PGIM ROCK ETF TR (PBMY)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
14
Reporting holders
$29.6M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15.2M | 487,637 | 0.02% | 9q | +69.9%+$6.3M |
| JIM SAULNIER & ASSOCIATES, LLC | $4.8M | 154,475 | 1.94% | 8q | +55.3%+$1.7M |
| SMITH, MOORE & CO. | $2.1M | 67,908 | 0.14% | new | NEW |
| Spire Wealth Management | $2.0M | 63,714 | 0.06% | 5q | +159.6%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 40,049 | 0.00% | 9q | +57.1%+$453.9K |
| RAYMOND JAMES FINANCIAL INC | $755.1K | 24,219 | 0.00% | new | NEW |
| Blue Water Asset Management | $749.7K | 24,045 | 0.24% | 3q | +217.7%+$513.7K |
| AMERICAN ASSET MANAGEMENT INC. | $616.4K | 19,770 | 0.50% | new | NEW |
| KINTRA WEALTH, LLC | $572.7K | 18,045 | 0.03% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $486.0K | 15,587 | 0.01% | 5q | HELD |
| MML INVESTORS SERVICES, LLC | $433.9K | 13,918 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $310.0K | 9,938 | 0.00% | 7q | +145.1%+$183.5K |
| Steward Partners Investment Advisory, LLC | $161.9K | 5,193 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $119.1K | 3,821 | 0.03% | 8q | +111.0%+$62.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $29.6M | 948,319 | 6 | 7 | 0 | 0.0% |
| Q1 2026 | 10 | $14.4M | 475,599 | 1 | 1 | 5 | 0.0% |
| Q4 2025 | 9 | $12.8M | 427,238 | 1 | 2 | 3 | 0.0% |
| Q3 2025 | 6 | $10.2M | 346,086 | 0 | 1 | 2 | 0.0% |
| Q2 2025 | 7 | $10.2M | 355,944 | 3 | 3 | 1 | 0.0% |
| Q1 2025 | 6 | $5.6M | 205,555 | 1 | 2 | 2 | 0.0% |
| Q4 2024 | 5 | $5.0M | 183,670 | 1 | 1 | 2 | 0.0% |
| Q3 2024 | 4 | $3.6M | 132,735 | 1 | 1 | 1 | 0.0% |
| Q2 2024 | 3 | $1.2M | 65,626 | 3 | 0 | 0 | 0.0% |