PGIM ROCK ETF TR (NOVP)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
14
Reporting holders
$27.7M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17.6M | 541,647 | 0.02% | 9q | +42.3%+$5.2M |
| RAYMOND JAMES FINANCIAL INC | $5.9M | 180,445 | 0.00% | 3q | +1.3%+$77.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 36,835 | 0.00% | 6q | -0.8%-$9.2K |
| OLD MISSION CAPITAL LLC | $694.0K | 21,326 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $663.6K | 20,392 | 0.00% | 3q | HELD |
| Maltin Wealth Management, Inc. | $544.3K | 16,724 | 0.18% | 2q | HELD |
| ROYAL BANK OF CANADA | $495.0K | 15,199 | 0.00% | 4q | +358.6%+$387.1K |
| Steward Partners Investment Advisory, LLC | $418.4K | 12,855 | 0.00% | 3q | HELD |
| Parallel Advisors, LLC | $59.9K | 1,839 | 0.00% | 7q | HELD |
| DHJJ Financial Advisors, Ltd. | $59.4K | 1,824 | 0.02% | 3q | HELD |
| Spire Wealth Management | $45.4K | 1,395 | 0.00% | 3q | HELD |
| PNC Financial Services Group, Inc. | $25.9K | 796 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $16.3K | 500 | 0.00% | 7q | HELD |
| UBS Group AG | $1.9K | 57 | 0.00% | 3q | +1800.0%+$1.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $27.7M | 851,834 | 1 | 4 | 1 | 0.0% |
| Q1 2026 | 13 | $19.4M | 655,424 | 1 | 3 | 3 | 0.0% |
| Q4 2025 | 12 | $11.5M | 377,193 | 7 | 3 | 0 | 0.0% |
| Q3 2025 | 5 | $6.3M | 211,370 | 1 | 2 | 0 | 0.0% |
| Q2 2025 | 4 | $4.2M | 147,932 | 0 | 1 | 1 | 0.0% |
| Q1 2025 | 5 | $3.7M | 138,708 | 1 | 1 | 1 | 0.0% |
| Q4 2024 | 4 | $2.4M | 88,873 | 3 | 1 | 0 | 0.0% |
| Q3 2024 | 1 | $1.6M | 60,973 | 0 | 1 | 0 | 0.0% |
| Q2 2024 | 2 | $1.7M | 65,402 | 2 | 0 | 0 | 0.0% |