NUVEEN CONNECTICUT QLTY MUN (NTC)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
35
Reporting holders
$68.5M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | $22.1M | 1,645,426 | 0.68% | 4q | +30.8%+$5.2M |
| Bulldog Investors, LLC | $10.8M | 808,500 | 4.87% | 4q | HELD |
| Saba Capital Management, L.P. | $10.1M | 753,483 | 0.47% | 4q | -35.1%-$5.5M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $7.7M | 575,998 | 0.35% | 4q | +62.8%+$3.0M |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.8M | 282,767 | 0.35% | 4q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.7M | 199,653 | 0.01% | 4q | -0.9%-$24.7K |
| WELLS FARGO & COMPANY/MN | $1.6M | 115,899 | 0.00% | 4q | +3.7%+$55.2K |
| UBS Group AG | $1.1M | 85,695 | 0.00% | 4q | -16.9%-$233.8K |
| Greenwich Wealth Management LLC | $983.0K | 73,223 | 0.19% | 4q | -1.2%-$12.0K |
| BANK OF AMERICA CORP /DE/ | $902.0K | 67,233 | 0.00% | 4q | +0.9%+$8.3K |
| Next Capital Management LLC | $758.0K | 56,497 | 0.51% | 4q | HELD |
| MORGAN STANLEY | $648.0K | 48,289 | 0.00% | 8q | -25.9%-$226.3K |
| Janney Montgomery Scott LLC | $645.0K | 48,070 | 0.00% | 4q | -18.2%-$143.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $589.0K | 43,904 | 0.01% | 4q | +104.5%+$301.0K |
| Private Advisor Group, LLC | $579.0K | 43,126 | 0.01% | 4q | +13.7%+$69.9K |
| ICON ADVISERS INC/CO | $495.0K | 36,903 | 0.07% | new | NEW |
| Edge Wealth Management LLC | $462.0K | 34,440 | 0.11% | 4q | HELD |
| Mathes Company, Inc. | $455.0K | 33,936 | 0.23% | 4q | HELD |
| M&T Bank Corp | $323.0K | 24,100 | 0.00% | 3q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $296.0K | 22,082 | 0.13% | 4q | HELD |
| Clough Capital Partners L P | $231.0K | 17,221 | 0.02% | new | NEW |
| Point View Wealth Management, Inc. | $190.0K | 14,160 | 0.09% | 4q | -14.1%-$31.3K |
| RAYMOND JAMES & ASSOCIATES | $170.0K | 12,643 | 0.00% | 4q | -30.7%-$75.5K |
| Coastal Investment Advisors, Inc. | $155.0K | 11,527 | 0.04% | 3q | HELD |
| CNH PARTNERS LLC | $149.0K | 11,140 | 0.00% | 4q | -42.7%-$111.2K |
| THOMPSON SIEGEL & WALMSLEY LLC | $115.0K | 8,600 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $80.0K | 5,969 | 0.00% | 4q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $69.0K | 5,200 | 0.00% | 4q | +2.0%+$1.3K |
| Private Capital Group, LLC | $60.0K | 4,418 | 0.01% | 4q | +13.4%+$7.1K |
| Steward Partners Investment Advisory, LLC | $49.0K | 3,690 | 0.00% | 2q | HELD |
| Advisor Group, Inc. | $29.0K | 2,158 | 0.00% | 4q | +81.3%+$13.0K |
| Truvestments Capital LLC | $27.0K | 1,984 | 0.02% | 3q | HELD |
| M&R CAPITAL MANAGEMENT INC | $21.0K | 1,600 | 0.00% | 4q | HELD |
| MASSMUTUAL TRUST CO FSB/ADV | $16.0K | 1,215 | 0.00% | 4q | HELD |
| WEBSTER BANK, N. A. | $9.0K | 670 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 35 | $68.5M | 5,101,419 | 3 | 9 | 9 | 0.0% |
| Q2 2019 | 33 | $63.4M | 4,890,888 | 1 | 9 | 11 | 0.0% |
| Q1 2019 | 39 | $50.9M | 4,221,586 | 1 | 17 | 8 | 0.0% |
| Q4 2018 | 38 | $42.8M | 3,800,630 | 0 | 0 | 1 | 0.0% |