PENNANTPARK FLOATING RATE CA (PFLT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
121
Reporting holders
$171.1M
Reported value
22.8%
Of shares outstanding
1.0%
Held as options
-7
Holder change
Institutions report 22,652,426 shares against 99,217,896 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | $39.1M | 5,222,616 | 1.75% | 31q | +5.7%+$2.1M |
| UBS Group AG | $23.1M | 3,086,895 | 0.00% | 31q | +52.8%+$8.0M |
| VAN ECK ASSOCIATES CORP | $18.5M | 2,473,706 | 0.01% | 31q | +37.0%+$5.0M |
| Diameter Capital Partners LP | $13.5M | 1,800,000 | 0.54% | 3q | +8.7%+$1.1M |
| Invesco Ltd. | $13.4M | 1,796,252 | 0.00% | 7q | -0.6%-$81.2K |
| Altshuler Shaham Ltd | $7.7M | 1,029,172 | 0.10% | 22q | HELD |
| Legal & General Group Plc | $6.1M | 810,824 | 0.00% | 31q | +6.0%+$341.9K |
| MORGAN STANLEY | $5.8M | 777,564 | 0.00% | 35q | +29.2%+$1.3M |
| FRANKLIN RESOURCES INC | $4.4M | 584,585 | 0.00% | new | NEW |
| Advisors Asset Management, Inc. | $2.8M | 377,174 | 0.04% | 34q | +5.0%+$133.4K |
| BlackRock, Inc. | $2.8M | 375,781 | 0.00% | 8q | -2.4%-$69.1K |
| GraniteShares Advisors LLC | $2.3M | 302,342 | 1.45% | 7q | +15.1%+$296.0K |
| Independent Advisor Alliance | $2.0M | 271,050 | 0.05% | 2q | +97.1%+$999.0K |
| CITADEL ADVISORS LLC | $1.9M | 173,041 | 0.00% | 23q | HELD |
| OSAIC HOLDINGS, INC. | $1.8M | 245,703 | 0.00% | 26q | +13.5%+$218.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 66,225 | 0.00% | 8q | +78.4%+$601.6K |
| Muzinich & Co., Inc. | $1.3M | 172,096 | 0.44% | 31q | HELD |
| NewEdge Wealth, LLC | $1.3M | 168,559 | 0.01% | 11q | -5.1%-$68.2K |
| BANK OF AMERICA CORP /DE/ | $1.2M | 164,131 | 0.00% | 31q | +198.1%+$815.9K |
| MILLENNIUM MANAGEMENT LLC | $1.2M | 156,573 | 0.00% | 18q | -2.7%-$33.1K |
| Sumitomo Mitsui Trust Group, Inc. | $1.1M | 147,213 | 0.00% | 26q | HELD |
| Krilogy Financial LLC | $926.6K | 123,880 | 0.03% | 4q | HELD |
| Naviter Wealth, LLC | $879.0K | 116,148 | 0.08% | 4q | +48.5%+$287.1K |
| Tidal Investments LLC | $790.3K | 105,656 | 0.00% | 2q | HELD |
| PFG Investments, LLC | $782.3K | 104,583 | 0.03% | 10q | -25.6%-$268.8K |
| Trexquant Investment LP | $760.1K | 101,622 | 0.00% | 14q | -42.8%-$569.5K |
| Cerity Partners LLC | $654.3K | 87,479 | 0.00% | 3q | +1.1%+$6.9K |
| LPL Financial LLC | $634.9K | 84,883 | 0.00% | 25q | -78.8%-$2.4M |
| GUGGENHEIM CAPITAL LLC | $555.0K | 74,194 | 0.00% | 14q | +9.9%+$49.8K |
| HighTower Advisors, LLC | $531.6K | 71,067 | 0.00% | 31q | -0.7%-$3.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $522.6K | 69,866 | 0.00% | 18q | +31.8%+$126.2K |
| Cetera Investment Advisers | $486.3K | 65,017 | 0.00% | 10q | -7.0%-$36.8K |
| GOLDMAN SACHS GROUP INC | $479.4K | 64,089 | 0.00% | 4q | -11.5%-$62.5K |
| Curi Capital, LLC | $448.8K | 60,000 | 0.01% | new | NEW |
| Virtus Investment Advisers, LLC | $440.8K | 58,934 | 0.10% | 6q | -21.4%-$120.3K |
| XTX Topco Ltd | $436.6K | 58,365 | 0.01% | 3q | -60.5%-$669.0K |
| GREENWOOD GEARHART LLC | $423.8K | 56,662 | 0.02% | 2q | +95.4%+$206.9K |
| Yelin Lapidot Holdings Management Ltd. | $410.9K | 54,927 | 0.08% | 12q | -26.2%-$145.9K |
| STIFEL FINANCIAL CORP | $405.9K | 54,260 | 0.00% | 31q | +14.7%+$52.0K |
| ENVESTNET ASSET MANAGEMENT INC | $372.0K | 49,727 | 0.00% | 6q | HELD |
| MQS Management LLC | $370.8K | 49,574 | 0.45% | new | NEW |
| DENALI ADVISORS LLC | $322.0K | 43,052 | 0.03% | 8q | -8.5%-$29.8K |
| RAYMOND JAMES FINANCIAL INC | $314.7K | 42,078 | 0.00% | 7q | +118.4%+$170.6K |
| Sovran Advisors, LLC | $278.2K | 39,124 | 0.02% | 6q | +3.5%+$9.4K |
| WELLS FARGO & COMPANY/MN | $266.6K | 35,642 | 0.00% | 31q | -26.9%-$98.2K |
| Squarepoint Ops LLC | $249.0K | 33,287 | 0.00% | 2q | +80.0%+$110.7K |
| Brevan Howard Capital Management LP | $237.9K | 31,810 | 0.00% | 7q | +25.0%+$47.5K |
| Freestone Capital Holdings, LLC | $217.3K | 29,045 | 0.01% | 3q | HELD |
| ROYAL BANK OF CANADA | $217.0K | 29,045 | 0.00% | 31q | +5.1%+$10.6K |
| FIRST CITIZENS BANK & TRUST CO | $202.0K | 27,000 | 0.00% | new | NEW |
| CERTUITY, LLC | $199.4K | 26,658 | 0.01% | 13q | HELD |
| Corient Private Wealth LP | $191.6K | 25,610 | 0.00% | 7q | +99.5%+$95.6K |
| Black Maple Capital Management LP | $187.0K | 25,000 | 0.11% | new | NEW |
| Foundations Investment Advisors, LLC | $185.1K | 24,752 | 0.00% | 5q | -45.0%-$151.4K |
| Strategic Financial Concepts, LLC | $184.8K | 24,700 | 0.05% | 2q | -5.9%-$11.5K |
| PW Nova Financial Services LLC | $173.9K | 23,244 | 0.04% | 3q | +7.9%+$12.7K |
| Mariner, LLC | $168.8K | 22,565 | 0.00% | 5q | +11.8%+$17.8K |
| Glenview Trust Co | $165.3K | 21,300 | 0.00% | 5q | +100.0%+$82.6K |
| M&T Bank Corp | $163.8K | 21,899 | 0.00% | 6q | HELD |
| BEACON INVESTMENT ADVISORS LLC | $163.2K | 21,821 | 0.05% | 14q | +2.2%+$3.6K |
| JANE STREET GROUP, LLC | $160.8K | options only | 0.00% | 4q | OPTIONS |
| TWO SIGMA INVESTMENTS, LP | $153.3K | 20,500 | 0.00% | 31q | -93.0%-$2.0M |
| Ethos Financial Group, LLC | $144.5K | 19,317 | 0.01% | 4q | -9.3%-$14.9K |
| NewEdge Advisors, LLC | $128.4K | 17,167 | 0.00% | new | NEW |
| AE Wealth Management LLC | $126.4K | 16,897 | 0.00% | 25q | -25.1%-$42.3K |
| Savvy Advisors, Inc. | $125.5K | 16,773 | 0.00% | 2q | +3.7%+$4.5K |
| Advisory Services Network, LLC | $118.4K | 15,830 | 0.00% | 2q | +880.2%+$106.3K |
| Strategies Wealth Advisors, LLC | $110.5K | 14,770 | 0.01% | 12q | +3.7%+$4.0K |
| Bluespring Wealth Management, LLC | $109.8K | 14,675 | 0.00% | new | NEW |
| VestGen Advisors, LLC | $108.5K | 14,500 | 0.00% | 4q | HELD |
| Avior Wealth Management, LLC | $105.0K | 14,039 | 0.00% | 2q | -32.3%-$50.2K |
| NORTHERN TRUST CORP | $93.4K | 12,489 | 0.00% | 8q | -2.2%-$2.1K |
| BCO Wealth Management LLC | $89.9K | 12,019 | 0.05% | 3q | HELD |
| NOMURA HOLDINGS INC | $89.8K | 12,000 | 0.00% | 3q | -4.0%-$3.7K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $88.2K | 11,798 | 0.01% | 9q | HELD |
| TWO SIGMA SECURITIES, LLC | $88.2K | 11,793 | 0.01% | 2q | -30.2%-$38.2K |
| Qube Research & Technologies Ltd | $84.6K | 11,305 | 0.00% | 13q | -94.0%-$1.3M |
| Garner Asset Management Corp | $83.9K | 11,216 | 0.03% | 10q | -7.0%-$6.3K |
| Miller Financial Services LLC | $83.8K | 11,203 | 0.07% | 2q | +3.8%+$3.1K |
| StoneX Group Inc. | $83.7K | 10,510 | 0.00% | new | NEW |
| Balyasny Asset Management L.P. | $82.5K | 11,025 | 0.00% | new | NEW |
| WESTBOURNE INVESTMENTS, INC. | $82.3K | 11,000 | 0.03% | 7q | +4.8%+$3.7K |
| CALTON & ASSOCIATES, INC. | $75.5K | 10,100 | 0.01% | 5q | -50.9%-$78.3K |
| INVESTMENT PARTNERS, LTD. | $74.8K | 10,000 | 0.02% | 7q | HELD |
| Golden State Wealth Management, LLC | $73.7K | 9,852 | 0.01% | 5q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $73.4K | 9,812 | 0.00% | 5q | +28.3%+$16.2K |
| Allied Private Wealth LLC | $51.0K | 7,153 | 0.03% | new | FIRST |
| Farther Finance Advisors, LLC | $47.2K | 6,309 | 0.00% | 8q | -22.0%-$13.3K |
| Integrated Wealth Concepts LLC | $40.0K | 5,343 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $29.9K | 4,000 | 0.00% | 5q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $26.9K | 3,580 | 0.00% | 3q | HELD |
| Wilmington Savings Fund Society, FSB | $25.2K | 3,363 | 0.00% | 8q | HELD |
| Tower Research Capital LLC (TRC) | $25.0K | 3,347 | 0.00% | 2q | +89.0%+$11.8K |
| HIGHLINE WEALTH PARTNERS LLC | $23.7K | 3,175 | 0.00% | new | NEW |
| Key Capital Management, INC | $23.4K | 3,122 | 0.01% | 3q | -42.6%-$17.3K |
| NOMURA ASSET MANAGEMENT CO LTD | $22.9K | 3,066 | 0.00% | 2q | +45.1%+$7.1K |
| PRIVATE TRUST CO NA | $18.9K | 2,530 | 0.00% | 17q | HELD |
| Global Retirement Partners, LLC | $17.6K | 2,347 | 0.00% | 16q | -8.9%-$1.7K |
| Burk Holdings LLC | $15.8K | 2,106 | 0.01% | 2q | HELD |
| Triumph Capital Management | $13.8K | 1,850 | 0.00% | 3q | +15.6%+$1.9K |
Showing the largest 100 of 127 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 121 | $171.1M | 22,652,426 | 18 | 40 | 34 | 1.0% |
| Q1 2026 | 128 | $152.3M | 18,605,952 | 25 | 45 | 31 | 1.8% |
| Q4 2025 | 129 | $190.8M | 20,007,601 | 22 | 32 | 40 | 2.1% |
| Q3 2025 | 127 | $167.0M | 18,792,797 | 26 | 49 | 20 | 0.5% |
| Q2 2025 | 115 | $192.1M | 18,572,946 | 15 | 47 | 28 | 0.1% |
| Q1 2025 | 121 | $257.6M | 22,963,513 | 25 | 46 | 19 | 0.3% |
| Q4 2024 | 118 | $178.0M | 16,189,840 | 25 | 35 | 24 | 0.6% |
| Q3 2024 | 93 | $166.3M | 14,280,181 | 16 | 26 | 27 | 0.6% |
| Q2 2024 | 100 | $163.0M | 14,113,795 | 20 | 36 | 21 | 0.1% |
| Q1 2024 | 96 | $151.7M | 13,277,588 | 21 | 30 | 23 | 0.7% |
| Q4 2023 | 90 | $137.2M | 11,259,142 | 11 | 21 | 33 | 0.6% |
| Q3 2023 | 98 | $128.1M | 11,939,472 | 15 | 23 | 31 | 0.7% |
| Q2 2023 | 96 | $160.4M | 14,969,968 | 22 | 28 | 19 | 0.9% |
| Q1 2023 | 78 | $98.6M | 9,149,944 | 12 | 21 | 18 | 1.8% |
| Q4 2022 | 77 | $96.2M | 8,623,621 | 16 | 17 | 20 | 1.5% |
| Q3 2022 | 90 | $99.0M | 9,639,128 | 7 | 31 | 20 | 0.9% |
| Q2 2022 | 93 | $108.3M | 9,392,432 | 14 | 23 | 21 | 1.1% |
| Q1 2022 | 88 | $141.6M | 8,406,976 | 16 | 24 | 14 | 19.8% |
| Q4 2021 | 88 | $120.6M | 7,247,721 | 14 | 22 | 23 | 23.2% |
| Q3 2021 | 78 | $120.6M | 9,265,282 | 10 | 21 | 22 | 1.1% |
| Q2 2021 | 77 | $127.6M | 9,896,893 | 8 | 17 | 28 | 1.2% |
| Q1 2021 | 79 | $125.3M | 10,395,173 | 6 | 18 | 35 | 1.2% |
| Q4 2020 | 80 | $98.1M | 9,177,510 | 19 | 19 | 30 | 1.5% |
| Q3 2020 | 71 | $102.4M | 12,066,738 | 5 | 20 | 26 | 0.7% |
| Q2 2020 | 82 | $110.4M | 13,026,727 | 9 | 24 | 23 | 0.5% |
| Q1 2020 | 92 | $70.7M | 14,389,907 | 11 | 35 | 29 | 0.2% |
| Q4 2019 | 102 | $179.1M | 14,665,260 | 17 | 30 | 30 | 0.0% |
| Q3 2019 | 92 | $169.5M | 14,605,643 | 10 | 32 | 31 | 0.0% |
| Q2 2019 | 92 | $173.1M | 14,914,007 | 10 | 34 | 27 | 0.0% |
| Q1 2019 | 100 | $187.3M | 14,579,124 | 11 | 37 | 27 | 0.0% |
| Q4 2018 | 96 | $173.8M | 14,848,805 | 1 | 2 | 1 | 0.0% |