EMPIRE RESORTS INC (NYNY)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
33
Reporting holders
$8.3M
Reported value
0.0%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $2.8M | 286,744 | 0.00% | 4q | +2.1%+$57.8K |
| VANGUARD GROUP INC | $1.8M | 191,689 | 0.00% | 4q | +72.1%+$773.5K |
| GABELLI FUNDS LLC | $870.0K | 90,347 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $593.0K | 61,581 | 0.00% | 4q | +2.9%+$16.9K |
| STATE STREET CORP | $529.0K | 54,942 | 0.00% | 4q | +1.1%+$5.9K |
| NORTHERN TRUST CORP | $388.0K | 40,294 | 0.00% | 4q | +4.8%+$17.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $241.0K | 24,993 | 0.00% | 4q | +35.6%+$63.2K |
| RAYMOND JAMES & ASSOCIATES | $198.0K | 20,606 | 0.00% | 4q | -66.8%-$398.8K |
| S. MUOIO & CO. LLC | $188.0K | 19,256 | 0.20% | new | NEW |
| Bank of New York Mellon Corp | $165.0K | 17,155 | 0.00% | 4q | -3.0%-$5.0K |
| GAMCO INVESTORS, INC. ET AL | $130.0K | 13,500 | 0.00% | new | NEW |
| IFP Advisors, Inc | $73.0K | 7,556 | 0.00% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $54.0K | 5,588 | 0.00% | 4q | HELD |
| UBS Group AG | $45.0K | 4,661 | 0.00% | 4q | +109.8%+$23.5K |
| NEW YORK STATE COMMON RETIREMENT FUND | $27.0K | 2,800 | 0.00% | 4q | HELD |
| AMERICAN INTERNATIONAL GROUP INC | $23.0K | 2,401 | 0.00% | 4q | -0.7% |
| BANK OF AMERICA CORP /DE/ | $23.0K | 2,365 | 0.00% | 4q | +7.5%+$1.6K |
| BARCLAYS PLC | $18.0K | 1,874 | 0.00% | 3q | -23.5%-$5.5K |
| WELLS FARGO & COMPANY/MN | $16.0K | 1,671 | 0.00% | 4q | +7.8%+$1.2K |
| MORGAN STANLEY | $16.0K | 1,612 | 0.00% | 8q | +61.0%+$6.1K |
| JPMORGAN CHASE & CO | $14.0K | 1,462 | 0.00% | 4q | +11.3%+$1.4K |
| DEUTSCHE BANK AG\ | $9.0K | 954 | 0.00% | 7q | -66.7%-$18.0K |
| VICTORY CAPITAL MANAGEMENT INC | $9.0K | 984 | 0.00% | new | NEW |
| Advisor Group, Inc. | $9.0K | 942 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $9.0K | 1,000 | 0.00% | 2q | +54.8%+$3.2K |
| Tower Research Capital LLC (TRC) | $7.0K | 709 | 0.00% | 4q | -81.1%-$30.1K |
| Focused Wealth Management, Inc | $7.0K | 707 | 0.00% | 4q | -1.0% |
| BNP PARIBAS ARBITRAGE, SA | $6.8K | 706 | 0.00% | 4q | +36.6%+$1.8K |
| Legal & General Group Plc | $6.0K | 627 | 0.00% | 4q | HELD |
| CITIGROUP INC | $5.0K | 567 | 0.00% | 4q | -44.4%-$4.0K |
| BANK OF MONTREAL /CAN/ | $3.0K | 333 | 0.00% | 2q | -3.8% |
| Ameritas Investment Partners, Inc. | $3.0K | 270 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $1.0K | 109 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 33 | $8.3M | 861,005 | 6 | 13 | 9 | 0.0% |
| Q2 2019 | 28 | $6.5M | 676,338 | 2 | 13 | 5 | 0.0% |
| Q1 2019 | 28 | $6.6M | 656,638 | 2 | 11 | 7 | 0.0% |
| Q4 2018 | 29 | $6.9M | 681,650 | 1 | 0 | 2 | 0.0% |