NUVEEN CONNECTICUT QLTY MUN (NTC)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
35
Reporting holders
$68.5M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $22.1M | 1,645,426 | 0.68% | 4q | +30.8%+$5.2M |
| Bulldog Investors, LLC | $10.8M | 808,500 | 4.87% | 4q | HELD |
| Saba Capital Management, L.P. | $10.1M | 753,483 | 0.47% | 4q | -35.1%-$5.5M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $7.7M | 575,998 | 0.35% | 4q | +62.8%+$3.0M |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.8M | 282,767 | 0.35% | 4q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.7M | 199,653 | 0.01% | 4q | -0.9%-$24.7K |
| WELLS FARGO & COMPANY/MN | $1.6M | 115,899 | 0.00% | 4q | +3.7%+$55.2K |
| UBS Group AG | $1.1M | 85,695 | 0.00% | 4q | -16.9%-$233.8K |
| Greenwich Wealth Management LLC | $983.0K | 73,223 | 0.19% | 4q | -1.2%-$12.0K |
| BANK OF AMERICA CORP /DE/ | $902.0K | 67,233 | 0.00% | 4q | +0.9%+$8.3K |
| Next Capital Management LLC | $758.0K | 56,497 | 0.51% | 4q | HELD |
| MORGAN STANLEY | $648.0K | 48,289 | 0.00% | 8q | -25.9%-$226.3K |
| Janney Montgomery Scott LLC | $645.0K | 48,070 | 0.00% | 4q | -18.2%-$143.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $589.0K | 43,904 | 0.01% | 4q | +104.5%+$301.0K |
| Private Advisor Group, LLC | $579.0K | 43,126 | 0.01% | 4q | +13.7%+$69.9K |
| ICON ADVISERS INC/CO | $495.0K | 36,903 | 0.07% | new | NEW |
| Edge Wealth Management LLC | $462.0K | 34,440 | 0.11% | 4q | HELD |
| Mathes Company, Inc. | $455.0K | 33,936 | 0.23% | 4q | HELD |
| M&T Bank Corp | $323.0K | 24,100 | 0.00% | 3q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $296.0K | 22,082 | 0.13% | 4q | HELD |
| Clough Capital Partners L P | $231.0K | 17,221 | 0.02% | new | NEW |
| Point View Wealth Management, Inc. | $190.0K | 14,160 | 0.09% | 4q | -14.1%-$31.3K |
| RAYMOND JAMES & ASSOCIATES | $170.0K | 12,643 | 0.00% | 4q | -30.7%-$75.5K |
| Coastal Investment Advisors, Inc. | $155.0K | 11,527 | 0.04% | 3q | HELD |
| CNH PARTNERS LLC | $149.0K | 11,140 | 0.00% | 4q | -42.7%-$111.2K |
| THOMPSON SIEGEL & WALMSLEY LLC | $115.0K | 8,600 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $80.0K | 5,969 | 0.00% | 4q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $69.0K | 5,200 | 0.00% | 4q | +2.0%+$1.3K |
| Private Capital Group, LLC | $60.0K | 4,418 | 0.01% | 4q | +13.4%+$7.1K |
| Steward Partners Investment Advisory, LLC | $49.0K | 3,690 | 0.00% | 2q | HELD |
| Advisor Group, Inc. | $29.0K | 2,158 | 0.00% | 4q | +81.3%+$13.0K |
| Truvestments Capital LLC | $27.0K | 1,984 | 0.02% | 3q | HELD |
| M&R CAPITAL MANAGEMENT INC | $21.0K | 1,600 | 0.00% | 4q | HELD |
| MASSMUTUAL TRUST CO FSB/ADV | $16.0K | 1,215 | 0.00% | 4q | HELD |
| WEBSTER BANK, N. A. | $9.0K | 670 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 35 | $68.5M | 5,101,419 | 3 | 9 | 9 | 0.0% |
| Q2 2019 | 33 | $63.4M | 4,890,888 | 1 | 9 | 11 | 0.0% |
| Q1 2019 | 39 | $50.9M | 4,221,586 | 1 | 17 | 8 | 0.0% |
| Q4 2018 | 38 | $42.8M | 3,800,630 | 0 | 0 | 1 | 0.0% |