HIGH INCOME SECS FD (PCF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
55
Reporting holders
$25.4M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.9M | 1,440,083 | 0.00% | 22q | +3.0%+$229.0K |
| MORGAN STANLEY | $3.9M | 715,049 | 0.00% | 32q | +11.6%+$407.2K |
| RAYMOND JAMES FINANCIAL INC | $2.6M | 477,665 | 0.00% | 7q | -1.2%-$32.7K |
| Invesco Ltd. | $1.6M | 292,889 | 0.00% | 16q | +6.2%+$93.0K |
| Almitas Capital LLC | $1.1M | 209,322 | 0.27% | 2q | +169.0%+$719.4K |
| Saba Capital Management, L.P. | $1.1M | 194,477 | 0.03% | 2q | +9.2%+$89.7K |
| Samalin Investment Counsel, LLC | $822.5K | 150,363 | 0.26% | 6q | +19.6%+$135.0K |
| Advisors Asset Management, Inc. | $653.2K | 119,413 | 0.01% | 6q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $553.4K | 101,167 | 0.03% | 3q | -1.4%-$7.6K |
| HARBOUR INVESTMENTS, INC. | $527.6K | 96,449 | 0.01% | 8q | -4.4%-$24.5K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $394.6K | 72,147 | 0.05% | 13q | HELD |
| NewEdge Advisors, LLC | $338.0K | 61,800 | 0.00% | 19q | -15.2%-$60.7K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $335.7K | 61,363 | 0.03% | 3q | -43.5%-$258.5K |
| MELFA WEALTH MANAGEMENT, INC. | $334.3K | 61,119 | 0.18% | 15q | +98.9%+$166.3K |
| OSAIC HOLDINGS, INC. | $317.0K | 57,956 | 0.00% | 26q | -29.8%-$134.8K |
| LANARK FINANCIAL, INC. | $241.4K | 44,129 | 0.02% | 3q | +98.3%+$119.7K |
| Merit Financial Group, LLC | $208.3K | 38,090 | 0.00% | 20q | +105.1%+$106.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $201.0K | 36,807 | 0.00% | 8q | +2.9%+$5.6K |
| Quarry LP | $200.7K | 36,689 | 0.02% | 3q | -43.5%-$154.6K |
| MGO ONE SEVEN LLC | $191.4K | 34,999 | 0.00% | 7q | HELD |
| SeaCrest Wealth Management, LLC | $179.7K | 32,848 | 0.02% | 23q | +11.8%+$19.0K |
| SILVERLAKE WEALTH MANAGEMENT LLC | $118.0K | 21,579 | 0.02% | 19q | -3.2%-$3.9K |
| Tactive Advisors, LLC | $116.1K | 21,226 | 0.03% | 5q | +1.0%+$1.2K |
| Gilman Hill Asset Management, LLC | $109.4K | 20,000 | 0.01% | 15q | HELD |
| Kovack Advisors, Inc. | $107.3K | 19,495 | 0.01% | 3q | +18.6%+$16.8K |
| Cetera Investment Advisers | $106.2K | 19,410 | 0.00% | 19q | -20.0%-$26.5K |
| Logan Stone Capital, LLC | $97.5K | 17,820 | 0.02% | 3q | +18.4%+$15.2K |
| Live Oak Private Wealth LLC | $96.0K | 17,557 | 0.01% | 2q | HELD |
| UHLMANN PRICE SECURITIES, LLC | $95.8K | 17,517 | 0.00% | 8q | +45.8%+$30.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $94.4K | 17,254 | 0.00% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $90.9K | 16,617 | 0.01% | 6q | HELD |
| BENJAMIN EDWARDS INC | $79.2K | 14,472 | 0.00% | 4q | -5.7%-$4.8K |
| Bulldog Investors, LLP | $76.4K | 13,961 | 0.02% | 5q | HELD |
| NWF Advisory Services Inc. | $74.9K | 13,700 | 0.01% | 6q | HELD |
| Lido Advisors, LLC | $65.7K | 12,013 | 0.00% | 2q | HELD |
| Savvy Advisors, Inc. | $62.7K | 11,460 | 0.00% | 3q | -11.9%-$8.5K |
| AlphaStar Capital Management, LLC | $60.7K | 11,100 | 0.00% | new | NEW |
| EASTERN BANK | $43.8K | 8,000 | 0.00% | 8q | HELD |
| Noble Wealth Management PBC | $40.6K | 7,426 | 0.02% | 6q | -6.4%-$2.8K |
| ROYAL BANK OF CANADA | $40.0K | 7,311 | 0.00% | 31q | +2.4% |
| WELLS FARGO & COMPANY/MN | $31.5K | 5,761 | 0.00% | 31q | -90.0%-$284.6K |
| UBS Group AG | $30.7K | 5,605 | 0.00% | 31q | -18.9%-$7.2K |
| Integrated Wealth Concepts LLC | $23.4K | 4,270 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $14.0K | 2,555 | 0.00% | 2q | +11.0%+$1.4K |
| Millstone Evans Group, LLC | $8.8K | 1,600 | 0.00% | 7q | HELD |
| Arax Advisory Partners | $6.9K | 1,264 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $6.6K | 1,200 | 0.00% | 10q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $4.8K | 874 | 0.00% | 3q | HELD |
| WINMILL & CO. INC | $3.6K | 662 | 0.00% | 25q | HELD |
| Institute for Wealth Management, LLC. | $3.3K | 600 | 0.00% | new | NEW |
| TRUST CO OF VERMONT | $2.7K | 500 | 0.00% | 3q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.7K | 500 | 0.00% | 4q | HELD |
| WPG Advisers, LLC | $2.1K | 392 | 0.00% | 7q | +2.1% |
| FIFTH THIRD BANCORP | $348 | 64 | 0.00% | 2q | +23.1% |
| Cambridge Investment Research Advisors, Inc. | $124 | 22,766 | 0.00% | 2q | +58.5% |
| CALDWELL SUTTER CAPITAL, INC. | $11 | 2 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 55 | $25.4M | 4,648,591 | 5 | 19 | 14 | 0.0% |
| Q1 2026 | 54 | $24.2M | 4,449,875 | 7 | 21 | 15 | 0.0% |
| Q4 2025 | 59 | $25.3M | 4,119,486 | 13 | 12 | 17 | 0.0% |
| Q3 2025 | 48 | $23.7M | 3,724,773 | 4 | 15 | 10 | 0.0% |
| Q2 2025 | 45 | $23.0M | 3,617,739 | 6 | 15 | 10 | 0.0% |
| Q1 2025 | 45 | $24.0M | 3,616,342 | 9 | 9 | 16 | 0.0% |
| Q4 2024 | 47 | $24.7M | 3,775,348 | 8 | 11 | 14 | 0.0% |
| Q3 2024 | 48 | $77.9M | 11,410,169 | 10 | 20 | 8 | 0.0% |
| Q2 2024 | 44 | $25.9M | 3,712,197 | 11 | 10 | 10 | 0.0% |
| Q1 2024 | 40 | $20.5M | 3,029,897 | 6 | 9 | 10 | 0.0% |
| Q4 2023 | 39 | $19.2M | 2,998,546 | 4 | 13 | 13 | 0.0% |
| Q3 2023 | 37 | $17.8M | 2,880,122 | 6 | 8 | 10 | 0.0% |
| Q2 2023 | 36 | $19.0M | 2,935,566 | 2 | 15 | 5 | 0.0% |
| Q1 2023 | 38 | $20.0M | 3,089,765 | 3 | 10 | 8 | 0.0% |
| Q4 2022 | 34 | $18.4M | 2,835,567 | 6 | 10 | 8 | 0.0% |
| Q3 2022 | 40 | $22.7M | 3,289,592 | 7 | 13 | 9 | 0.0% |
| Q2 2022 | 36 | $26.0M | 3,575,179 | 2 | 14 | 7 | 0.0% |
| Q1 2022 | 40 | $37.4M | 4,721,961 | 6 | 16 | 7 | 0.0% |
| Q4 2021 | 37 | $44.2M | 5,106,249 | 13 | 13 | 1 | 0.0% |
| Q3 2021 | 26 | $5.7M | 645,933 | 7 | 10 | 3 | 0.0% |
| Q2 2021 | 22 | $5.1M | 527,764 | 3 | 7 | 2 | 0.0% |
| Q1 2021 | 22 | $8.3M | 953,819 | 6 | 8 | 6 | 0.0% |
| Q4 2020 | 19 | $3.2M | 337,550 | 6 | 2 | 5 | 8.4% |
| Q3 2020 | 17 | $2.9M | 351,501 | 0 | 3 | 5 | 0.0% |
| Q2 2020 | 19 | $3.7M | 487,291 | 5 | 4 | 5 | 0.0% |
| Q1 2020 | 18 | $6.0M | 917,373 | 1 | 7 | 4 | 0.0% |
| Q4 2019 | 23 | $10.6M | 1,181,626 | 4 | 7 | 4 | 0.0% |
| Q3 2019 | 23 | $12.7M | 1,493,528 | 5 | 6 | 5 | 0.0% |
| Q2 2019 | 23 | $11.5M | 1,388,878 | 8 | 2 | 5 | 0.0% |
| Q1 2019 | 19 | $12.8M | 1,417,291 | 1 | 1 | 9 | 0.0% |
| Q4 2018 | 30 | $53.1M | 5,967,634 | 0 | 1 | 2 | 0.0% |