ALPS ETF TR (OUSM)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
117
Reporting holders
$531.0M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $71.5M | 1,505,621 | 0.01% | 13q | -52.4%-$78.8M |
| RAYMOND JAMES FINANCIAL INC | $66.1M | 1,391,063 | 0.02% | 7q | -3.3%-$2.3M |
| MORGAN STANLEY | $59.9M | 1,261,048 | 0.00% | 17q | -23.2%-$18.1M |
| Cetera Investment Advisers | $52.2M | 1,099,240 | 0.05% | 10q | +5.5%+$2.7M |
| Sanctuary Advisors, LLC | $42.7M | 898,228 | 0.20% | 9q | +2.0%+$831.4K |
| LPL Financial LLC | $25.5M | 537,450 | 0.01% | 17q | -5.9%-$1.6M |
| Stonehearth Capital Management, LLC | $18.0M | 377,783 | 6.13% | 17q | +2.7%+$463.6K |
| BANK OF AMERICA CORP /DE/ | $14.4M | 303,822 | 0.00% | 17q | -12.1%-$2.0M |
| WELLS FARGO & COMPANY/MN | $12.1M | 254,059 | 0.00% | 17q | -53.3%-$13.8M |
| UBS Group AG | $11.1M | 234,116 | 0.00% | 17q | -55.6%-$13.9M |
| FSA WEALTH PARTNERS, INC. | $10.0M | 210,010 | 2.50% | new | NEW |
| ROYAL BANK OF CANADA | $9.1M | 191,660 | 0.00% | 17q | -15.4%-$1.7M |
| BEAM WEALTH ADVISORS, INC. | $7.7M | 167,844 | 0.89% | 9q | +96.2%+$3.8M |
| Mason & Associates Inc | $6.6M | 138,643 | 1.06% | 10q | +0.5%+$34.2K |
| Hamrick Investment Counsel, llc | $6.4M | 135,722 | 4.28% | 3q | +14.0%+$793.6K |
| Steward Partners Investment Advisory, LLC | $6.1M | 129,166 | 0.03% | 17q | +552.1%+$5.2M |
| Park Edge Advisors, LLC | $6.0M | 127,116 | 1.27% | 14q | +116.6%+$3.3M |
| MML INVESTORS SERVICES, LLC | $5.4M | 114,497 | 0.01% | 13q | +8.3%+$416.0K |
| CASTLE WEALTH MANAGEMENT LLC | $5.0M | 105,822 | 1.49% | 11q | +0.9%+$44.7K |
| JONES FINANCIAL COMPANIES LLLP | $4.8M | 101,025 | 0.00% | 10q | -4.6%-$230.2K |
| ENVESTNET ASSET MANAGEMENT INC | $4.6M | 97,113 | 0.00% | 14q | -1.2%-$55.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.5M | 94,447 | 0.00% | 13q | -20.1%-$1.1M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $4.2M | 88,604 | 0.12% | 13q | -10.4%-$486.8K |
| Premier Path Wealth Partners, LLC | $4.0M | 84,732 | 0.46% | 11q | +17.0%+$585.0K |
| STIFEL FINANCIAL CORP | $3.9M | 83,028 | 0.00% | 15q | -41.4%-$2.8M |
| SHEETS SMITH WEALTH MANAGEMENT | $3.8M | 79,555 | 0.38% | 17q | -4.9%-$194.1K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $3.4M | 71,173 | 1.06% | 15q | +1.1%+$38.3K |
| Focus Partners Advisor Solutions, LLC | $3.1M | 65,544 | 0.03% | 3q | -1.1%-$34.1K |
| Brady Martz Wealth Solutions, LLC | $3.1M | 65,107 | 0.47% | 3q | -1.1%-$34.2K |
| Wealthspire Advisors, LLC | $3.1M | 64,638 | 0.02% | 17q | HELD |
| Advisory Services Network, LLC | $2.8M | 58,715 | 0.03% | 5q | HELD |
| Summit Financial Wealth Advisors, LLC | $2.6M | 54,068 | 0.33% | 3q | +6.2%+$150.5K |
| Private Advisor Group, LLC | $2.5M | 52,003 | 0.01% | 17q | +14.7%+$316.2K |
| Secure Asset Management, LLC | $2.4M | 49,849 | 0.33% | 6q | -44.4%-$1.9M |
| Clay Northam Wealth Management, LLC | $2.2M | 46,268 | 1.08% | 17q | -1.6%-$36.9K |
| BROWN ADVISORY INC | $2.1M | 44,300 | 0.00% | 17q | HELD |
| Haverford Trust Co | $2.1M | 44,255 | 0.02% | 11q | HELD |
| &PARTNERS | $2.0M | 41,287 | 0.01% | 9q | -7.6%-$162.4K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.9M | 40,178 | 0.02% | 15q | -33.0%-$939.3K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $1.8M | 38,226 | 0.01% | 11q | +532.3%+$1.5M |
| Bank of New York Mellon Corp | $1.8M | 37,715 | 0.00% | 8q | HELD |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $1.5M | 31,658 | 0.55% | 9q | -20.4%-$386.0K |
| GOLDMAN SACHS GROUP INC | $1.5M | 30,838 | 0.00% | 3q | -31.5%-$672.6K |
| OSAIC HOLDINGS, INC. | $1.2M | 25,571 | 0.00% | 17q | +3.6%+$42.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M | 25,372 | 0.00% | new | NEW |
| Gladstone Institutional Advisory LLC | $1.2M | 24,351 | 0.04% | 17q | +2.8%+$31.2K |
| Schorn Wealth LLC | $1.1M | 24,046 | 0.30% | 12q | -3.7%-$44.1K |
| Stratos Wealth Partners, LTD. | $1.0M | 21,924 | 0.01% | 17q | -6.9%-$77.6K |
| Beacon Financial Advisory LLC | $1.0M | 21,162 | 0.20% | 8q | HELD |
| Equitable Holdings, Inc. | $970.1K | 20,415 | 0.01% | 8q | -32.5%-$467.0K |
| Sigma Planning Corp | $921.6K | 19,394 | 0.02% | 14q | -1.8%-$17.1K |
| Acorn Wealth Advisors, LLC | $914.9K | 19,253 | 0.22% | 17q | -0.8%-$7.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $764.8K | 16,095 | 0.00% | 17q | -11.9%-$103.8K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $735.4K | 15,476 | 0.00% | 2q | HELD |
| VestGen Advisors, LLC | $723.9K | 15,234 | 0.02% | 6q | -2.6%-$19.4K |
| JPMORGAN CHASE & CO | $723.2K | 15,290 | 0.00% | 11q | +7.9%+$53.1K |
| Strategic Financial Concepts, LLC | $704.5K | 14,825 | 0.21% | 2q | HELD |
| Apollon Wealth Management, LLC | $695.5K | 14,635 | 0.01% | 8q | -3.9%-$28.0K |
| Mutual Advisors, LLC | $685.5K | 14,425 | 0.01% | 11q | -14.4%-$115.2K |
| HORAN Wealth, LLC | $619.9K | 13,045 | 0.05% | 4q | -4.1%-$26.2K |
| National Wealth Management Group, LLC | $549.6K | 11,565 | 0.17% | 4q | -1.9%-$10.5K |
| BXM Wealth LLC | $519.9K | 10,940 | 0.28% | 3q | HELD |
| Royal Palms Capital LLC | $514.6K | 10,830 | 0.45% | 3q | +16.7%+$73.7K |
| Intrepid Financial Planning Group LLC | $505.3K | 10,632 | 0.17% | 6q | HELD |
| Cambridge Advisors Inc. | $462.7K | 9,737 | 0.08% | 17q | HELD |
| Nova Wealth Management, Inc. | $417.2K | 8,780 | 0.23% | 7q | -13.2%-$63.5K |
| Dynamic Advisor Solutions LLC | $407.5K | 8,575 | 0.01% | 10q | -5.2%-$22.4K |
| Ellsworth Advisors, LLC | $394.3K | 8,270 | 0.06% | 10q | +2.4%+$9.1K |
| HighTower Advisors, LLC | $361.5K | 7,608 | 0.00% | 16q | HELD |
| ACCREDITED INVESTOR SERVICES, LLC | $340.1K | 7,157 | 0.19% | 6q | HELD |
| Sunrise Financial Services, LLC | $340.1K | 7,157 | 0.20% | 3q | +14.5%+$43.1K |
| FMR LLC | $330.4K | 6,953 | 0.00% | 15q | +61.7%+$126.0K |
| OneAscent Wealth Management LLC | $317.5K | 6,681 | 0.09% | 8q | -16.9%-$64.6K |
| Blue Chip Partners, LLC | $289.6K | 6,094 | 0.02% | 7q | HELD |
| USA FINANCIAL FORMULAS | $283.2K | 5,960 | 0.05% | new | FIRST |
| Ausdal Financial Partners, Inc. | $266.5K | 5,608 | 0.01% | 4q | -8.4%-$24.6K |
| JMG Financial Group, Ltd. | $265.1K | 5,579 | 0.01% | new | NEW |
| MISSION WEALTH MANAGEMENT, LP | $256.3K | 5,393 | 0.00% | new | NEW |
| EVERPAR ADVISORS LLC | $254.8K | 5,363 | 0.07% | 10q | -42.6%-$189.2K |
| Diligent Investors, LLC | $250.9K | 5,280 | 0.06% | 17q | -3.6%-$9.5K |
| Prasad Wealth Partners, LLC | $245.5K | 5,167 | 0.06% | 7q | HELD |
| Signature Equity Partners, LLC | $227.3K | 4,784 | 0.10% | 3q | -5.0%-$12.0K |
| Rockefeller Capital Management L.P. | $226.0K | 4,755 | 0.00% | 4q | HELD |
| Tower Research Capital LLC (TRC) | $215.5K | 4,535 | 0.01% | 2q | +8.1%+$16.2K |
| Aptus Capital Advisors, LLC | $214.6K | 4,517 | 0.00% | 3q | -6.3%-$14.4K |
| Kingsview Wealth Management, LLC | $208.3K | 4,383 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $188.7K | 3,972 | 0.00% | 13q | +2.6%+$4.8K |
| Richardson Capital Management LLC | $178.2K | 3,750 | 0.08% | 10q | HELD |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | $156.4K | 3,291 | 0.07% | 7q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $145.5K | 3,062 | 0.00% | new | NEW |
| FARMERS & MERCHANTS INVESTMENTS INC | $129.3K | 2,721 | 0.00% | 8q | -3.5%-$4.8K |
| IFG Advisory, LLC | $84.7K | 1,783 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $79.2K | 1,667 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $66.5K | 1,400 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $61.9K | 1,302 | 0.00% | 2q | -14.5%-$10.5K |
| Miller Capital Partners, Inc. | $53.4K | 1,124 | 0.02% | 3q | HELD |
| Triumph Capital Management | $52.2K | 1,097 | 0.01% | 3q | HELD |
| IFP Advisors, Inc | $48.1K | 1,013 | 0.00% | 18q | HELD |
| Canton Hathaway, LLC | $47.5K | 1,000 | 0.01% | 17q | HELD |
| Atlatl Advisers LLC | $42.3K | 890 | 0.01% | new | NEW |
Showing the largest 100 of 127 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 117 | $531.0M | 11,181,760 | 14 | 27 | 44 | 0.0% |
| Q1 2026 | 117 | $610.0M | 13,948,656 | 14 | 32 | 40 | 0.0% |
| Q4 2025 | 117 | $559.7M | 12,794,244 | 11 | 33 | 43 | 0.0% |
| Q3 2025 | 111 | $629.5M | 14,099,617 | 12 | 42 | 37 | 0.0% |
| Q2 2025 | 108 | $541.9M | 12,541,090 | 11 | 45 | 30 | 0.0% |
| Q1 2025 | 106 | $505.8M | 12,036,636 | 9 | 46 | 28 | 0.0% |
| Q4 2024 | 109 | $508.1M | 11,601,890 | 19 | 51 | 14 | 0.0% |
| Q3 2024 | 95 | $448.0M | 9,922,000 | 18 | 46 | 14 | 0.0% |
| Q2 2024 | 84 | $356.6M | 8,660,008 | 10 | 32 | 23 | 0.0% |
| Q1 2024 | 75 | $366.6M | 8,616,115 | 15 | 34 | 14 | 0.0% |
| Q4 2023 | 64 | $261.3M | 6,668,479 | 12 | 23 | 14 | 0.0% |
| Q3 2023 | 54 | $204.2M | 5,817,338 | 8 | 24 | 9 | 0.0% |
| Q2 2023 | 47 | $177.4M | 4,834,401 | 5 | 22 | 10 | 0.0% |
| Q1 2023 | 44 | $111.4M | 3,154,215 | 7 | 19 | 10 | 0.0% |
| Q4 2022 | 34 | $89.0M | 2,650,489 | 8 | 12 | 7 | 0.0% |
| Q3 2022 | 39 | $77.6M | 2,588,772 | 3 | 8 | 14 | 0.0% |
| Q2 2022 | 37 | $80.8M | 2,551,815 | 36 | 0 | 0 | 0.0% |
| Q1 2022 | 1 | $30.0K | 960 | 1 | 0 | 0 | 0.0% |