HolderBook

PENGUIN SOLUTIONS INC (PENG)

Institutional ownership reported to the SEC as of Q3 2026, across 7 quarters.

10
Reporting holders
$2.0M
Reported value
0.0%
Calls
0.0%
Puts
-349
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Central Pacific Bank - Trust Division$1.2M21,6560.12%3q+14.1%+$146.6K
GAMMA Investing LLC$302.3K5,5270.01%5q+9.1%+$25.3K
Farther Finance Advisors, LLC$258.3K4,7230.00%5q-14.3%-$43.3K
Versant Capital Management, Inc$108.2K1,9790.01%6q-2.4%-$2.6K
GK Wealth Management LLC$101.2K1,8520.06%newNEW
Bullock Wealth Management Group$1.4K250.00%newNEW
TOTH FINANCIAL ADVISORY CORP$1.1K200.00%5qHELD
Noble Wealth Management PBC$766140.00%newNEW
MassMutual Private Wealth & Trust, FSB$711130.00%5q-50.0%
GILPIN WEALTH MANAGEMENT, LLC$16530.00%4q-25.0%
Polaris Financial Partners$509030.02%newFIRST

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-08-1313GInvesco Ltd.7.6%
2026-08-1313G/AInvesco Ltd.9.0%
2026-08-0613G/AFMR LLCwith 1 co-filers12.4%
2026-07-2813D/ASK Telecom Co., Ltd.with 1 co-filers10.3%
2026-07-1513GBANK OF NOVA SCOTIA8.5%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-062026-10-06Directors or officers departed or appointedfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-06-01Clark Joseph GatesSVP and Pres, Optimized LEDSold10,351$609.4K ×6
2026-05-11NAYYAR SANDEEPDirectorSold12,893$581.3K
2026-05-11Straub Maximiliane CDirectorSold8,000$360.0K
2026-05-12NAYYAR SANDEEPDirectorSold7,107$309.0K
2026-06-15Kuykendall AnneSVP and Chief Legal OfficerSold4,000$257.5K ×4
2026-05-26Kuykendall AnneSVP and Chief Legal OfficerSold4,000$217.8K ×3
2026-08-24Kuykendall AnneSVP and Chief Legal OfficerSold4,000$202.3K ×3
2026-05-08Clark Joseph GatesSVP and Pres, Optimized LEDSold5,000$199.9K
2026-05-12Straub Maximiliane CDirectorSold4,000$177.4K
2026-05-05Clark Joseph GatesSVP and Pres, Optimized LEDSold5,000$173.8K
2026-04-24Clark Joseph GatesSVP and Pres, Optimized LEDSold5,000$148.8K
2026-05-14Straub Maximiliane CDirectorSold3,000$147.0K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202610$2.0M35,8123240.0%
Q2 2026359$5.2B61,601,44615279999.7%
Q1 2026229$1.0B58,210,6722974911.7%
Q4 2025236$1.2B58,080,5292969964.2%
Q3 2025254$1.6B59,282,493235861.5%
Q2 202522$67.9M3,276,07621000.0%
Q4 20241$8.8K4601000.0%