ALPS ETF TR (OUSA)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
124
Reporting holders
$339.0M
Reported value
0.0%
Held as options
-5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $90.0M | 1,542,936 | 0.00% | 17q | -1.6%-$1.4M |
| LPL Financial LLC | $30.6M | 524,948 | 0.01% | 17q | -1.7%-$519.4K |
| BANK OF AMERICA CORP /DE/ | $21.7M | 371,645 | 0.00% | 17q | -1.9%-$427.3K |
| ROYAL BANK OF CANADA | $17.5M | 300,573 | 0.00% | 17q | -6.0%-$1.1M |
| MGO ONE SEVEN LLC | $16.0M | 274,456 | 0.26% | 11q | +0.8%+$127.7K |
| WELLS FARGO & COMPANY/MN | $15.3M | 262,882 | 0.00% | 17q | -51.5%-$16.3M |
| Kestra Advisory Services, LLC | $14.5M | 248,996 | 0.05% | 17q | -4.0%-$610.0K |
| RAYMOND JAMES FINANCIAL INC | $10.7M | 183,550 | 0.00% | 7q | -2.4%-$262.0K |
| UBS Group AG | $10.2M | 174,736 | 0.00% | 17q | -6.4%-$702.4K |
| Rockefeller Capital Management L.P. | $8.5M | 146,302 | 0.01% | 11q | -24.8%-$2.8M |
| GOLDMAN SACHS GROUP INC | $7.2M | 123,599 | 0.00% | 15q | +26.6%+$1.5M |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $6.6M | 113,309 | 0.07% | 17q | +1.1%+$73.2K |
| Equitable Holdings, Inc. | $5.9M | 100,854 | 0.04% | 17q | -6.5%-$409.9K |
| Ameritas Advisory Services, LLC | $5.6M | 96,857 | 0.11% | 3q | +70.6%+$2.3M |
| Private Advisor Group, LLC | $4.4M | 76,256 | 0.02% | 17q | -1.2%-$55.1K |
| Sanctuary Advisors, LLC | $4.4M | 76,036 | 0.02% | 9q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $3.9M | 66,413 | 0.00% | 17q | +2.5%+$93.5K |
| &PARTNERS | $3.7M | 64,018 | 0.02% | 9q | -11.8%-$499.0K |
| OSAIC HOLDINGS, INC. | $3.5M | 60,672 | 0.00% | 17q | +5.5%+$184.8K |
| NewEdge Advisors, LLC | $3.5M | 59,201 | 0.01% | 15q | +27.4%+$743.5K |
| Stratos Wealth Partners, LTD. | $3.2M | 54,914 | 0.03% | 17q | -1.4%-$46.4K |
| MML INVESTORS SERVICES, LLC | $3.1M | 53,603 | 0.01% | 17q | +9.9%+$281.5K |
| STIFEL FINANCIAL CORP | $2.5M | 42,846 | 0.00% | 17q | -44.9%-$2.0M |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $2.4M | 40,932 | 0.87% | 9q | -51.2%-$2.5M |
| AMERIPRISE FINANCIAL INC | $2.1M | 35,161 | 0.00% | 12q | -51.3%-$2.2M |
| Avant Capital LLC | $2.0M | 34,639 | 1.27% | 13q | -3.3%-$69.9K |
| DAVENPORT & Co LLC | $1.8M | 31,366 | 0.01% | 17q | -4.8%-$92.0K |
| Caldwell Trust Co | $1.7M | 28,797 | 0.14% | 17q | -1.2%-$21.0K |
| Apollon Financial, LLC | $1.7M | 28,640 | 0.20% | 11q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $1.6M | 27,688 | 0.00% | 8q | +9.6%+$140.7K |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.5M | 26,332 | 0.06% | 17q | +4.5%+$66.0K |
| Beaumont Financial Advisors, LLC | $1.5M | 26,285 | 0.10% | 15q | -2.0%-$31.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.3M | 23,043 | 0.00% | 6q | -20.3%-$342.5K |
| Sovereign Financial Group, Inc. | $1.3M | 22,087 | 0.20% | 17q | +0.5%+$6.5K |
| Cetera Investment Advisers | $1.2M | 20,938 | 0.00% | 10q | +0.8%+$10.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.2M | 19,340 | 0.00% | 12q | HELD |
| BXM Wealth LLC | $1.1M | 19,400 | 0.62% | 4q | +78.0%+$495.8K |
| Tempo Wealth, LLC | $1.1M | 18,682 | 0.16% | 3q | -1.5%-$16.7K |
| CITADEL ADVISORS LLC | $1.0M | 17,534 | 0.00% | 2q | +89.1%+$482.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $924.8K | 15,855 | 0.00% | 17q | -15.0%-$162.7K |
| Steward Partners Investment Advisory, LLC | $919.9K | 15,770 | 0.00% | 17q | +164.6%+$572.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $767.1K | 13,152 | 0.00% | 9q | +100.4%+$384.3K |
| Park Edge Advisors, LLC | $742.2K | 12,724 | 0.16% | 14q | HELD |
| Integrated Wealth Concepts LLC | $741.3K | 12,709 | 0.00% | 17q | +74.4%+$316.3K |
| JPMORGAN CHASE & CO | $565.5K | 9,718 | 0.00% | 16q | +31.8%+$136.3K |
| CITIGROUP INC | $556.4K | 9,539 | 0.00% | new | NEW |
| USA FINANCIAL FORMULAS | $554.1K | 9,500 | 0.10% | new | FIRST |
| Kingsview Wealth Management, LLC | $549.7K | 9,424 | 0.01% | 17q | -13.8%-$88.1K |
| TRUIST FINANCIAL CORP | $542.8K | 9,306 | 0.00% | 10q | +0.5%+$2.7K |
| Sigma Planning Corp | $538.2K | 9,227 | 0.01% | 17q | -4.1%-$22.9K |
| Grandview Asset Management LLC | $525.3K | 9,197 | 0.13% | 17q | -14.9%-$91.7K |
| Beacon Pointe Advisors, LLC | $517.0K | 8,864 | 0.00% | 9q | +59.1%+$192.1K |
| HighTower Advisors, LLC | $509.5K | 8,735 | 0.00% | 17q | HELD |
| KERR FINANCIAL PLANNING Corp | $491.1K | 8,420 | 0.55% | 4q | -50.0%-$490.4K |
| OPPENHEIMER & CO INC | $487.8K | 8,362 | 0.01% | 17q | HELD |
| Intrepid Financial Planning Group LLC | $485.0K | 8,314 | 0.16% | 6q | -3.8%-$19.3K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $472.5K | 8,100 | 0.00% | 2q | HELD |
| Madison Wealth Partners, Inc | $465.0K | 7,972 | 0.06% | 3q | -9.5%-$48.8K |
| Focus Financial Network, Inc. | $463.8K | 7,951 | 0.01% | 17q | HELD |
| J.W. COLE ADVISORS, INC. | $424.2K | 7,273 | 0.01% | 17q | -0.6%-$2.7K |
| Elmwood Wealth Management, Inc. | $422.1K | 7,236 | 0.11% | 3q | HELD |
| Creative Planning | $419.0K | 7,183 | 0.00% | 13q | -1.2%-$5.2K |
| XTX Topco Ltd | $391.0K | 6,703 | 0.01% | new | NEW |
| Beacon Financial Advisory LLC | $390.8K | 6,699 | 0.08% | 17q | HELD |
| Burns Matteson Capital Management, LLC | $388.6K | 6,662 | 0.12% | 22q | -0.8%-$3.1K |
| FMR LLC | $386.5K | 6,626 | 0.00% | 12q | HELD |
| Pine Valley Investments Ltd Liability Co | $366.7K | 6,287 | 0.01% | 13q | +0.7%+$2.7K |
| Vise Technologies, Inc. | $363.5K | 6,232 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $346.5K | 5,940 | 0.00% | 17q | HELD |
| Diligent Investors, LLC | $337.2K | 5,780 | 0.08% | 17q | -7.9%-$28.9K |
| Symphony Financial Services, Inc. | $323.0K | 5,537 | 0.15% | 9q | -2.6%-$8.6K |
| MTM FINANCIAL GROUP, LLC | $319.8K | 5,483 | 0.14% | new | FIRST |
| Blue Water Asset Management | $302.3K | 5,183 | 0.10% | 3q | HELD |
| Mutual Advisors, LLC | $279.7K | 4,796 | 0.01% | 15q | HELD |
| HIGHLAND CAPITAL MANAGEMENT, LLC | $278.8K | 4,780 | 0.01% | 17q | -9.5%-$29.2K |
| Next Level Private LLC | $270.7K | 4,641 | 0.05% | 11q | HELD |
| Capstone Wealth Management Group, Inc. | $264.2K | 4,530 | 0.16% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $249.4K | 4,275 | 0.00% | 2q | HELD |
| Hobbs Group Advisors, LLC | $243.2K | 4,170 | 0.06% | 6q | HELD |
| StoneX Group Inc. | $238.2K | 4,063 | 0.01% | new | NEW |
| Tower Research Capital LLC (TRC) | $236.4K | 4,053 | 0.01% | 2q | +132.0%+$134.5K |
| Nemes Rush Group LLC | $235.4K | 4,035 | 0.02% | 13q | HELD |
| Sovran Advisors, LLC | $222.3K | 3,621 | 0.02% | 4q | HELD |
| Medallion Wealth Advisors, LLC | $199.2K | 3,415 | 0.06% | 7q | -8.1%-$17.5K |
| FIFTH THIRD BANCORP | $174.3K | 2,988 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $161.5K | 2,769 | 0.00% | 7q | HELD |
| Miller Capital Partners, Inc. | $134.0K | 2,298 | 0.05% | 3q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $126.8K | 2,173 | 0.00% | 12q | HELD |
| Providence Capital Advisors, LLC | $122.5K | 2,101 | 0.02% | new | NEW |
| Allied Private Wealth LLC | $120.0K | 2,017 | 0.08% | new | FIRST |
| Smartleaf Asset Management LLC | $92.2K | 1,584 | 0.00% | 2q | HELD |
| Wilmington Savings Fund Society, FSB | $91.5K | 1,569 | 0.00% | 8q | HELD |
| High Note Wealth, LLC | $75.9K | 1,302 | 0.01% | 7q | -26.0%-$26.7K |
| SALEM INVESTMENT COUNSELORS INC | $72.9K | 1,250 | 0.00% | 2q | HELD |
| PRIVATE TRUST CO NA | $72.5K | 1,243 | 0.01% | 14q | HELD |
| Fourth Dimension Wealth, LLC | $67.1K | 1,150 | 0.02% | 7q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $60.0K | 1,000 | 0.00% | 9q | HELD |
| US BANCORP \DE\ | $59.6K | 1,022 | 0.00% | 17q | HELD |
| Triumph Capital Management | $49.2K | 844 | 0.01% | 3q | HELD |
| Sankala Group LLC | $40.8K | 659 | 0.03% | 3q | +2.6%+$1.1K |
Showing the largest 100 of 130 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 124 | $339.0M | 5,811,317 | 7 | 25 | 38 | 0.0% |
| Q1 2026 | 129 | $350.5M | 6,331,242 | 14 | 26 | 36 | 0.0% |
| Q4 2025 | 128 | $388.0M | 6,723,399 | 8 | 28 | 40 | 0.0% |
| Q3 2025 | 126 | $378.6M | 6,698,684 | 13 | 22 | 40 | 0.0% |
| Q2 2025 | 116 | $412.6M | 7,644,799 | 7 | 30 | 26 | 0.0% |
| Q1 2025 | 115 | $368.3M | 6,923,531 | 8 | 21 | 35 | 0.0% |
| Q4 2024 | 118 | $370.3M | 6,968,529 | 10 | 30 | 26 | 0.0% |
| Q3 2024 | 115 | $376.8M | 6,977,800 | 13 | 30 | 33 | 0.0% |
| Q2 2024 | 110 | $347.0M | 6,996,294 | 15 | 24 | 32 | 0.0% |
| Q1 2024 | 98 | $479.2M | 9,700,007 | 4 | 24 | 27 | 0.0% |
| Q4 2023 | 104 | $366.6M | 7,952,518 | 13 | 26 | 25 | 0.0% |
| Q3 2023 | 99 | $304.9M | 7,271,248 | 13 | 18 | 27 | 0.0% |
| Q2 2023 | 92 | $336.2M | 7,638,767 | 5 | 20 | 34 | 0.1% |
| Q1 2023 | 91 | $334.3M | 7,954,249 | 10 | 18 | 34 | 0.0% |
| Q4 2022 | 85 | $342.5M | 8,266,864 | 18 | 15 | 28 | 0.0% |
| Q3 2022 | 92 | $344.1M | 9,292,841 | 11 | 24 | 25 | 0.0% |
| Q2 2022 | 88 | $385.5M | 9,533,964 | 84 | 0 | 0 | 0.2% |
| Q1 2022 | 3 | $793.7K | 18,038 | 2 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $314.0K | 6,743 | 0 | 0 | 0 | 0.0% |
| Q3 2021 | 1 | $280.7K | 6,743 | 0 | 0 | 0 | 0.0% |
| Q2 2021 | 1 | $283.3K | 6,743 | 0 | 0 | 0 | 0.0% |
| Q1 2021 | 2 | $711.8K | 17,821 | 1 | 0 | 1 | 0.0% |
| Q4 2020 | 1 | $436.2K | 11,366 | 0 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $410.9K | 11,314 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $373.7K | 11,273 | 0 | 1 | 0 | 0.0% |
| Q1 2020 | 2 | $415.3K | 14,390 | 0 | 1 | 1 | 0.0% |
| Q4 2019 | 2 | $358.7K | 9,778 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $217.2K | 6,236 | 0 | 1 | 0 | 0.0% |
| Q2 2019 | 1 | $203.6K | 5,964 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $200.7K | 5,961 | 0 | 0 | 0 | 0.0% |