OCH ZIFF CPTL MANGEMNT GRP I (OZM)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
74
Reporting holders
$216.2M
Reported value
1.9%
Calls
1.4%
Puts
+20
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ABRAMS CAPITAL MANAGEMENT, L.P. | $51.1M | 2,223,860 | 1.39% | 2q | HELD |
| MORGAN STANLEY | $19.1M | 830,220 | 0.01% | 2q | HELD |
| BlackRock Inc. | $18.3M | 796,491 | 0.00% | 2q | +38962.8%+$18.2M |
| Odey Asset Management Group Ltd | $11.6M | 505,487 | 0.99% | 2q | -15.8%-$2.2M |
| JPMORGAN CHASE & CO | $11.4M | 528,081 | 0.00% | 2q | +12.2%+$1.2M |
| NUVEEN ASSET MANAGEMENT, LLC | $8.9M | 386,459 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $7.8M | 341,595 | 0.00% | 2q | -11.2%-$990.7K |
| WELLS FARGO & COMPANY/MN | $7.8M | 337,838 | 0.00% | 2q | -2.5%-$200.4K |
| VANGUARD GROUP INC | $7.7M | 335,750 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.9M | options only | 0.00% | 2q | OPTIONS |
| STATE STREET CORP | $5.8M | 251,557 | 0.00% | new | NEW |
| NORTH RUN CAPITAL, LP | $5.3M | 230,000 | 3.58% | 2q | -37.4%-$3.2M |
| Quinn Opportunity Partners LLC | $4.5M | 196,602 | 0.56% | 3q | -2.5%-$115.5K |
| CITIGROUP INC | $4.3M | 182,780 | 0.00% | 2q | -7.3%-$337.1K |
| CONTINENTAL ADVISORS LLC | $3.7M | 159,957 | 2.07% | 2q | -20.5%-$945.0K |
| Artemis Investment Management LLP | $3.3M | 145,000 | 0.04% | 2q | -57.0%-$4.4M |
| Kamunting Street Capital Management, L.P. | $3.3M | 141,815 | 3.19% | 2q | HELD |
| Glacier Peak Capital LLC | $3.1M | 137,105 | 2.98% | 3q | -59.1%-$4.6M |
| MILLER VALUE PARTNERS, LLC | $2.7M | 119,500 | 0.10% | new | NEW |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $2.7M | 116,582 | 0.01% | 2q | +36.7%+$718.7K |
| DEUTSCHE BANK AG\ | $2.1M | 91,763 | 0.00% | 2q | -8.7%-$200.8K |
| UBS Group AG | $2.1M | 89,346 | 0.00% | 2q | -62.0%-$3.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $2.0M | 85,789 | 0.00% | new | NEW |
| Interval Partners, LP | $1.7M | 76,048 | 0.07% | 2q | +3.3%+$55.9K |
| MILLENNIUM MANAGEMENT LLC | $1.7M | 75,476 | 0.00% | new | NEW |
| State of New Jersey Common Pension Fund D | $1.6M | 70,000 | 0.01% | 2q | -30.0%-$688.7K |
| ROYCE & ASSOCIATES LP | $1.4M | 59,510 | 0.01% | 2q | -3.0%-$42.8K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.1M | 46,827 | 0.00% | 2q | +12.0%+$115.4K |
| GOLDMAN SACHS GROUP INC | $936.0K | 40,747 | 0.00% | 2q | -50.6%-$957.3K |
| Bank of New York Mellon Corp | $901.0K | 39,271 | 0.00% | new | NEW |
| ING GROEP NV | $829.0K | 36,111 | 0.01% | 2q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $805.0K | 35,058 | 0.00% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $805.0K | 35,051 | 0.00% | new | NEW |
| Catalyst Capital Advisors LLC | $799.0K | 34,803 | 0.03% | 2q | HELD |
| GABELLI FUNDS LLC | $792.0K | 34,500 | 0.01% | 2q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $758.0K | 33,014 | 0.00% | 2q | +141.3%+$443.9K |
| GROUP ONE TRADING, L.P. | $689.0K | options only | 0.01% | new | OPTIONS |
| Joel Isaacson & Co., LLC | $689.0K | 30,000 | 0.10% | 2q | HELD |
| AMERIPRISE FINANCIAL INC | $664.0K | 28,946 | 0.00% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $596.0K | 25,937 | 0.00% | new | NEW |
| WINTRUST INVESTMENTS LLC | $505.0K | 21,989 | 0.08% | 2q | -41.0%-$350.7K |
| MARTINGALE ASSET MANAGEMENT L P | $504.0K | 21,926 | 0.01% | new | NEW |
| SEARLE & CO. | $454.0K | 19,770 | 0.28% | 2q | HELD |
| CITADEL ADVISORS LLC | $409.0K | options only | 0.00% | 2q | OPTIONS |
| RHUMBLINE ADVISERS | $406.0K | 17,683 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $395.0K | 17,200 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $325.0K | 14,157 | 0.00% | new | NEW |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $269.0K | 11,727 | 0.00% | new | NEW |
| CAZ INVESTMENTS LP | $255.0K | 11,100 | 0.77% | new | NEW |
| BARCLAYS PLC | $249.0K | 10,859 | 0.00% | 2q | +1552.8%+$233.9K |
| AMERICAN INTERNATIONAL GROUP INC | $246.0K | 10,712 | 0.00% | new | NEW |
| MetLife Investment Management, LLC | $231.1K | 10,067 | 0.00% | new | NEW |
| GSA CAPITAL PARTNERS LLP | $207.0K | 9,037 | 0.02% | 2q | -12.3%-$28.9K |
| SEI INVESTMENTS CO | $204.0K | 8,885 | 0.00% | 2q | HELD |
| SIMPLEX TRADING, LLC | $126.0K | options only | 0.00% | 2q | OPTIONS |
| Legal & General Group Plc | $61.0K | 2,806 | 0.00% | new | NEW |
| Guinness Asset Management Ltd | $53.0K | 2,320 | 0.01% | 2q | HELD |
| FIFTH THIRD BANCORP | $39.0K | 1,700 | 0.00% | new | NEW |
| Metropolitan Life Insurance Co/NY | $36.5K | 1,588 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $34.0K | 1,486 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $32.0K | 1,406 | 0.00% | new | NEW |
| Sterling Investment Advisors, Ltd. | $17.0K | 750 | 0.01% | new | NEW |
| BREWIN DOLPHIN LTD | $15.4K | 670 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $11.0K | 450 | 0.00% | 2q | +87.5%+$5.1K |
| Alpha Omega Wealth Management LLC | $10.0K | 431 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $9.4K | 409 | 0.00% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $7.0K | 311 | 0.00% | 2q | +1.3% |
| Knott David M | $5.0K | 200 | 0.00% | 3q | HELD |
| Financial Architects, Inc | $5.0K | 200 | 0.00% | 2q | HELD |
| Tower Research Capital LLC (TRC) | $5.0K | 200 | 0.00% | new | NEW |
| Hudock Capital Group, LLC | $4.0K | 176 | 0.00% | 2q | +1.7% |
| Global Wealth Management Investment Advisory, Inc. | $4.0K | 167 | 0.00% | 2q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0K | 48 | 0.00% | new | NEW |
| Atlantic Trust, LLC | $1.0K | 25 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 74 | $216.2M | 9,135,331 | 30 | 10 | 17 | 3.3% |
| Q1 2019 | 54 | $131.0M | 7,844,315 | 50 | 0 | 5 | 1.7% |
| Q4 2018 | 55 | $121.6M | 78,353,342 | 2 | 1 | 2 | 0.1% |