NEON THERAPEUTICS INC (NTGN)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
41
Reporting holders
$39.9M
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| TRV GP III, LLC | $25.7M | 9,741,636 | 7.00% | 6q | HELD |
| ARMISTICE CAPITAL, LLC | $2.8M | 1,050,000 | 0.17% | new | NEW |
| BlackRock Inc. | $2.2M | 825,810 | 0.00% | 6q | -3.3%-$74.7K |
| VANGUARD GROUP INC | $1.9M | 718,689 | 0.00% | 6q | +2.0%+$37.3K |
| Athanor Capital, LP | $1.4M | 547,651 | 0.09% | new | NEW |
| HARVARD MANAGEMENT CO INC | $1.3M | 505,871 | 0.21% | 6q | HELD |
| Maven Securities LTD | $1.0M | 381,150 | 0.12% | new | NEW |
| STATE STREET CORP | $728.0K | 275,605 | 0.00% | 6q | +28.1%+$159.9K |
| GEODE CAPITAL MANAGEMENT, LLC | $559.0K | 212,119 | 0.00% | 6q | -39.6%-$366.8K |
| NORTHERN TRUST CORP | $445.0K | 168,533 | 0.00% | 6q | +13.0%+$51.2K |
| MONETA GROUP INVESTMENT ADVISORS LLC | $271.0K | 102,652 | 0.03% | new | NEW |
| ACADIAN ASSET MANAGEMENT LLC | $251.0K | 94,908 | 0.00% | 5q | +6.7%+$15.7K |
| Bank of New York Mellon Corp | $184.0K | 69,630 | 0.00% | 6q | -0.6%-$1.1K |
| MORGAN STANLEY | $156.0K | 58,904 | 0.00% | 8q | -19.8%-$38.5K |
| RENAISSANCE TECHNOLOGIES LLC | $138.0K | 52,105 | 0.00% | 4q | -63.8%-$243.5K |
| Nuveen Asset Management, LLC | $114.0K | 43,182 | 0.00% | 4q | +79.1%+$50.4K |
| DEUTSCHE BANK AG\ | $101.0K | 38,276 | 0.00% | 7q | -13.0%-$15.1K |
| HSBC HOLDINGS PLC | $84.0K | 31,631 | 0.00% | 3q | -23.2%-$25.4K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $81.0K | 30,308 | 0.00% | 6q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $60.0K | 22,899 | 0.00% | 6q | +1.1% |
| RHUMBLINE ADVISERS | $57.0K | 21,720 | 0.00% | 5q | HELD |
| TERRIL BROTHERS, INC. | $51.0K | 19,300 | 0.02% | new | NEW |
| WELLS FARGO & COMPANY/MN | $45.0K | 16,977 | 0.00% | 6q | +2.3%+$1.0K |
| UBS Group AG | $42.0K | 15,759 | 0.00% | 6q | -37.7%-$25.4K |
| BANK OF AMERICA CORP /DE/ | $41.0K | 15,849 | 0.00% | 6q | -45.0%-$33.6K |
| GOLDMAN SACHS GROUP INC | $36.0K | 13,771 | 0.00% | 6q | -76.2%-$115.1K |
| AMERICAN INTERNATIONAL GROUP INC | $22.0K | 8,489 | 0.00% | 6q | -4.1% |
| PANAGORA ASSET MANAGEMENT INC | $16.0K | 6,029 | 0.00% | new | NEW |
| MEEDER ASSET MANAGEMENT INC | $15.0K | 5,677 | 0.00% | 3q | +179.4%+$9.6K |
| BARCLAYS PLC | $13.0K | 4,749 | 0.00% | 6q | -67.0%-$26.4K |
| JPMORGAN CHASE & CO | $12.0K | 4,518 | 0.00% | 6q | -2.5% |
| VICTORY CAPITAL MANAGEMENT INC | $12.0K | 4,896 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $11.7K | 4,425 | 0.00% | 6q | +28.7%+$2.6K |
| CITIGROUP INC | $11.0K | 4,010 | 0.00% | 6q | +41.4%+$3.2K |
| Legal & General Group Plc | $4.0K | 1,691 | 0.00% | 6q | -35.6%-$2.2K |
| NEW YORK STATE COMMON RETIREMENT FUND | $4.0K | 1,500 | 0.00% | 6q | HELD |
| STRS OHIO | $4.0K | 1,800 | 0.00% | 6q | HELD |
| Rockefeller Capital Management L.P. | $3.0K | 1,000 | 0.00% | 3q | HELD |
| ROYAL BANK OF CANADA | $2.0K | 690 | 0.00% | 2q | -53.3%-$2.3K |
| Ameritas Investment Partners, Inc. | $1.0K | 485 | 0.00% | 6q | HELD |
| Jacobi Capital Management LLC | $1.0K | 500 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 41 | $39.9M | 15,125,394 | 7 | 10 | 15 | 0.0% |
| Q4 2019 | 46 | $18.8M | 15,958,131 | 2 | 14 | 18 | 0.0% |
| Q3 2019 | 57 | $28.4M | 16,488,003 | 17 | 21 | 9 | 0.0% |
| Q2 2019 | 51 | $90.2M | 19,043,961 | 4 | 16 | 17 | 0.0% |
| Q1 2019 | 52 | $127.4M | 19,716,409 | 13 | 19 | 8 | 0.0% |
| Q4 2018 | 42 | $100.0M | 19,878,514 | 0 | 1 | 2 | 0.0% |