PIMCO INCOME OPPORTUNITY FD (PKO)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
53
Reporting holders
$63.1M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $17.6M | 716,612 | 0.00% | 16q | +3.9%+$658.2K |
| COHEN & STEERS, INC. | $6.2M | 251,579 | 0.01% | 12q | -4.9%-$318.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.2M | 211,881 | 0.01% | 12q | +4.0%+$200.0K |
| Invesco Ltd. | $3.9M | 157,819 | 0.00% | 12q | +11.9%+$410.0K |
| Wagner Wealth Management, LLC | $3.5M | 143,030 | 2.83% | 4q | -17.8%-$766.0K |
| Sigma Planning Corp | $3.1M | 127,597 | 0.09% | 12q | +2.8%+$86.3K |
| BANK OF AMERICA CORP /DE/ | $2.9M | 119,891 | 0.00% | 12q | -25.5%-$1.0M |
| ADVISOR GROUP HOLDINGS, INC. | $2.6M | 107,144 | 0.01% | 7q | +12.7%+$294.9K |
| UBS Group AG | $1.8M | 72,865 | 0.00% | 12q | +8.1%+$133.1K |
| ROYAL BANK OF CANADA | $1.7M | 67,452 | 0.00% | 12q | +1.0%+$16.9K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $1.6M | 65,861 | 0.04% | 11q | -4.5%-$76.4K |
| Meristem Family Wealth, LLC | $1.4M | 56,851 | 0.13% | new | NEW |
| Anfield Capital Management, LLC | $1.2M | 49,042 | 0.37% | 8q | +2.4%+$28.5K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $761.0K | 31,049 | 0.05% | 12q | +58.0%+$279.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $711.0K | 28,988 | 0.00% | 12q | -17.6%-$151.5K |
| LPL Financial LLC | $625.0K | 25,490 | 0.00% | 12q | -3.6%-$23.5K |
| WELLS FARGO & COMPANY/MN | $608.0K | 24,815 | 0.00% | 12q | -1.1%-$6.8K |
| FOUNDERS FINANCIAL SECURITIES LLC | $544.0K | 22,200 | 0.11% | 7q | HELD |
| Spire Wealth Management | $519.0K | 21,181 | 0.01% | 3q | +1.0%+$5.0K |
| MML INVESTORS SERVICES, LLC | $496.0K | 20,227 | 0.00% | 12q | HELD |
| Kestra Advisory Services, LLC | $490.0K | 20,001 | 0.00% | 5q | -13.4%-$75.8K |
| Janney Montgomery Scott LLC | $409.0K | 16,670 | 0.00% | 9q | +21.5%+$72.5K |
| Cambridge Investment Research Advisors, Inc. | $394.0K | 16,089 | 0.00% | 11q | +7.9%+$28.8K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $392.0K | 16,117 | 0.02% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $389.0K | 15,880 | 0.00% | 3q | -2.3%-$9.3K |
| Pensionmark Financial Group, LLC | $326.0K | 13,192 | 0.07% | 6q | HELD |
| Insight Advisors, LLC/ PA | $316.0K | 12,500 | 0.09% | 4q | HELD |
| Cetera Investment Advisers | $308.0K | 12,572 | 0.00% | 12q | -9.4%-$32.1K |
| Good Life Advisors, LLC | $306.0K | 12,479 | 0.04% | 4q | +16.0%+$42.3K |
| Raymond James Financial Services Advisors, Inc. | $296.0K | 12,069 | 0.00% | 6q | +7.5%+$20.7K |
| Morris Retirement Advisors, LLC | $284.0K | 11,581 | 0.24% | 4q | +1.0%+$2.7K |
| EATON VANCE MANAGEMENT | $272.0K | 11,099 | 0.00% | 11q | -1.0%-$2.8K |
| American Portfolios Advisors | $266.9K | 10,888 | 0.01% | 13q | +215.2%+$182.2K |
| IHT Wealth Management, LLC | $260.0K | 10,602 | 0.02% | 5q | -29.2%-$107.2K |
| Rockefeller Capital Management L.P. | $236.0K | 9,650 | 0.00% | 7q | +9.3%+$20.2K |
| Dynamic Advisor Solutions LLC | $235.0K | 9,572 | 0.02% | new | NEW |
| Belpointe Asset Management LLC | $164.0K | 6,683 | 0.01% | 4q | +56.2%+$59.0K |
| Geneos Wealth Management Inc. | $129.0K | 5,244 | 0.00% | 23q | -7.1%-$9.8K |
| Jacobi Capital Management LLC | $121.0K | 4,936 | 0.02% | new | NEW |
| FNY Investment Advisers, LLC | $110.0K | 4,500 | 0.05% | new | NEW |
| PNC Financial Services Group, Inc. | $92.0K | 3,746 | 0.00% | 6q | -16.9%-$18.7K |
| CKW FINANCIAL GROUP | $67.0K | 2,730 | 0.01% | 12q | +78.7%+$29.5K |
| Graves-Light Private Wealth Management, Inc. | $65.0K | 2,666 | 0.01% | 4q | HELD |
| Koshinski Asset Management, Inc. | $40.2K | 1,640 | 0.00% | new | NEW |
| North Star Investment Management Corp. | $37.0K | 1,500 | 0.00% | 9q | HELD |
| Syverson Strege & Co | $37.0K | 1,499 | 0.03% | 3q | +2.3% |
| Patriot Financial Group Insurance Agency, LLC | $25.0K | 1,000 | 0.00% | 11q | HELD |
| CITIGROUP INC | $19.0K | 777 | 0.00% | 12q | -89.5%-$161.2K |
| NEXT Financial Group, Inc | $12.0K | 500 | 0.00% | 5q | HELD |
| Covington Capital Management | $8.0K | 338 | 0.00% | 12q | HELD |
| REILLY FINANCIAL ADVISORS, LLC | $7.0K | 300 | 0.00% | 12q | HELD |
| Tower Research Capital LLC (TRC) | $2.0K | 100 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $1.0K | 80 | 0.00% | 4q | -88.1%-$7.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 53 | $63.1M | 2,570,774 | 7 | 20 | 16 | 0.0% |
| Q2 2021 | 50 | $67.1M | 2,518,553 | 0 | 22 | 11 | 0.0% |
| Q1 2021 | 57 | $64.6M | 2,467,876 | 6 | 16 | 17 | 0.0% |
| Q4 2020 | 59 | $61.3M | 2,425,990 | 9 | 13 | 17 | 0.0% |
| Q3 2020 | 43 | $50.2M | 2,172,244 | 3 | 10 | 15 | 0.0% |
| Q2 2020 | 42 | $52.3M | 2,315,526 | 7 | 13 | 10 | 0.0% |
| Q1 2020 | 51 | $51.3M | 3,229,135 | 10 | 13 | 12 | 0.0% |
| Q4 2019 | 51 | $62.9M | 2,265,585 | 4 | 16 | 13 | 0.0% |
| Q3 2019 | 48 | $56.3M | 2,114,210 | 8 | 15 | 6 | 0.0% |
| Q2 2019 | 42 | $55.3M | 2,040,768 | 5 | 12 | 11 | 0.0% |
| Q1 2019 | 43 | $57.1M | 2,169,062 | 5 | 15 | 7 | 0.0% |
| Q4 2018 | 43 | $51.7M | 2,036,259 | 0 | 1 | 2 | 0.0% |