HolderBook

NORTHERN TR CORP (NTRS)

Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.

36
Reporting holders
$123.6M
Reported value
0.0%
Calls
0.0%
Puts
-981
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
CONFLUENCE INVESTMENT MANAGEMENT LLC$106.6M629,5121.79%32q-4.7%-$5.2M
HWG Holdings LP$4.5M26,3921.03%newNEW
BONNESS ENTERPRISES INC$2.2M12,7000.70%32qHELD
AVITY INVESTMENT MANAGEMENT INC.$1.7M10,0000.11%12qHELD
GAMMA Investing LLC$1.5M8,9990.05%12q+6.1%+$88.1K
FIRST COMMUNITY TRUST NA$1.1M6,3030.36%20q-3.1%-$33.9K
Farther Finance Advisors, LLC$857.5K5,0630.01%16q+14.5%+$108.9K
Central Pacific Bank - Trust Division$745.2K4,4000.08%11qHELD
JUNCTURE WEALTH STRATEGIES, LLC$663.9K3,9200.17%10qHELD
Versant Capital Management, Inc$572.3K3,3790.05%32q+2.1%+$11.9K
Elm3 Financial Group, LLC$517.7K3,0570.35%newNEW
RIVERSEDGE ADVISORS, LLC$475.7K2,8090.06%5q+2.0%+$9.5K
Wedmont Private Capital$437.3K2,5950.01%4q+21.9%+$78.5K
Graves Light Lenhart Wealth, Inc.$338.7K2,0000.03%6qHELD
Exchange Bank$338.7K2,0000.21%5qHELD
Hummer Financial Advisory Services Inc$323.5K1,9000.21%6qHELD
Cooper Financial Group$254.2K1,5010.02%11q-9.7%-$27.4K
MassMutual Private Wealth & Trust, FSB$145.7K8600.00%32q-5.8%-$9.0K
EASTERN BANK$98.6K5820.00%9qHELD
Grove Bank & Trust$90.3K5330.01%16qHELD
Wealth Enhancement Trust Services, Inc.$57.6K3400.01%4q-58.8%-$82.1K
Olistico Wealth, LLC$50.8K3000.02%4qHELD
Hickory Point Bank & Trust$42.3K2500.03%3qHELD
ELEVATION WEALTH PARTNERS, LLC$40.5K2390.01%5q+97.5%+$20.0K
ATWOOD & PALMER INC$16.9K1000.00%32qHELD
Mn Services Vermogensbeheer B.V.$8.7K51,2780.06%31qHELD
GoalVest Advisory LLC$7.1K420.00%newNEW
Marquette Asset Management, LLC$6.9K410.00%4qHELD
CoreCap Advisors, LLC$4.9K290.00%9q-27.5%-$1.9K
TOTH FINANCIAL ADVISORY CORP$4.2K250.00%newNEW
Bangor Savings Bank$4.2K250.00%4qHELD
AMERICAN NATIONAL BANK & TRUST$3.2K190.00%4qHELD
Planning Strategies Inc.$2.7K160.00%2q+6.7%
Retirement Wealth Solutions LLC$2.2K130.00%5q+160.0%+$1.4K
Westwind Capital$1.8K10,6280.42%2q-1.3%
Davis Capital Management$1.5K90.00%5q+12.5%
NORTH POINT PORTFOLIO MANAGERS CORP/OH$51130.00%newNEW
GILPIN WEALTH MANAGEMENT, LLC$33920.00%newNEW
CX Institutional$2651,5650.01%7q+1.0%
NEVILLE RODIE & SHAW INC$2541,5000.02%5qHELD

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-08-0613G/AFMR LLCwith 1 co-filers4.7%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-09-292026-09-28Directors or officers departed or appointedfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-04-28Fox David W JrEVP & Chief Financial OfficerSold19,987$3.3M
2026-06-03Hallinan AengusExecutive Vice PresidentSold3,668$613.9K ×2
2026-04-24Bellows CliveCo-President Asset ServicingSold2,800$462.1K
2026-08-24South Thomas AExecutive Vice PresidentSold1,800$332.8K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202636$123.6M729,9586960.0%
Q2 20261,017$29.0B166,232,6331273543070.4%
Q1 2026952$21.8B155,383,5871093262680.4%
Q4 2025914$21.7B158,115,484782673050.4%
Q3 2025870$22.1B160,660,274942632741.7%
Q2 2025839$21.7B167,382,6561262482682.3%
Q1 2025789$16.6B167,914,110742522660.3%
Q4 2024784$17.2B167,191,208842292460.3%
Q3 2024728$15.8B172,604,835852272500.6%
Q2 2024696$14.4B170,642,982642132390.7%
Q1 2024688$15.7B175,404,254702252170.7%
Q4 2023676$14.9B176,206,381731942420.5%
Q3 2023646$11.8B168,425,229442022440.7%
Q2 2023671$12.7B170,748,605672032200.5%
Q1 2023670$16.2B183,192,183442202060.3%
Q4 2022687$15.6B176,096,160632182190.3%
Q3 2022673$14.7B171,778,985482232210.2%
Q2 2022685$16.8B173,377,433762032250.2%
Q1 2022679$20.2B173,021,624482252230.3%
Q4 2021711$20.4B169,975,532711942060.3%
Q3 2021662$18.2B167,874,332562012200.3%
Q2 2021661$19.8B170,473,556582061990.3%
Q1 2021654$18.0B170,619,881581902140.3%
Q4 2020646$15.9B169,817,318681802310.3%
Q3 2020604$13.4B170,794,812451792200.4%
Q2 2020615$13.6B170,679,525711782220.5%
Q1 2020593$13.1B173,927,231411882150.5%
Q4 2019685$18.8B176,541,868821762070.3%
Q3 2019606$16.4B175,521,518381742120.3%
Q2 2019623$16.5B174,662,427471881980.5%
Q1 2019651$15.7B173,504,227531812460.3%
Q4 2018657$14.7B175,710,00885130.2%