PENNYMAC FINL SVCS INC NEW (PFSI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
224
Reporting holders
$2.9B
Reported value
57.9%
Of shares outstanding
8.9%
Held as options
-4
Holder change
Institutions report 30,076,473 shares against 51,951,572 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MFN Partners Management, LP | $394.7M | 4,531,792 | 8.17% | 22q | HELD |
| BlackRock, Inc. | $202.7M | 2,327,613 | 0.00% | 8q | +5.6%+$10.8M |
| DIMENSIONAL FUND ADVISORS LP | $185.6M | 2,130,571 | 0.03% | 31q | +11.2%+$18.7M |
| DONALD SMITH & CO., INC. | $163.9M | 1,882,201 | 2.90% | 2q | +37.2%+$44.4M |
| Rubric Capital Management LP | $148.1M | 1,700,000 | 1.36% | 2q | +3006.3%+$143.3M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $144.6M | 1,659,677 | 0.01% | 2q | HELD |
| VANGUARD CAPITAL MANAGEMENT LLC | $112.7M | 1,293,868 | 0.00% | 2q | HELD |
| Invesco Ltd. | $87.7M | 1,007,153 | 0.01% | 31q | +18.6%+$13.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $87.5M | 271,423 | 0.01% | 31q | -12.4%-$12.4M |
| STATE STREET CORP | $80.3M | 922,212 | 0.00% | 31q | +7.6%+$5.7M |
| GOLDMAN SACHS GROUP INC | $79.7M | 819,763 | 0.01% | 31q | +22.4%+$14.6M |
| FMR LLC | $70.3M | 807,585 | 0.00% | 27q | +7.8%+$5.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $66.1M | 758,664 | 0.00% | 31q | +7.2%+$4.4M |
| AMERICAN CENTURY COMPANIES INC | $56.6M | 649,995 | 0.03% | 27q | +50.3%+$18.9M |
| GROUP ONE TRADING LLC | $54.2M | 105,408 | 0.08% | 27q | +103.4%+$27.6M |
| Symmetry Investments LP | $43.3M | 496,742 | 2.93% | 2q | +302.2%+$32.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $42.0M | 482,441 | 0.01% | 31q | +2.9%+$1.2M |
| Sixth Street Partners Management Company, L.P. | $42.0M | 482,441 | 0.01% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $39.1M | 449,157 | 0.01% | 24q | -81.2%-$168.7M |
| CITADEL ADVISORS LLC | $36.7M | 48,903 | 0.00% | 27q | -95.8%-$831.6M |
| Senvest Management, LLC | $35.0M | 401,757 | 1.03% | 31q | -21.0%-$9.3M |
| AMERIPRISE FINANCIAL INC | $34.6M | 397,792 | 0.01% | 12q | -25.4%-$11.8M |
| BlueCrest Capital Management Ltd | $34.5M | 396,103 | 1.14% | 2q | +12.8%+$3.9M |
| WELLINGTON MANAGEMENT GROUP LLP | $30.4M | 348,769 | 0.01% | 2q | +28.1%+$6.7M |
| MORGAN STANLEY | $29.8M | 341,593 | 0.00% | 31q | +187.4%+$19.4M |
| PEAK6 LLC | $29.4M | 14,852 | 0.06% | 7q | +40.0%+$8.4M |
| IMC-Chicago, LLC | $27.9M | 11,626 | 0.01% | 12q | -77.9%-$98.4M |
| Bank of New York Mellon Corp | $26.4M | 303,380 | 0.00% | 31q | +28.7%+$5.9M |
| BANK OF AMERICA CORP /DE/ | $24.9M | 286,228 | 0.00% | 31q | -24.6%-$8.1M |
| JANE STREET GROUP, LLC | $24.6M | 6,777 | 0.00% | 25q | HELD |
| NORTHERN TRUST CORP | $23.8M | 273,555 | 0.00% | 31q | +2.1%+$483.2K |
| Kinetic Partners Management, LP | $18.3M | 209,900 | 0.44% | 8q | -32.0%-$8.6M |
| JPMORGAN CHASE & CO | $17.6M | 203,262 | 0.00% | 31q | +6.0%+$990.2K |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $17.0M | 195,024 | 0.01% | 8q | -4.9%-$884.4K |
| VANGUARD FIDUCIARY TRUST CO | $16.8M | 193,008 | 0.00% | 2q | +2.5%+$411.1K |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $16.8M | 192,334 | 0.67% | 31q | -58.3%-$23.4M |
| Qube Research & Technologies Ltd | $14.8M | 169,696 | 0.01% | 5q | +10.4%+$1.4M |
| K2 PRINCIPAL FUND, L.P. | $13.9M | 159,766 | 1.02% | 4q | +97.2%+$6.9M |
| Lightrock Netherlands B.V. | $13.3M | 152,713 | 2.63% | 7q | HELD |
| Schonfeld Strategic Advisors LLC | $11.3M | 129,357 | 0.04% | 6q | +271.1%+$8.2M |
| Clearline Capital LP | $11.3M | 129,279 | 0.67% | 2q | +26.3%+$2.3M |
| MARSHALL WACE, LLP | $11.0M | 126,725 | 0.01% | 2q | +120.4%+$6.0M |
| Prescott Group Capital Management, L.L.C. | $10.9M | 124,963 | 0.94% | 20q | -14.4%-$1.8M |
| Squarepoint Ops LLC | $10.8M | 69,057 | 0.01% | 12q | +9.2%+$908.7K |
| Inherent Management Corp. | $10.5M | 120,000 | 4.06% | new | NEW |
| D. E. Shaw & Co., Inc. | $9.8M | 72,721 | 0.00% | 2q | HELD |
| VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V. | $9.2M | 106,161 | 0.07% | 3q | +78.1%+$4.1M |
| EMG Holdings, L.P. | $8.7M | options only | 6.96% | 4q | OPTIONS |
| AQR CAPITAL MANAGEMENT LLC | $8.0M | 92,167 | 0.00% | 28q | +80.8%+$3.6M |
| ALLIANCEBERNSTEIN L.P. | $7.7M | 88,139 | 0.00% | 31q | +3.4%+$253.5K |
| DARK FOREST CAPITAL MANAGEMENT LP | $7.7M | 88,378 | 0.50% | 9q | +31.8%+$1.9M |
| Holocene Advisors, LP | $7.0M | 80,036 | 0.02% | 5q | -65.0%-$13.0M |
| CastleKnight Management LP | $6.5M | 74,800 | 0.09% | 2q | +69.6%+$2.7M |
| Nuveen, LLC | $6.1M | 69,886 | 0.00% | 6q | +6.5%+$369.5K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $6.0M | 68,681 | 0.00% | 29q | -9.7%-$645.3K |
| RENAISSANCE TECHNOLOGIES LLC | $5.8M | 66,100 | 0.01% | new | NEW |
| TD Asset Management Inc | $5.4M | 61,664 | 0.00% | 31q | -2.4%-$131.5K |
| ALGERT GLOBAL LLC | $5.2M | 60,260 | 0.06% | 2q | +9.8%+$466.9K |
| XTX Topco Ltd | $5.2M | 60,135 | 0.07% | new | NEW |
| Swiss National Bank | $5.2M | 60,100 | 0.00% | 29q | -2.6%-$139.4K |
| UBS Group AG | $4.7M | 53,817 | 0.00% | 31q | -70.7%-$11.3M |
| Corient Private Wealth LP | $4.5M | 52,096 | 0.00% | 2q | +2110.3%+$4.3M |
| CITIGROUP INC | $4.5M | 51,412 | 0.00% | 31q | +16.4%+$631.0K |
| PALISADE CAPITAL MANAGEMENT, LP | $4.4M | 50,121 | 0.19% | 9q | -52.5%-$4.8M |
| NEW YORK STATE COMMON RETIREMENT FUND | $4.3M | 49,224 | 0.01% | 31q | +2.7%+$113.2K |
| Twin Tree Management, LP | $4.1M | options only | 0.08% | 8q | OPTIONS |
| NORGES BANK | $3.7M | 42,415 | 0.00% | 24q | -87.4%-$25.6M |
| RHUMBLINE ADVISERS | $3.7M | 42,294 | 0.00% | 31q | +5.0%+$174.5K |
| Quantinno Capital Management LP | $3.2M | 36,172 | 0.00% | 4q | +223.0%+$2.2M |
| Y-Intercept (Hong Kong) Ltd | $3.1M | 35,783 | 0.06% | 6q | -17.9%-$681.3K |
| Unifi Asset Management LP | $3.1M | 35,407 | 1.23% | 2q | HELD |
| Quantbot Technologies LP | $3.1M | 35,045 | 0.12% | 3q | +9856.0%+$3.0M |
| CLOUGH CAPITAL PARTNERS L P | $3.0M | 34,817 | 0.25% | 3q | -18.9%-$706.6K |
| Russell Investments Group, Ltd. | $2.9M | 33,324 | 0.00% | 13q | +92.6%+$1.4M |
| DEUTSCHE BANK AG\ | $2.7M | 31,370 | 0.00% | 31q | +20.6%+$466.4K |
| VANGUARD ASSET MANAGEMENT, Ltd | $2.7M | 30,830 | 0.00% | 2q | +12.5%+$297.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.5M | 29,258 | 0.00% | 15q | +110.2%+$1.3M |
| SIMPLEX TRADING, LLC | $2.5M | options only | 0.00% | 28q | OPTIONS |
| Vanguard Global Advisers, LLC | $2.4M | 28,004 | 0.00% | 2q | +28.3%+$537.6K |
| WELLS FARGO & COMPANY/MN | $2.4M | 27,143 | 0.00% | 31q | +10.4%+$223.1K |
| BARCLAYS PLC | $2.3M | 26,502 | 0.00% | 31q | -27.8%-$889.7K |
| Man Group plc | $2.3M | 25,923 | 0.00% | 4q | -1.8%-$41.9K |
| Legal & General Group Plc | $2.3M | 25,837 | 0.00% | 31q | -5.6%-$132.5K |
| Point72 Asset Management, L.P. | $2.2M | options only | 0.00% | 6q | OPTIONS |
| VARCOV Co. | $2.2M | 25,394 | 0.84% | 2q | +224.4%+$1.5M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $1.7M | 19,665 | 0.00% | 29q | +15.5%+$229.9K |
| TWO SIGMA INVESTMENTS, LP | $1.7M | options only | 0.00% | 8q | OPTIONS |
| MetLife Investment Management, LLC | $1.5M | 17,477 | 0.01% | 31q | +9.6%+$133.2K |
| Entropy Technologies, LP | $1.3M | 15,006 | 0.05% | new | NEW |
| Aquatic Capital Management LLC | $1.3M | 14,457 | 0.04% | 3q | -36.5%-$724.9K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $1.2M | 14,255 | 0.00% | 29q | -21.0%-$330.0K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $1.2M | 13,825 | 0.00% | 9q | +0.7%+$8.0K |
| Jupiter Topco LLC | $1.2M | 13,514 | 0.00% | new | FIRST |
| State of New Jersey Common Pension Fund D | $1.2M | 13,364 | 0.00% | 28q | -43.9%-$912.5K |
| SEI INVESTMENTS CO | $1.1M | 12,969 | 0.00% | 12q | -15.5%-$207.0K |
| FRANKLIN RESOURCES INC | $1.1M | 12,935 | 0.00% | 10q | -1.4%-$15.9K |
| Palogic Value Management, L.P. | $1.0M | 12,007 | 0.34% | 2q | +60.1%+$392.6K |
| FIRST TRUST ADVISORS LP | $949.5K | 10,901 | 0.00% | 31q | -42.3%-$696.4K |
| NewEdge Wealth, LLC | $906.1K | 10,403 | 0.01% | 5q | HELD |
| Jain Global LLC | $889.8K | 10,216 | 0.00% | 4q | +84.9%+$408.7K |
Showing the largest 100 of 235 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 224 | $2.9B | 30,076,473 | 30 | 87 | 63 | 8.9% |
| Q1 2026 | 228 | $2.9B | 30,237,629 | 44 | 81 | 69 | 8.2% |
| Q4 2025 | 251 | $3.8B | 26,873,125 | 50 | 76 | 73 | 7.4% |
| Q3 2025 | 218 | $3.8B | 28,112,712 | 44 | 67 | 59 | 7.7% |
| Q2 2025 | 204 | $2.8B | 26,183,711 | 39 | 76 | 55 | 6.7% |
| Q1 2025 | 191 | $2.9B | 26,916,465 | 24 | 60 | 68 | 6.5% |
| Q4 2024 | 195 | $2.9B | 25,888,568 | 23 | 52 | 73 | 8.0% |
| Q3 2024 | 189 | $3.3B | 26,688,834 | 38 | 62 | 54 | 6.9% |
| Q2 2024 | 171 | $2.5B | 25,031,673 | 22 | 67 | 45 | 3.8% |
| Q1 2024 | 179 | $2.4B | 24,974,878 | 29 | 50 | 58 | 5.5% |
| Q4 2023 | 175 | $2.4B | 24,461,954 | 28 | 58 | 46 | 10.0% |
| Q3 2023 | 160 | $1.7B | 23,229,896 | 24 | 44 | 50 | 9.8% |
| Q2 2023 | 157 | $1.9B | 23,788,274 | 23 | 41 | 52 | 10.6% |
| Q1 2023 | 161 | $1.7B | 23,942,930 | 21 | 51 | 58 | 19.2% |
| Q4 2022 | 162 | $1.7B | 24,226,579 | 31 | 39 | 63 | 21.4% |
| Q3 2022 | 176 | $1.6B | 29,428,291 | 25 | 48 | 81 | 22.6% |
| Q2 2022 | 175 | $1.6B | 30,033,522 | 33 | 49 | 60 | 15.3% |
| Q1 2022 | 185 | $2.0B | 31,816,068 | 22 | 63 | 74 | 13.9% |
| Q4 2021 | 208 | $2.6B | 30,384,237 | 27 | 52 | 90 | 18.5% |
| Q3 2021 | 201 | $2.3B | 32,921,490 | 26 | 57 | 86 | 14.2% |
| Q2 2021 | 203 | $2.2B | 32,944,504 | 36 | 53 | 88 | 6.3% |
| Q1 2021 | 236 | $2.4B | 33,986,700 | 43 | 69 | 95 | 7.0% |
| Q4 2020 | 250 | $2.7B | 36,831,004 | 54 | 79 | 81 | 9.6% |
| Q3 2020 | 226 | $2.4B | 37,967,749 | 55 | 57 | 92 | 7.7% |
| Q2 2020 | 191 | $1.7B | 38,989,814 | 52 | 73 | 56 | 3.9% |
| Q1 2020 | 162 | $981.8M | 42,501,458 | 44 | 61 | 45 | 4.3% |
| Q4 2019 | 153 | $1.5B | 42,202,950 | 35 | 48 | 47 | 1.2% |
| Q3 2019 | 132 | $1.2B | 39,980,656 | 41 | 48 | 30 | 0.8% |
| Q2 2019 | 107 | $533.6M | 24,021,343 | 29 | 46 | 23 | 0.1% |
| Q1 2019 | 93 | $537.1M | 24,134,264 | 21 | 29 | 26 | 0.1% |
| Q4 2018 | 79 | $489.4M | 22,980,421 | 8 | 0 | 0 | 0.2% |