NEUBERGER R/EST SECS INC FD (NRO)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
59
Reporting holders
$30.6M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | $5.2M | 1,714,646 | 0.50% | 3q | +19.3%+$842.2K |
| MORGAN STANLEY | $4.2M | 1,390,507 | 0.00% | 35q | -1.2%-$50.2K |
| Advisors Asset Management, Inc. | $3.2M | 1,047,348 | 0.05% | 5q | +113.7%+$1.7M |
| WOLVERINE ASSET MANAGEMENT LLC | $2.4M | 796,558 | 0.02% | 3q | -5.1%-$130.7K |
| Kanen Wealth Management LLC | $2.2M | 738,804 | 0.54% | 3q | +206.6%+$1.5M |
| Quarry LP | $2.2M | 738,287 | 0.19% | 3q | +18.2%+$344.9K |
| 1607 Capital Partners, LLC | $2.2M | 732,239 | 0.19% | 2q | +309.5%+$1.7M |
| Shaker Financial Services, LLC | $1.2M | 381,877 | 0.36% | 4q | -2.0%-$23.4K |
| Calamos Advisors LLC | $1.2M | 380,263 | 0.00% | 6q | +7.1%+$76.8K |
| LPL Financial LLC | $951.5K | 314,016 | 0.00% | 31q | -14.7%-$163.6K |
| OSAIC HOLDINGS, INC. | $932.0K | 307,606 | 0.00% | 26q | -5.9%-$58.3K |
| NWF Advisory Services Inc. | $697.8K | 230,300 | 0.07% | 14q | -3.8%-$27.3K |
| BANK OF AMERICA CORP /DE/ | $694.8K | 229,304 | 0.00% | 31q | +6.0%+$39.1K |
| Cetera Investment Advisers | $344.5K | 113,699 | 0.00% | 10q | HELD |
| ROYAL BANK OF CANADA | $245.0K | 80,969 | 0.00% | 31q | +4.4%+$10.4K |
| RAYMOND JAMES FINANCIAL INC | $226.3K | 74,695 | 0.00% | 7q | -2.6%-$6.0K |
| BENJAMIN EDWARDS INC | $185.5K | 61,228 | 0.00% | 6q | +2.0%+$3.7K |
| WELLS FARGO & COMPANY/MN | $181.7K | 59,968 | 0.00% | 31q | -48.7%-$172.6K |
| Live Oak Private Wealth LLC | $170.1K | 56,138 | 0.02% | 22q | HELD |
| Private Advisor Group, LLC | $152.4K | 50,292 | 0.00% | 19q | -70.0%-$355.6K |
| Kestra Advisory Services, LLC | $147.3K | 48,618 | 0.00% | 7q | +0.8%+$1.1K |
| ENVESTNET ASSET MANAGEMENT INC | $109.7K | 36,193 | 0.00% | 4q | +1.0%+$1.1K |
| Logan Stone Capital, LLC | $101.1K | 33,356 | 0.02% | new | NEW |
| Parcion Private Wealth LLC | $101.0K | 33,333 | 0.01% | 27q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $90.2K | 29,784 | 0.00% | 4q | +100.0%+$45.1K |
| RESOLUTE WEALTH ADVISOR, INC. | $87.5K | 30,792 | 0.05% | 3q | HELD |
| DECISION INVESTMENTS, INC | $79.9K | 26,379 | 0.07% | 3q | HELD |
| XTX Topco Ltd | $78.5K | 25,899 | 0.00% | 2q | +60.5%+$29.6K |
| NewEdge Advisors, LLC | $76.7K | 25,323 | 0.00% | 31q | +126.0%+$42.8K |
| CITADEL ADVISORS LLC | $70.3K | 23,193 | 0.00% | new | NEW |
| Modern Wealth Management, LLC | $67.4K | 22,228 | 0.00% | 7q | HELD |
| West Wealth Group, LLC | $63.7K | 21,019 | 0.01% | 2q | +0.6% |
| UBS Group AG | $62.6K | 20,658 | 0.00% | 31q | +45.1%+$19.5K |
| OPPENHEIMER & CO INC | $62.2K | 20,533 | 0.00% | 7q | +3.2%+$1.9K |
| Steward Partners Investment Advisory, LLC | $60.8K | 20,056 | 0.00% | 31q | +66.4%+$24.2K |
| Waverly Advisors, LLC | $59.3K | 19,585 | 0.00% | 2q | +2.3%+$1.4K |
| Perigon Wealth Management, LLC | $54.5K | 18,000 | 0.00% | 2q | HELD |
| PNC Financial Services Group, Inc. | $53.6K | 17,692 | 0.00% | 8q | HELD |
| Fingerlakes Wealth Management, Inc. | $48.6K | 16,050 | 0.03% | 5q | +11.6%+$5.0K |
| RHODES INVESTMENT ADVISORS INC /ADV | $43.9K | 14,500 | 0.03% | 3q | HELD |
| Closed-End Fund Advisors, Inc. | $42.6K | 14,054 | 0.04% | new | NEW |
| Evolution Wealth Advisors, LLC | $37.1K | 12,238 | 0.00% | 14q | HELD |
| K2 PRINCIPAL FUND, L.P. | $31.5K | 10,400 | 0.00% | 6q | HELD |
| E&G Advisors, LLC | $30.9K | 10,200 | 0.01% | 2q | -4.7%-$1.5K |
| Summit Financial, LLC | $30.7K | 10,131 | 0.00% | new | NEW |
| Larson Financial Group LLC | $29.7K | 9,800 | 0.00% | 19q | -19.0%-$7.0K |
| Community Financial Services Group, LLC | $26.1K | 8,560 | 0.00% | 2q | HELD |
| Highland Investment Advisors LLC | $15.4K | 5,080 | 0.01% | new | FIRST |
| Arax Advisory Partners | $15.2K | 5,000 | 0.00% | 4q | +100.0%+$7.6K |
| SIT INVESTMENT ASSOCIATES INC | $9.3K | 3,062,277 | 0.18% | 6q | -38.5%-$5.8K |
| Ameritas Advisory Services, LLC | $8.0K | 2,630 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $7.6K | 2,500 | 0.00% | 10q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $6.1K | 2,000 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.7K | 870 | 0.00% | 3q | HELD |
| Fortis Group Advisors, LLC | $2.0K | 666 | 0.00% | 12q | HELD |
| Cape Investment Advisory, Inc. | $606 | 200 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $530 | 175 | 0.00% | 2q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $459 | 148 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $139 | 46 | 0.00% | 2q | HELD |
| Cambridge Investment Research Advisors, Inc. | $112 | 36,766 | 0.00% | 31q | +101.6% |
| Virtu Financial LLC | $61 | 19,973 | 0.00% | 3q | +73.1% |
| Stonebridge Financial Group, LLC/CA | $40 | 13,300 | 0.01% | new | FIRST |
| PIN OAK INVESTMENT ADVISORS INC | $10 | 3,400 | 0.00% | 13q | +100.0% |
| BlackRock, Inc. | $2 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 59 | $30.6M | 10,096,634 | 6 | 21 | 11 | 0.0% |
| Q1 2026 | 59 | $24.7M | 8,682,300 | 13 | 20 | 10 | 0.0% |
| Q4 2025 | 59 | $19.6M | 6,462,847 | 12 | 15 | 14 | 0.0% |
| Q3 2025 | 53 | $17.6M | 5,455,413 | 8 | 20 | 11 | 0.0% |
| Q2 2025 | 53 | $17.2M | 5,353,588 | 6 | 18 | 11 | 0.0% |
| Q1 2025 | 56 | $19.2M | 5,830,258 | 16 | 19 | 10 | 0.0% |
| Q4 2024 | 50 | $15.7M | 4,430,367 | 13 | 12 | 9 | 0.0% |
| Q3 2024 | 44 | $13.9M | 3,374,120 | 7 | 10 | 15 | 0.0% |
| Q2 2024 | 44 | $10.8M | 3,205,111 | 5 | 15 | 11 | 0.0% |
| Q1 2024 | 49 | $20.6M | 6,185,498 | 12 | 15 | 10 | 0.0% |
| Q4 2023 | 50 | $19.2M | 6,028,711 | 4 | 12 | 18 | 0.0% |
| Q3 2023 | 58 | $14.4M | 5,151,605 | 5 | 11 | 18 | 0.0% |
| Q2 2023 | 56 | $16.8M | 5,523,426 | 10 | 16 | 14 | 0.0% |
| Q1 2023 | 53 | $13.3M | 4,315,534 | 12 | 11 | 13 | 0.0% |
| Q4 2022 | 43 | $10.1M | 3,252,591 | 11 | 9 | 13 | 0.0% |
| Q3 2022 | 43 | $11.1M | 3,264,663 | 2 | 7 | 16 | 0.0% |
| Q2 2022 | 49 | $13.6M | 3,365,655 | 6 | 12 | 6 | 0.0% |
| Q1 2022 | 51 | $17.7M | 3,540,940 | 8 | 13 | 9 | 0.0% |
| Q4 2021 | 50 | $16.1M | 3,061,577 | 9 | 14 | 5 | 0.0% |
| Q3 2021 | 44 | $13.7M | 2,846,556 | 6 | 9 | 11 | 0.0% |
| Q2 2021 | 44 | $14.4M | 2,820,668 | 5 | 12 | 11 | 0.0% |
| Q1 2021 | 50 | $13.9M | 3,059,633 | 7 | 11 | 12 | 0.0% |
| Q4 2020 | 45 | $13.2M | 2,989,316 | 7 | 6 | 17 | 0.0% |
| Q3 2020 | 41 | $11.8M | 3,169,263 | 4 | 8 | 16 | 0.0% |
| Q2 2020 | 44 | $13.0M | 3,586,475 | 6 | 9 | 18 | 0.0% |
| Q1 2020 | 46 | $18.7M | 6,247,689 | 5 | 14 | 16 | 0.0% |
| Q4 2019 | 53 | $34.6M | 6,202,701 | 9 | 15 | 12 | 0.0% |
| Q3 2019 | 46 | $32.2M | 5,678,067 | 8 | 9 | 12 | 0.0% |
| Q2 2019 | 48 | $37.5M | 7,295,740 | 8 | 14 | 7 | 0.0% |
| Q1 2019 | 52 | $41.8M | 8,619,263 | 4 | 14 | 15 | 0.0% |
| Q4 2018 | 52 | $33.6M | 8,097,777 | 0 | 2 | 0 | 0.0% |