HolderBook

PHENIXFIN CORP (PFX)

Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.

11
Reporting holders
$14.1M
Reported value
17.1%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-5
Holder change

Institutions report 330,792 shares against 1,931,273 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Adalta Capital Management LLC$7.5M176,5693.30%21q+0.6%+$42.6K
AMERICAN FINANCIAL GROUP INC$2.7M64,3270.97%22qHELD
MORGAN STANLEY$2.3M54,4620.00%22q-0.9%-$21.1K
Bulldog Investors, LLP$817.9K19,2180.18%7qHELD
Legal & General Group Plc$655.3K15,1400.00%22qHELD
OSAIC HOLDINGS, INC.$17.0K4000.00%7qHELD
Allworth Financial LP$12.2K2860.00%4qHELD
WELLS FARGO & COMPANY/MN$10.6K2500.00%22q-50.2%-$10.7K
UBS Group AG$5.5K1300.00%22q-73.4%-$15.2K
IFG Advisory, LLC$29870.00%newNEW
US BANCORP \DE\$12830.00%3qHELD

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-05-12Lorber David ACHAIRMAN AND CEOBought42,065$1.7M
2026-06-03Lorber David ACHAIRMAN AND CEOBought3,983$180.3K ×2
2026-06-02Lorber David ACHAIRMAN AND CEOBought2,473$111.2K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202611$14.1M330,7921130.0%
Q1 202616$15.6M398,3590420.0%
Q4 202518$20.8M469,5082350.0%
Q3 202516$22.3M469,2272340.0%
Q2 202515$23.8M469,1970230.0%
Q1 202515$24.9M471,4070610.0%
Q4 202419$24.0M478,2465420.0%
Q3 202417$20.9M440,9351140.0%
Q2 202415$20.4M437,9293120.0%
Q1 202415$24.8M563,7542330.0%
Q4 202315$26.7M632,3882520.0%
Q3 202313$21.8M575,0680240.0%
Q2 202316$22.7M599,9062240.0%
Q1 202315$21.9M606,3371230.0%
Q4 202216$19.2M615,9601220.0%
Q3 202215$21.2M607,9540240.0%
Q2 202218$25.1M690,1210550.0%
Q1 202218$27.5M673,0362330.0%
Q4 202118$23.1M552,6153420.0%
Q3 202123$16.8M390,6970560.0%
Q2 202124$15.7M385,6285370.0%
Q1 202121$8.2M248,91919000.0%
Q4 20201$4.0K1351000.0%