HolderBook

ALPS ETF TR (OEFA)

Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.

18
Reporting holders
$17.2M
Reported value
0.0%
Held as options
-1
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
BANK OF AMERICA CORP /DE/$10.1M291,8930.00%17q+2.8%+$276.3K
LPL Financial LLC$1.6M47,1890.00%17q-6.5%-$114.0K
CITADEL ADVISORS LLC$1.5M43,8510.00%4q+44.4%+$465.2K
ALPS ADVISORS INC$1.2M34,3800.01%newNEW
RAYMOND JAMES FINANCIAL INC$1.0M29,8650.00%7q-78.6%-$3.8M
STIFEL FINANCIAL CORP$640.4K18,5640.00%11qHELD
HighTower Advisors, LLC$303.9K8,8090.00%15qHELD
USA FINANCIAL FORMULAS$278.3K8,0680.05%newFIRST
KESTRA PRIVATE WEALTH SERVICES, LLC$217.9K6,3170.00%5q-7.1%-$16.7K
Rockefeller Capital Management L.P.$155.0K4,4920.00%4q+3.6%+$5.4K
ROYAL BANK OF CANADA$106.0K3,0740.00%17q-88.1%-$787.3K
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$62.5K1,8130.02%6q+36.2%+$16.6K
MORGAN STANLEY$17.2K5000.00%15qHELD
UBS Group AG$14.2K4120.00%4q+151.2%+$8.6K
OSAIC HOLDINGS, INC.$13.8K4000.00%17qHELD
Institute for Wealth Management, LLC.$9.7K2800.00%newNEW
WELLS FARGO & COMPANY/MN$2.4K690.00%15qHELD
DHJJ Financial Advisors, Ltd.$621180.00%2qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202618$17.2M499,9942540.0%
Q1 202619$18.3M580,5692460.0%
Q4 202519$22.6M675,8262630.0%
Q3 202518$18.9M572,3334350.0%
Q2 202515$17.4M534,3582540.0%
Q1 202517$16.9M561,6462380.0%
Q4 202418$15.7M570,9671450.0%
Q3 202419$19.2M603,1213470.0%
Q2 202417$18.4M607,3820840.0%
Q1 202417$18.2M603,5462470.0%
Q4 202317$15.9M560,2094730.0%
Q3 202316$18.8M732,4420830.0%
Q2 202317$18.6M661,4894430.0%
Q1 202316$17.0M632,0492370.0%
Q4 202218$15.7M662,9647730.0%
Q3 202217$13.6M677,3042570.0%
Q2 202217$17.6M779,38616000.0%
Q1 20221$307.0K13,9001000.0%