OBALON THERAPEUTICS INC (OBLN)
Institutional ownership reported to the SEC as of Q2 2019, across 3 quarters.
20
Reporting holders
$3.6M
Reported value
0.3%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| INTERWEST VENTURE MANAGEMENT CO | $2.5M | 3,552,239 | 0.80% | 3q | HELD |
| VANGUARD GROUP INC | $331.0K | 473,870 | 0.00% | 3q | +132.0%+$188.3K |
| RENAISSANCE TECHNOLOGIES LLC | $205.0K | 293,716 | 0.00% | 3q | +204.7%+$137.7K |
| HOYLECOHEN, LLC | $143.0K | 204,850 | 0.02% | 3q | +95.4%+$69.8K |
| Virtu Financial LLC | $89.0K | 127,261 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $79.0K | 113,067 | 0.00% | 3q | +70.2%+$32.6K |
| HighTower Advisors, LLC | $79.0K | 112,788 | 0.00% | 3q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $58.0K | 83,099 | 0.00% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $44.0K | 62,533 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $33.0K | 47,116 | 0.00% | new | NEW |
| Altium Wealth Management LLC | $19.0K | 27,472 | 0.00% | 3q | HELD |
| CITADEL ADVISORS LLC | $12.0K | 16,593 | 0.00% | 2q | -25.9%-$4.2K |
| GROUP ONE TRADING, L.P. | $11.0K | options only | 0.00% | new | OPTIONS |
| NORTHERN TRUST CORP | $9.0K | 13,542 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $6.0K | 8,622 | 0.00% | 7q | HELD |
| CITIGROUP INC | $3.0K | 5,000 | 0.00% | 3q | HELD |
| HM PAYSON & CO | $3.0K | 4,000 | 0.00% | new | NEW |
| UBS Group AG | $2.0K | 2,500 | 0.00% | 3q | HELD |
| ROYAL BANK OF CANADA | $1.0K | 1,116 | 0.00% | 3q | -85.1%-$5.7K |
| BNP PARIBAS ARBITRAGE, SA | $263 | 376 | 0.00% | 3q | +5.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 20 | $3.6M | 5,149,760 | 6 | 5 | 2 | 0.3% |
| Q1 2019 | 21 | $9.8M | 6,830,290 | 2 | 2 | 6 | 0.0% |
| Q4 2018 | 23 | $14.0M | 6,785,883 | 1 | 0 | 1 | 0.0% |