OHA INVT CORP (OHAI)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
25
Reporting holders
$9.9M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $2.1M | 1,629,169 | 0.10% | 4q | -0.7%-$14.6K |
| Callodine Capital Management, LP | $2.1M | 1,588,850 | 0.83% | 4q | +3.3%+$66.2K |
| TCW GROUP INC | $2.0M | 1,505,495 | 0.02% | 4q | -16.9%-$397.1K |
| Fondren Management LP | $780.0K | 600,000 | 0.65% | 4q | HELD |
| Southside Capital, LLC | $721.0K | 554,525 | 0.20% | 4q | +6.7%+$45.3K |
| DELTEC ASSET MANAGEMENT LLC | $557.0K | 428,532 | 0.14% | 4q | HELD |
| Almitas Capital LLC | $342.0K | 263,394 | 0.37% | 4q | +9.0%+$28.3K |
| Truvvo Partners LLC | $308.0K | 232,959 | 0.17% | 2q | -12.9%-$45.8K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $253.0K | 194,947 | 0.00% | 4q | +1.1%+$2.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $189.0K | 145,680 | 0.00% | 4q | -76.6%-$617.0K |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | $138.0K | 106,483 | 0.04% | 4q | HELD |
| Altium Wealth Management LLC | $109.0K | 83,855 | 0.01% | 4q | -26.6%-$39.4K |
| ROYCE & ASSOCIATES LP | $78.0K | 59,761 | 0.00% | 4q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $76.0K | 58,871 | 0.00% | 4q | -2.3%-$1.8K |
| JPMORGAN CHASE & CO | $70.0K | 54,000 | 0.00% | 4q | -27.0%-$25.9K |
| Creative Planning | $34.0K | 26,500 | 0.00% | 4q | +1.9% |
| USCA RIA LLC | $21.0K | 16,526 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $13.0K | 10,101 | 0.00% | 4q | +5.2% |
| Founders Capital Management | $8.0K | 6,000 | 0.01% | 4q | HELD |
| MORGAN STANLEY | $5.0K | 3,916 | 0.00% | 8q | HELD |
| ROYAL BANK OF CANADA | $4.0K | 3,225 | 0.00% | 4q | -0.8% |
| VICTORY CAPITAL MANAGEMENT INC | $4.0K | 3,350 | 0.00% | new | NEW |
| BROWN BROTHERS HARRIMAN & CO | $3.0K | 1,930 | 0.00% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $3.0K | 2,000 | 0.00% | 4q | HELD |
| EARNEST PARTNERS LLC | $2.0K | 1,500 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 25 | $9.9M | 7,581,569 | 1 | 6 | 8 | 0.0% |
| Q2 2019 | 26 | $9.3M | 8,399,048 | 1 | 6 | 1 | 0.0% |
| Q1 2019 | 27 | $9.8M | 8,195,943 | 1 | 8 | 4 | 0.0% |
| Q4 2018 | 30 | $7.9M | 7,764,145 | 1 | 0 | 0 | 0.0% |