PGIM ROCK ETF TR (PBAP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
14
Reporting holders
$24.9M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15.2M | 488,860 | 0.02% | 9q | +66.2%+$6.0M |
| JIM SAULNIER & ASSOCIATES, LLC | $2.5M | 81,028 | 1.01% | 8q | +41.6%+$738.0K |
| Blue Water Asset Management | $1.5M | 48,873 | 0.49% | 3q | +23.4%+$287.0K |
| Cetera Investment Advisers | $1.2M | 38,309 | 0.00% | 9q | +214.6%+$810.4K |
| SMITH, MOORE & CO. | $1.0M | 33,333 | 0.07% | new | NEW |
| Spire Wealth Management | $992.8K | 32,015 | 0.03% | 5q | +61.9%+$379.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $833.0K | 26,858 | 0.00% | 6q | +21.5%+$147.4K |
| Kestra Advisory Services, LLC | $640.8K | 20,662 | 0.00% | 9q | +8.9%+$52.6K |
| AMERICAN ASSET MANAGEMENT INC. | $528.8K | 17,051 | 0.43% | 5q | +35.4%+$138.4K |
| DHJJ Financial Advisors, Ltd. | $279.7K | 9,018 | 0.08% | 8q | +10.2%+$26.0K |
| HARBOR INVESTMENT ADVISORY, LLC | $62.0K | 2,000 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $55.0K | 1,774 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $52.7K | 1,700 | 0.00% | 2q | HELD |
| PNC Financial Services Group, Inc. | $18.2K | 588 | 0.00% | 5q | HELD |
| CENTAURUS FINANCIAL, INC. | $3.2K | 104,342 | 0.13% | 5q | +67.7%+$1.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $24.9M | 802,069 | 2 | 9 | 0 | 0.0% |
| Q1 2026 | 15 | $16.0M | 543,425 | 4 | 3 | 6 | 0.0% |
| Q4 2025 | 12 | $13.5M | 466,182 | 1 | 1 | 6 | 0.0% |
| Q3 2025 | 12 | $11.3M | 397,999 | 1 | 1 | 5 | 0.0% |
| Q2 2025 | 11 | $12.5M | 451,650 | 4 | 7 | 0 | 0.0% |
| Q1 2025 | 7 | $5.9M | 222,445 | 2 | 1 | 2 | 0.0% |
| Q4 2024 | 6 | $5.5M | 200,616 | 0 | 2 | 2 | 0.0% |
| Q3 2024 | 6 | $4.0M | 150,590 | 1 | 1 | 1 | 0.0% |
| Q2 2024 | 4 | $2.3M | 87,515 | 4 | 0 | 0 | 0.0% |