PGIM ROCK ETF TR (NOVP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
14
Reporting holders
$27.7M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17.6M | 541,647 | 0.02% | 9q | +42.3%+$5.2M |
| RAYMOND JAMES FINANCIAL INC | $5.9M | 180,445 | 0.00% | 3q | +1.3%+$77.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 36,835 | 0.00% | 6q | -0.8%-$9.2K |
| OLD MISSION CAPITAL LLC | $694.0K | 21,326 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $663.6K | 20,392 | 0.00% | 3q | HELD |
| Maltin Wealth Management, Inc. | $544.3K | 16,724 | 0.18% | 2q | HELD |
| ROYAL BANK OF CANADA | $495.0K | 15,199 | 0.00% | 4q | +358.6%+$387.1K |
| Steward Partners Investment Advisory, LLC | $418.4K | 12,855 | 0.00% | 3q | HELD |
| Parallel Advisors, LLC | $59.9K | 1,839 | 0.00% | 7q | HELD |
| DHJJ Financial Advisors, Ltd. | $59.4K | 1,824 | 0.02% | 3q | HELD |
| Spire Wealth Management | $45.4K | 1,395 | 0.00% | 3q | HELD |
| PNC Financial Services Group, Inc. | $25.9K | 796 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $16.3K | 500 | 0.00% | 7q | HELD |
| UBS Group AG | $1.9K | 57 | 0.00% | 3q | +1800.0%+$1.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $27.7M | 851,834 | 1 | 4 | 1 | 0.0% |
| Q1 2026 | 13 | $19.4M | 655,424 | 1 | 3 | 3 | 0.0% |
| Q4 2025 | 12 | $11.5M | 377,193 | 7 | 3 | 0 | 0.0% |
| Q3 2025 | 6 | $6.7M | 223,117 | 1 | 3 | 0 | 0.0% |
| Q2 2025 | 5 | $4.5M | 159,059 | 0 | 2 | 1 | 0.0% |
| Q1 2025 | 6 | $4.0M | 149,060 | 2 | 1 | 1 | 0.0% |
| Q4 2024 | 4 | $2.4M | 88,873 | 3 | 1 | 0 | 0.0% |
| Q3 2024 | 1 | $1.6M | 60,973 | 0 | 1 | 0 | 0.0% |
| Q2 2024 | 2 | $1.7M | 65,402 | 2 | 0 | 0 | 0.0% |