ROUNDHILL ETF TRUST (OZEM)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
24
Reporting holders
$10.4M
Reported value
6.1%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.4M | 43,472 | 0.00% | 2q | +28.1%+$310.5K |
| Cox Capital Mgt LLC | $1.3M | 40,392 | 0.73% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 36,666 | 0.00% | 8q | +2.1%+$24.6K |
| OAK FAMILY ADVISORS, LLC | $972.7K | 29,892 | 0.25% | 5q | +6.2%+$57.1K |
| Perigon Wealth Management, LLC | $822.3K | 25,270 | 0.01% | new | NEW |
| PRINCIPAL SECURITIES, INC. | $820.6K | 25,218 | 0.01% | 2q | +41.1%+$239.0K |
| ENVESTNET ASSET MANAGEMENT INC | $762.0K | 23,418 | 0.00% | 2q | +27.3%+$163.2K |
| CITADEL ADVISORS LLC | $637.8K | options only | 0.00% | new | OPTIONS |
| Summit Financial, LLC | $572.5K | 17,594 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $474.3K | 14,578 | 0.00% | 8q | -1.3%-$6.3K |
| UBS Group AG | $392.4K | 12,060 | 0.00% | 8q | +31.9%+$94.9K |
| Arrowroot Family Office, LLC | $348.5K | 10,709 | 0.10% | 2q | -72.6%-$922.2K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $342.7K | 10,531 | 0.03% | 6q | HELD |
| TRUIST FINANCIAL CORP | $233.3K | 7,169 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $35.5K | 1,090 | 0.00% | new | NEW |
| MORGAN STANLEY | $33.8K | 1,039 | 0.00% | 9q | -32.5%-$16.3K |
| Rockefeller Capital Management L.P. | $16.3K | 500 | 0.00% | 4q | HELD |
| Farther Finance Advisors, LLC | $9.3K | 285 | 0.00% | 8q | HELD |
| HOLLENCREST CAPITAL MANAGEMENT | $4.4K | 136 | 0.00% | 3q | HELD |
| ROYAL BANK OF CANADA | $4.0K | 137 | 0.00% | 3q | +71.2%+$1.7K |
| Federation des caisses Desjardins du Quebec | $3.3K | 100 | 0.00% | new | NEW |
| Fourth Dimension Wealth, LLC | $3.3K | 100 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $2.8K | 85 | 0.00% | 2q | HELD |
| Physician Wealth Advisors, Inc. | $1.3K | 40 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 24 | $10.4M | 300,481 | 8 | 7 | 3 | 6.1% |
| Q1 2026 | 24 | $10.1M | 322,701 | 10 | 5 | 3 | 0.0% |
| Q4 2025 | 15 | $7.8M | 227,332 | 4 | 2 | 4 | 0.0% |
| Q3 2025 | 14 | $6.5M | 225,926 | 5 | 3 | 1 | 5.3% |
| Q2 2025 | 11 | $4.2M | 159,617 | 3 | 2 | 2 | 5.5% |
| Q1 2025 | 12 | $6.8M | 272,560 | 2 | 5 | 2 | 4.9% |
| Q4 2024 | 14 | $7.5M | 293,137 | 6 | 3 | 4 | 5.1% |
| Q3 2024 | 9 | $4.0M | 113,730 | 4 | 3 | 1 | 22.2% |
| Q2 2024 | 7 | $4.1M | 143,757 | 7 | 0 | 0 | 6.4% |