PGIM ROCK ETF TR (PBAU)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
18
Reporting holders
$26.1M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15.2M | 482,514 | 0.02% | 9q | +64.9%+$6.0M |
| JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 96,541 | 1.22% | 8q | HELD |
| KINTRA WEALTH, LLC | $1.5M | 47,574 | 0.08% | 2q | +106.9%+$789.3K |
| Spire Wealth Management | $1.5M | 46,407 | 0.04% | 4q | -41.9%-$1.1M |
| Kestra Advisory Services, LLC | $1.1M | 35,009 | 0.00% | 8q | HELD |
| AMERICAN ASSET MANAGEMENT INC. | $870.9K | 27,719 | 0.71% | 4q | -2.4%-$21.2K |
| Pathstone Holdings, LLC | $551.4K | 17,550 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $469.8K | 14,953 | 0.00% | 5q | -47.7%-$428.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $440.5K | 14,020 | 0.00% | 4q | HELD |
| OLD MISSION CAPITAL LLC | $348.6K | 11,094 | 0.01% | new | NEW |
| Blue Water Asset Management | $329.4K | 10,483 | 0.11% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $253.0K | 8,053 | 0.00% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $174.7K | 5,559 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $136.0K | 4,343 | 0.00% | 2q | -43.4%-$104.1K |
| DHJJ Financial Advisors, Ltd. | $101.7K | 3,238 | 0.03% | 8q | HELD |
| UBS Group AG | $87.5K | 2,786 | 0.00% | 2q | +46333.3%+$87.3K |
| PNC Financial Services Group, Inc. | $40.4K | 1,285 | 0.00% | 4q | +17.1%+$5.9K |
| Sunrise Financial Services, LLC | $16.3K | 520 | 0.01% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 18 | $26.1M | 829,648 | 2 | 4 | 4 | 0.0% |
| Q1 2026 | 17 | $19.1M | 645,042 | 5 | 2 | 1 | 0.0% |
| Q4 2025 | 12 | $16.8M | 559,941 | 0 | 3 | 1 | 0.0% |
| Q3 2025 | 12 | $15.1M | 512,253 | 5 | 5 | 1 | 0.0% |
| Q2 2025 | 8 | $6.6M | 234,596 | 4 | 2 | 1 | 0.0% |
| Q1 2025 | 5 | $4.8M | 179,718 | 1 | 2 | 1 | 0.0% |
| Q4 2024 | 7 | $4.2M | 157,148 | 3 | 1 | 2 | 0.0% |
| Q3 2024 | 4 | $2.6M | 97,783 | 2 | 1 | 0 | 0.0% |
| Q2 2024 | 2 | $1.3M | 52,912 | 2 | 0 | 0 | 0.0% |