HolderBook

LISTED FD TR (PLCY)

Institutional ownership reported to the SEC as of Q2 2020, across 7 quarters.

8
Reporting holders
$894.0K
Reported value
0.0%
Held as options
+2
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
COMMONWEALTH EQUITY SERVICES, LLC$365.0K15,7770.00%2q+5.2%+$17.9K
IHT Wealth Management, LLC$205.0K8,8600.03%newNEW
IFP Advisors, Inc$138.0K6,0710.01%4q-68.6%-$302.0K
ROYAL BANK OF CANADA$88.0K3,7830.00%6q+243.9%+$62.4K
OPTIMUM INVESTMENT ADVISORS$34.0K1,4500.01%2qHELD
ADVISOR GROUP HOLDINGS, INC.$33.0K1,4380.00%2q+186.5%+$21.5K
UBS Group AG$29.0K1,2410.00%newNEW
MORGAN STANLEY$2.0K700.00%6qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 20208$894.0K38,6902310.0%
Q1 20206$716.0K37,4802110.0%
Q4 20193$86.0K3,4960110.0%
Q3 20196$746.0K34,5802030.0%
Q2 20196$1.8M82,6053110.0%
Q1 20194$325.0K15,4704000.0%
Q4 20182$245.0K12,9390000.0%