EMPIRE RESORTS INC (NYNY)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
33
Reporting holders
$8.3M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $2.8M | 286,744 | 0.00% | 4q | +2.1%+$57.8K |
| VANGUARD GROUP INC | $1.8M | 191,689 | 0.00% | 4q | +72.1%+$773.5K |
| GABELLI FUNDS LLC | $870.0K | 90,347 | 0.01% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $593.0K | 61,581 | 0.00% | 4q | +2.9%+$16.9K |
| STATE STREET CORP | $529.0K | 54,942 | 0.00% | 4q | +1.1%+$5.9K |
| NORTHERN TRUST CORP | $388.0K | 40,294 | 0.00% | 4q | +4.8%+$17.8K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $241.0K | 24,993 | 0.00% | 4q | +35.6%+$63.2K |
| RAYMOND JAMES & ASSOCIATES | $198.0K | 20,606 | 0.00% | 4q | -66.8%-$398.8K |
| S. MUOIO & CO. LLC | $188.0K | 19,256 | 0.20% | new | NEW |
| Bank of New York Mellon Corp | $165.0K | 17,155 | 0.00% | 4q | -3.0%-$5.0K |
| GAMCO INVESTORS, INC. ET AL | $130.0K | 13,500 | 0.00% | new | NEW |
| IFP Advisors, Inc | $73.0K | 7,556 | 0.00% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $54.0K | 5,588 | 0.00% | 4q | HELD |
| UBS Group AG | $45.0K | 4,661 | 0.00% | 4q | +109.8%+$23.5K |
| NEW YORK STATE COMMON RETIREMENT FUND | $27.0K | 2,800 | 0.00% | 4q | HELD |
| AMERICAN INTERNATIONAL GROUP INC | $23.0K | 2,401 | 0.00% | 4q | -0.7% |
| BANK OF AMERICA CORP /DE/ | $23.0K | 2,365 | 0.00% | 4q | +7.5%+$1.6K |
| BARCLAYS PLC | $18.0K | 1,874 | 0.00% | 3q | -23.5%-$5.5K |
| WELLS FARGO & COMPANY/MN | $16.0K | 1,671 | 0.00% | 4q | +7.8%+$1.2K |
| MORGAN STANLEY | $16.0K | 1,612 | 0.00% | 8q | +61.0%+$6.1K |
| JPMORGAN CHASE & CO | $14.0K | 1,462 | 0.00% | 4q | +11.3%+$1.4K |
| DEUTSCHE BANK AG\ | $9.0K | 954 | 0.00% | 7q | -66.7%-$18.0K |
| VICTORY CAPITAL MANAGEMENT INC | $9.0K | 984 | 0.00% | new | NEW |
| Advisor Group, Inc. | $9.0K | 942 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $9.0K | 1,000 | 0.00% | 2q | +54.8%+$3.2K |
| Tower Research Capital LLC (TRC) | $7.0K | 709 | 0.00% | 4q | -81.1%-$30.1K |
| Focused Wealth Management, Inc | $7.0K | 707 | 0.00% | 4q | -1.0% |
| BNP PARIBAS ARBITRAGE, SA | $6.8K | 706 | 0.00% | 4q | +36.6%+$1.8K |
| Legal & General Group Plc | $6.0K | 627 | 0.00% | 4q | HELD |
| CITIGROUP INC | $5.0K | 567 | 0.00% | 4q | -44.4%-$4.0K |
| BANK OF MONTREAL /CAN/ | $3.0K | 333 | 0.00% | 2q | -3.8% |
| Ameritas Investment Partners, Inc. | $3.0K | 270 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $1.0K | 109 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 33 | $8.3M | 861,005 | 6 | 13 | 9 | 0.0% |
| Q2 2019 | 28 | $6.5M | 676,338 | 2 | 13 | 5 | 0.0% |
| Q1 2019 | 28 | $6.6M | 656,638 | 2 | 11 | 7 | 0.0% |
| Q4 2018 | 29 | $6.9M | 681,650 | 1 | 0 | 2 | 0.0% |