PIMCO INCOME OPPORTUNITY FD (PKO)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
53
Reporting holders
$63.1M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $17.6M | 716,612 | 0.00% | 16q | +3.9%+$658.2K |
| COHEN & STEERS, INC. | $6.2M | 251,579 | 0.01% | 12q | -4.9%-$318.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.2M | 211,881 | 0.01% | 12q | +4.0%+$200.0K |
| Invesco Ltd. | $3.9M | 157,819 | 0.00% | 12q | +11.9%+$410.0K |
| Wagner Wealth Management, LLC | $3.5M | 143,030 | 2.83% | 4q | -17.8%-$766.0K |
| Sigma Planning Corp | $3.1M | 127,597 | 0.09% | 12q | +2.8%+$86.3K |
| BANK OF AMERICA CORP /DE/ | $2.9M | 119,891 | 0.00% | 12q | -25.5%-$1.0M |
| ADVISOR GROUP HOLDINGS, INC. | $2.6M | 107,144 | 0.01% | 7q | +12.7%+$294.9K |
| UBS Group AG | $1.8M | 72,865 | 0.00% | 12q | +8.1%+$133.1K |
| ROYAL BANK OF CANADA | $1.7M | 67,452 | 0.00% | 12q | +1.0%+$16.9K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $1.6M | 65,861 | 0.04% | 11q | -4.5%-$76.4K |
| Meristem Family Wealth, LLC | $1.4M | 56,851 | 0.13% | new | NEW |
| Anfield Capital Management, LLC | $1.2M | 49,042 | 0.37% | 8q | +2.4%+$28.5K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $761.0K | 31,049 | 0.05% | 12q | +58.0%+$279.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $711.0K | 28,988 | 0.00% | 12q | -17.6%-$151.5K |
| LPL Financial LLC | $625.0K | 25,490 | 0.00% | 12q | -3.6%-$23.5K |
| WELLS FARGO & COMPANY/MN | $608.0K | 24,815 | 0.00% | 12q | -1.1%-$6.8K |
| FOUNDERS FINANCIAL SECURITIES LLC | $544.0K | 22,200 | 0.11% | 7q | HELD |
| Spire Wealth Management | $519.0K | 21,181 | 0.01% | 3q | +1.0%+$5.0K |
| MML INVESTORS SERVICES, LLC | $496.0K | 20,227 | 0.00% | 12q | HELD |
| Kestra Advisory Services, LLC | $490.0K | 20,001 | 0.00% | 5q | -13.4%-$75.8K |
| Janney Montgomery Scott LLC | $409.0K | 16,670 | 0.00% | 9q | +21.5%+$72.5K |
| Cambridge Investment Research Advisors, Inc. | $394.0K | 16,089 | 0.00% | 11q | +7.9%+$28.8K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $392.0K | 16,117 | 0.02% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $389.0K | 15,880 | 0.00% | 3q | -2.3%-$9.3K |
| Pensionmark Financial Group, LLC | $326.0K | 13,192 | 0.07% | 6q | HELD |
| Insight Advisors, LLC/ PA | $316.0K | 12,500 | 0.09% | 4q | HELD |
| Cetera Investment Advisers | $308.0K | 12,572 | 0.00% | 12q | -9.4%-$32.1K |
| Good Life Advisors, LLC | $306.0K | 12,479 | 0.04% | 4q | +16.0%+$42.3K |
| Raymond James Financial Services Advisors, Inc. | $296.0K | 12,069 | 0.00% | 6q | +7.5%+$20.7K |
| Morris Retirement Advisors, LLC | $284.0K | 11,581 | 0.24% | 4q | +1.0%+$2.7K |
| EATON VANCE MANAGEMENT | $272.0K | 11,099 | 0.00% | 11q | -1.0%-$2.8K |
| American Portfolios Advisors | $266.9K | 10,888 | 0.01% | 13q | +215.2%+$182.2K |
| IHT Wealth Management, LLC | $260.0K | 10,602 | 0.02% | 5q | -29.2%-$107.2K |
| Rockefeller Capital Management L.P. | $236.0K | 9,650 | 0.00% | 7q | +9.3%+$20.2K |
| Dynamic Advisor Solutions LLC | $235.0K | 9,572 | 0.02% | new | NEW |
| Belpointe Asset Management LLC | $164.0K | 6,683 | 0.01% | 4q | +56.2%+$59.0K |
| Geneos Wealth Management Inc. | $129.0K | 5,244 | 0.00% | 23q | -7.1%-$9.8K |
| Jacobi Capital Management LLC | $121.0K | 4,936 | 0.02% | new | NEW |
| FNY Investment Advisers, LLC | $110.0K | 4,500 | 0.05% | new | NEW |
| PNC Financial Services Group, Inc. | $92.0K | 3,746 | 0.00% | 6q | -16.9%-$18.7K |
| CKW FINANCIAL GROUP | $67.0K | 2,730 | 0.01% | 12q | +78.7%+$29.5K |
| Graves-Light Private Wealth Management, Inc. | $65.0K | 2,666 | 0.01% | 4q | HELD |
| Koshinski Asset Management, Inc. | $40.2K | 1,640 | 0.00% | new | NEW |
| North Star Investment Management Corp. | $37.0K | 1,500 | 0.00% | 9q | HELD |
| Syverson Strege & Co | $37.0K | 1,499 | 0.03% | 3q | +2.3% |
| Patriot Financial Group Insurance Agency, LLC | $25.0K | 1,000 | 0.00% | 11q | HELD |
| CITIGROUP INC | $19.0K | 777 | 0.00% | 12q | -89.5%-$161.2K |
| NEXT Financial Group, Inc | $12.0K | 500 | 0.00% | 5q | HELD |
| Covington Capital Management | $8.0K | 338 | 0.00% | 12q | HELD |
| REILLY FINANCIAL ADVISORS, LLC | $7.0K | 300 | 0.00% | 12q | HELD |
| Tower Research Capital LLC (TRC) | $2.0K | 100 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $1.0K | 80 | 0.00% | 4q | -88.1%-$7.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 53 | $63.1M | 2,570,774 | 7 | 20 | 16 | 0.0% |
| Q2 2021 | 50 | $67.1M | 2,518,553 | 0 | 22 | 11 | 0.0% |
| Q1 2021 | 57 | $64.6M | 2,467,876 | 6 | 16 | 17 | 0.0% |
| Q4 2020 | 59 | $61.3M | 2,425,990 | 9 | 13 | 17 | 0.0% |
| Q3 2020 | 43 | $50.2M | 2,172,244 | 3 | 10 | 15 | 0.0% |
| Q2 2020 | 42 | $52.3M | 2,315,526 | 7 | 13 | 10 | 0.0% |
| Q1 2020 | 51 | $51.3M | 3,229,135 | 10 | 13 | 12 | 0.0% |
| Q4 2019 | 51 | $62.9M | 2,265,585 | 4 | 16 | 13 | 0.0% |
| Q3 2019 | 48 | $56.3M | 2,114,210 | 8 | 15 | 6 | 0.0% |
| Q2 2019 | 42 | $55.3M | 2,040,768 | 5 | 12 | 11 | 0.0% |
| Q1 2019 | 43 | $57.1M | 2,169,062 | 5 | 15 | 7 | 0.0% |
| Q4 2018 | 43 | $51.7M | 2,036,259 | 0 | 1 | 2 | 0.0% |