CC NEUBERGER PRINCIPAL HLDNG (PCPLU)
Institutional ownership reported to the SEC as of Q4 2020, across 3 quarters.
14
Reporting holders
$43.1M
Reported value
0.0%
Held as options
-23
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PICTON MAHONEY ASSET MANAGEMENT | $9.5M | 896,818 | 0.45% | 3q | +19.6%+$1.5M |
| BlueCrest Capital Management Ltd | $8.9M | 750,000 | 0.20% | 3q | HELD |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $6.9M | 578,986 | 0.83% | 3q | -42.7%-$5.1M |
| GAGNON SECURITIES LLC | $6.4M | 544,194 | 1.03% | new | NEW |
| LEVIN CAPITAL STRATEGIES, L.P. | $5.4M | 453,399 | 0.60% | 3q | -13.7%-$854.7K |
| TIG Advisors, LLC | $1.9M | 163,853 | 0.10% | 2q | -1.9%-$37.1K |
| BOOTHBAY FUND MANAGEMENT, LLC | $1.5M | 126,755 | 0.06% | 3q | -44.3%-$1.2M |
| MILLENNIUM MANAGEMENT LLC | $1.1M | 96,202 | 0.00% | 3q | -87.2%-$7.7M |
| CITIGROUP INC | $593.0K | 50,000 | 0.00% | 3q | -74.9%-$1.8M |
| MOON CAPITAL MANAGEMENT LP | $299.0K | 25,257 | 0.15% | 3q | +1.0%+$3.0K |
| HRT FINANCIAL LP | $296.0K | 25,000 | 0.01% | 3q | HELD |
| RAYMOND JAMES & ASSOCIATES | $139.0K | 11,700 | 0.00% | 2q | HELD |
| Centiva Capital, LP | $85.0K | 50,000 | 0.00% | new | NEW |
| Gagnon Advisors, LLC | $54.0K | 4,571 | 0.02% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 14 | $43.1M | 3,776,735 | 3 | 2 | 6 | 0.0% |
| Q3 2020 | 37 | $151.0M | 13,951,430 | 7 | 3 | 15 | 0.0% |
| Q2 2020 | 46 | $243.9M | 23,022,370 | 46 | 0 | 0 | 0.0% |