PRINCIPAL EXCHANGE TRADED FD (PIEQ)
Institutional ownership reported to the SEC as of Q2 2026, across 7 quarters.
26
Reporting holders
$1.7B
Reported value
0.0%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $880.5M | 24,666,040 | 0.43% | 7q | -21.9%-$247.1M |
| PRINCIPAL SECURITIES, INC. | $396.3M | 11,041,875 | 4.77% | 7q | +166.6%+$247.6M |
| ENVESTNET ASSET MANAGEMENT INC | $378.8M | 10,553,734 | 0.09% | 7q | +182.7%+$244.8M |
| LPL Financial LLC | $3.6M | 100,417 | 0.00% | 2q | +119.4%+$2.0M |
| Capital Investment Advisory Services, LLC | $2.9M | 79,641 | 0.18% | 6q | HELD |
| JANE STREET GROUP, LLC | $2.4M | 67,182 | 0.00% | 3q | +134.4%+$1.4M |
| Kraft, Davis & Associates, LLC | $2.4M | 67,404 | 0.50% | 2q | -36.3%-$1.4M |
| Private Advisor Group, LLC | $2.2M | 61,176 | 0.01% | 3q | +35.2%+$571.6K |
| Smartleaf Asset Management LLC | $2.0M | 56,979 | 0.07% | 6q | HELD |
| Next Level Private LLC | $912.7K | 25,431 | 0.18% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $816.7K | 22,756 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $703.5K | 19,600 | 0.00% | 3q | +21.9%+$126.5K |
| HighPoint Advisor Group LLC | $699.5K | 19,490 | 0.02% | new | NEW |
| CITADEL ADVISORS LLC | $266.0K | 7,411 | 0.00% | 2q | -77.8%-$930.8K |
| Wealthspire Retirement, LLC | $264.4K | 7,367 | 0.01% | 2q | +2.3%+$6.1K |
| Apollon Financial, LLC | $213.2K | 5,941 | 0.03% | new | NEW |
| Cape Investment Advisory, Inc. | $67.9K | 1,891 | 0.02% | new | NEW |
| FMR LLC | $48.9K | 1,362 | 0.00% | 2q | +2.9%+$1.4K |
| GILPIN WEALTH MANAGEMENT, LLC | $35.9K | 1,000 | 0.02% | 2q | HELD |
| Pinnacle Bancorp, Inc. | $19.2K | 536 | 0.01% | new | NEW |
| Integrated Wealth Concepts LLC | $16.4K | 456 | 0.00% | new | NEW |
| UBS Group AG | $13.1K | 366 | 0.00% | new | NEW |
| CITIGROUP INC | $12.9K | 359 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $6.5K | 181 | 0.00% | new | NEW |
| ASSETMARK, INC | $2.4K | 68 | 0.00% | 3q | -50.0%-$2.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.6K | 45 | 0.00% | 2q | +246.2%+$1.1K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 26 | $1.7B | 46,808,708 | 9 | 9 | 4 | 0.0% |
| Q1 2026 | 21 | $1.3B | 39,910,434 | 8 | 6 | 4 | 0.0% |
| Q4 2025 | 16 | $1.3B | 38,894,267 | 10 | 5 | 0 | 0.0% |
| Q3 2025 | 7 | $941.5M | 29,812,039 | 2 | 5 | 0 | 0.0% |
| Q2 2025 | 7 | $822.3M | 28,270,126 | 0 | 6 | 1 | 0.0% |
| Q1 2025 | 9 | $683.5M | 27,884,165 | 5 | 2 | 1 | 0.0% |
| Q4 2024 | 4 | $67.1M | 2,776,621 | 4 | 0 | 0 | 0.0% |