.03% | 24q | +1.3%+$4.9K |
| Platform Technology Partners | $362.1K | 19,000 | 0.06% | 6q | HELD |
| STEPHENS INC /AR/ | $344.3K | 18,062 | 0.00% | 5q | -16.5%-$68.0K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $314.7K | 16,509 | 0.09% | 11q | -1.2%-$3.8K |
| W.G. Shaheen & Associates DBA Whitney & Co | $314.5K | 16,500 | 0.02% | 18q | HELD |
| MBL Wealth, LLC | $305.0K | 16,000 | 0.02% | 4q | -3.0%-$9.5K |
| Venturi Wealth Management, LLC | $295.4K | 15,500 | 0.01% | new | NEW |
| VestGen Advisors, LLC | $286.5K | 15,032 | 0.01% | 6q | HELD |
| Main Street Financial Solutions, LLC | $276.0K | 14,479 | 0.02% | 6q | +1.3%+$3.6K |
| Gotham Asset Management, LLC | $272.3K | 14,288 | 0.00% | new | NEW |
| Indivisible Partners | $269.7K | 14,152 | 0.02% | new | NEW |
| Colter Lewis Investment Partners LLC | $267.9K | 14,054 | 0.12% | 2q | HELD |
| Advisory Services Network, LLC | $267.8K | 14,049 | 0.00% | 4q | -9.7%-$28.9K |
| AXXCESS WEALTH MANAGEMENT, LLC | $262.3K | 13,763 | 0.00% | 6q | HELD |
| Mirae Asset Global Investments Co., Ltd. | $259.5K | 13,615 | 0.00% | 7q | -34.4%-$136.0K |
Showing the largest 100 of 135 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 132 | $1.4B | 74,601,737 | 16 | 55 | 35 | 0.0% |
| Q1 2026 | 131 | $1.2B | 65,190,087 | 11 | 57 | 36 | 0.0% |
| Q4 2025 | 130 | $1.1B | 57,430,741 | 16 | 54 | 38 | 0.0% |
| Q3 2025 | 122 | $1.0B | 53,457,284 | 12 | 53 | 35 | 0.0% |
| Q2 2025 | 120 | $1.0B | 53,050,663 | 19 | 46 | 36 | 0.0% |
| Q1 2025 | 111 | $888.0M | 47,494,204 | 16 | 51 | 24 | 0.0% |
| Q4 2024 | 102 | $809.6M | 43,505,495 | 10 | 45 | 21 | 0.0% |
| Q3 2024 | 90 | $728.3M | 38,724,273 | 12 | 44 | 21 | 0.0% |
| Q2 2024 | 87 | $689.7M | 37,840,150 | 12 | 40 | 21 | 0.0% |
| Q1 2024 | 78 | $797.5M | 43,930,955 | 5 | 37 | 25 | 0.0% |
| Q4 2023 | 83 | $672.6M | 38,412,620 | 12 | 38 | 18 | 0.0% |
| Q3 2023 | 67 | $466.7M | 27,707,561 | 11 | 23 | 20 | 0.0% |
| Q2 2023 | 60 | $413.8M | 24,411,916 | 9 | 21 | 21 | 0.0% |
| Q1 2023 | 58 | $353.2M | 20,792,025 | 5 | 26 | 20 | 0.0% |
| Q4 2022 | 53 | $271.5M | 15,925,007 | 8 | 17 | 18 | 0.0% |
| Q3 2022 | 64 | $205.3M | 12,235,751 | 3 | 26 | 20 | 0.0% |
| Q2 2022 | 68 | $231.9M | 13,438,056 | 10 | 20 | 28 | 0.0% |
| Q1 2022 | 68 | $241.2M | 12,698,824 | 8 | 26 | 22 | 0.0% |
| Q4 2021 | 71 | $296.6M | 14,625,255 | 13 | 28 | 22 | 0.0% |
| Q3 2021 | 63 | $273.6M | 13,194,083 | 5 | 38 | 13 | 0.0% |
| Q2 2021 | 64 | $241.4M | 11,649,690 | 11 | 33 | 12 | 0.0% |
| Q1 2021 | 56 | $207.7M | 10,182,243 | 14 | 26 | 11 | 0.0% |
| Q4 2020 | 46 | $156.8M | 7,579,854 | 9 | 26 | 7 | 0.0% |
| Q3 2020 | 38 | $99.5M | 4,949,614 | 4 | 33 | 0 | 0.0% |
| Q2 2020 | 39 | $97.1M | 1,003,859 | 10 | 15 | 8 | 0.0% |
| Q1 2020 | 33 | $74.2M | 850,080 | 4 | 21 | 4 | 0.0% |
| Q4 2019 | 33 | $69.9M | 698,839 | 7 | 13 | 4 | 0.0% |
| Q3 2019 | 24 | $60.0M | 607,735 | 2 | 11 | 5 | 0.0% |
| Q2 2019 | 23 | $48.8M | 505,315 | 6 | 9 | 4 | 0.0% |
| Q1 2019 | 17 | $39.7M | 421,485 | 4 | 5 | 3 | 0.0% |
| Q4 2018 | 14 | $33.1M | 368,075 | 0 | 0 | 0 | 0.0% |