PGIM ROCK ETF TR (PBAU)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
18
Reporting holders
$26.1M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15.2M | 482,514 | 0.02% | 9q | +64.9%+$6.0M |
| JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 96,541 | 1.22% | 8q | HELD |
| KINTRA WEALTH, LLC | $1.5M | 47,574 | 0.08% | 2q | +106.9%+$789.3K |
| Spire Wealth Management | $1.5M | 46,407 | 0.04% | 4q | -41.9%-$1.1M |
| Kestra Advisory Services, LLC | $1.1M | 35,009 | 0.00% | 8q | HELD |
| AMERICAN ASSET MANAGEMENT INC. | $870.9K | 27,719 | 0.71% | 4q | -2.4%-$21.2K |
| Pathstone Holdings, LLC | $551.4K | 17,550 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $469.8K | 14,953 | 0.00% | 5q | -47.7%-$428.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $440.5K | 14,020 | 0.00% | 4q | HELD |
| OLD MISSION CAPITAL LLC | $348.6K | 11,094 | 0.01% | new | NEW |
| Blue Water Asset Management | $329.4K | 10,483 | 0.11% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $253.0K | 8,053 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $174.7K | 5,559 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $136.0K | 4,343 | 0.00% | 2q | -43.4%-$104.1K |
| DHJJ Financial Advisors, Ltd. | $101.7K | 3,238 | 0.03% | 8q | HELD |
| UBS Group AG | $87.5K | 2,786 | 0.00% | 2q | +46333.3%+$87.3K |
| PNC Financial Services Group, Inc. | $40.4K | 1,285 | 0.00% | 4q | +17.1%+$5.9K |
| Sunrise Financial Services, LLC | $16.3K | 520 | 0.01% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 18 | $26.1M | 829,648 | 2 | 4 | 4 | 0.0% |
| Q1 2026 | 17 | $19.1M | 645,042 | 5 | 2 | 1 | 0.0% |
| Q4 2025 | 12 | $16.8M | 559,941 | 0 | 3 | 1 | 0.0% |
| Q3 2025 | 11 | $13.5M | 459,309 | 5 | 4 | 1 | 0.0% |
| Q2 2025 | 7 | $6.4M | 227,134 | 3 | 2 | 1 | 0.0% |
| Q1 2025 | 5 | $4.8M | 179,718 | 1 | 2 | 1 | 0.0% |
| Q4 2024 | 7 | $4.2M | 157,148 | 3 | 1 | 2 | 0.0% |
| Q3 2024 | 4 | $2.6M | 97,783 | 2 | 1 | 0 | 0.0% |
| Q2 2024 | 2 | $1.3M | 52,912 | 2 | 0 | 0 | 0.0% |