HolderBook

NEONC TECHNOLOGIES HLDGS INC (NTHI)

Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.

22
Reporting holders
$14.5M
Reported value
12.3%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-5
Holder change

Institutions report 3,200,035 shares against 25,936,365 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Cinctive Capital Management LP$7.3M1,607,4640.27%2q+12.8%+$824.2K
VANGUARD CAPITAL MANAGEMENT LLC$2.3M504,1710.00%2q+133.7%+$1.3M
BANK OF AMERICA CORP /DE/$1.0M224,4120.00%5q-4.7%-$49.8K
Westmount Partners, LLC$893.2K197,1780.20%6q+355.2%+$697.0K
BlackRock, Inc.$814.7K179,8500.00%5q+15.4%+$108.8K
GEODE CAPITAL MANAGEMENT, LLC$752.8K166,1200.00%4q+31.0%+$177.9K
VANGUARD FIDUCIARY TRUST CO$414.4K91,4800.00%2q+63.3%+$160.7K
STATE STREET CORP$391.1K86,3400.00%4q+100.0%+$195.6K
NORTHERN TRUST CORP$162.5K35,8710.00%4q+54.1%+$57.1K
Global Retirement Partners, LLC$125.9K27,7900.00%3qHELD
MARSHALL WACE, LLP$98.7K21,7840.00%2q+73.2%+$41.7K
ROYAL BANK OF CANADA$71.0K15,6250.00%6q-6.0%-$4.5K
MORGAN STANLEY$70.9K15,6470.00%3q-69.9%-$164.3K
HCR Wealth Advisors$68.0K15,0000.01%5qHELD
Vanguard Global Advisers, LLC$19.3K4,2650.00%2qHELD
Ancora Advisors LLC$9.4K2,0750.00%3qHELD
WELLS FARGO & COMPANY/MN$9.1K2,0000.00%4q-33.3%-$4.5K
UBS Group AG$7.8K1,7310.00%5q+534.1%+$6.6K
Strategic Wealth Partners, Ltd.$2.2K4920.00%5qHELD
BARCLAYS PLC$2.1K4530.00%4q-94.4%-$34.5K
MERCER GLOBAL ADVISORS INC /ADV$7251600.00%newNEW
JPMORGAN CHASE & CO$5631270.00%newNEW

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-09-212026-09-15Charter or bylaws amendedfiling
2026-09-102026-09-08Material agreement enteredfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-09-11Heshmatpour Amir FCEO, PresidentBought37,000$135.6K
2026-08-14CHEN THOMAS CCEOBought33,787$130.0K
2026-08-14CHEN THOMAS CChief Scientific OfficerBought33,787$130.0K
2026-09-15Heshmatpour Amir FCEO, PresidentBought35,000$115.4K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202622$14.5M3,200,03521050.0%
Q1 202627$20.3M2,901,3247740.0%
Q4 202524$17.6M2,131,1158730.0%
Q3 202519$16.4M1,794,22711330.0%
Q2 202510$2.2M617,0137300.0%
Q1 20254$619.2K58,4184000.0%