HolderBook

OPTICAL CABLE CORP (OCC)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

43
Reporting holders
$45.7M
Reported value
24.7%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+5
Holder change

Institutions report 2,179,846 shares against 8,827,092 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
GENDELL JEFFREY L$8.2M391,5960.07%7q-6.2%-$541.9K
JANE STREET GROUP, LLC$6.1M291,8600.00%3q+432.8%+$5.0M
VANGUARD CAPITAL MANAGEMENT LLC$5.5M260,3020.00%2q+23.1%+$1.0M
DIMENSIONAL FUND ADVISORS LP$3.0M145,0090.00%31q-13.8%-$486.5K
BlackRock, Inc.$2.8M133,3880.00%8q+257.1%+$2.0M
HRT FINANCIAL LP$2.3M107,9200.00%2q+518.9%+$1.9M
TWO SIGMA INVESTMENTS, LP$2.1M98,4490.00%4q+39.3%+$582.5K
BRIDGEWAY CAPITAL MANAGEMENT, LLC$1.8M86,9580.03%31q+80.2%+$811.3K
STATE STREET CORP$1.5M73,1460.00%6q+98.9%+$762.7K
RENAISSANCE TECHNOLOGIES LLC$1.5M71,9030.00%31q-13.7%-$239.1K
GEODE CAPITAL MANAGEMENT, LLC$1.5M70,2520.00%31q-3.0%-$45.7K
Informed Momentum Co LLC$1.3M63,4840.12%2q-15.4%-$243.0K
Round Rock Advisors LLC$1.2M58,9370.16%3q+88.5%+$580.1K
SEI INVESTMENTS CO$788.6K37,6070.00%2q-58.8%-$1.1M
VANGUARD FIDUCIARY TRUST CO$749.4K35,7370.00%2q+10.0%+$68.0K
GSA CAPITAL PARTNERS LLP$651.0K31,0420.04%3q-5.1%-$35.3K
Cetera Investment Advisers$595.7K28,4090.00%newNEW
MORGAN STANLEY$475.3K22,6650.00%35q+19.8%+$78.4K
MANGROVE PARTNERS IM, LLC$422.8K20,1640.03%newNEW
Brendel Financial Advisors LLC$381.8K18,2070.18%newNEW
Clearstead Advisors, LLC$375.3K17,8980.00%9qHELD
RBF Capital, LLC$335.5K16,0000.01%31q-20.0%-$83.9K
Dynamic Technology Lab Private Ltd$325.0K15,4900.07%newNEW
SHIKIAR ASSET MANAGEMENT INC$306.0K14,6000.08%4q-48.1%-$284.0K
Hilltop Holdings Inc.$293.6K14,0000.02%20qHELD
NORTHERN TRUST CORP$274.9K13,1110.00%4q+4.3%+$11.3K
ESSEX INVESTMENT MANAGEMENT CO LLC$264.8K12,6290.03%newNEW
Bank of New York Mellon Corp$216.4K10,3180.00%newNEW
UBS Group AG$148.4K7,0780.00%6q-68.5%-$322.3K
Vanguard Global Advisers, LLC$51.2K2,4430.00%2q-41.4%-$36.2K
OSAIC HOLDINGS, INC.$45.1K2,1500.00%15q+1620.0%+$42.5K
CITIGROUP INC$43.0K2,0490.00%3q+204800.0%+$42.9K
Tower Research Capital LLC (TRC)$28.8K1,3710.00%20q+457.3%+$23.6K
WELLS FARGO & COMPANY/MN$21.0K1,0000.00%31q-50.0%-$21.0K
Allworth Financial LP$21.0K1,0000.00%newNEW
Geneos Wealth Management Inc.$17.4K8280.00%7qHELD
ROYAL BANK OF CANADA$5.0K2410.00%19q-5.1%
JONES FINANCIAL COMPANIES LLLP$3.6K1940.00%newNEW
ASSETMARK, INC$2.1K1000.00%newNEW
SBI Securities Co., Ltd.$2.1K1000.00%4q-16.7%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$1.6K740.00%newNEW
NATIONAL BANK OF CANADA /FI/$1.4K690.00%9qHELD
Caitong International Asset Management Co., Ltd$1.4K680.00%2q+6700.0%+$1.4K

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-06-11FRAZIER RANDALL HDirectorSold35,000$865.7K ×4
2026-06-29WEBER CRAIG HDirectorSold23,700$470.4K ×23
2026-07-09SMITH TRACY GEVP and CFOSold16,453$283.5K
2026-06-16FRAZIER RANDALL HDirectorSold10,000$210.1K ×4

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-06-30WILKIN NEIL D JRChairman, President and CEOSold19,089$410.6K ×17
2026-06-29WILKIN NEIL D JRChairman, President and CEOSold5,911$122.4K ×7

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202643$45.7M2,179,8461015140.0%
Q1 202638$14.1M1,711,17971070.0%
Q4 202533$7.2M1,623,41361450.0%
Q3 202530$13.5M1,660,7828680.0%
Q2 202524$4.7M1,625,8591850.0%
Q1 202527$3.7M1,328,69951140.0%
Q4 202424$4.3M1,192,8874150.0%
Q3 202421$3.3M1,228,2861250.0%
Q2 202421$3.1M1,130,6464460.0%
Q1 202418$3.2M1,117,9270440.0%
Q4 202322$2.9M1,070,9475450.0%
Q3 202319$3.0M995,2882230.0%
Q2 202318$4.1M1,004,5591250.0%
Q1 202319$4.3M1,007,9671340.0%
Q4 202221$4.4M1,028,2556330.0%
Q3 202216$3.6M1,034,8370420.0%
Q2 202218$3.8M1,062,5651510.0%
Q1 202217$4.4M1,051,4180260.0%
Q4 202119$5.6M1,046,6972240.0%
Q3 202118$3.5M942,1813310.0%
Q2 202115$3.5M948,1460110.0%
Q1 202118$3.5M965,9682230.0%
Q4 202017$2.6M982,6132420.0%
Q3 202018$3.2M1,044,6270430.0%
Q2 202019$2.6M1,024,0091330.0%
Q1 202019$2.5M1,041,1602410.0%
Q4 201918$3.3M1,000,1230140.0%
Q3 201921$3.7M1,045,7892330.0%
Q2 201919$4.4M1,062,3580530.0%
Q1 201923$5.5M1,169,7632540.0%
Q4 201822$4.6M1,201,8190200.0%