NUVEEN NORTH CAROLINA QLTY M (NNC)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
36
Reporting holders
$44.0M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $9.7M | 716,751 | 0.44% | 4q | +88.9%+$4.6M |
| SIT INVESTMENT ASSOCIATES INC | $8.7M | 645,039 | 0.27% | 2q | +566.5%+$7.4M |
| WELLS FARGO & COMPANY/MN | $5.9M | 433,501 | 0.00% | 4q | -40.8%-$4.0M |
| Saba Capital Management, L.P. | $4.4M | 327,536 | 0.21% | 4q | -41.1%-$3.1M |
| Armor Investment Advisors, LLC | $2.9M | 213,535 | 2.36% | 4q | -2.4%-$71.3K |
| HighTower Advisors, LLC | $1.7M | 122,583 | 0.01% | 4q | HELD |
| Almitas Capital LLC | $1.3M | 97,686 | 1.41% | 4q | -2.0%-$27.0K |
| RAYMOND JAMES & ASSOCIATES | $1.3M | 94,287 | 0.00% | 4q | -1.8%-$22.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.2M | 90,983 | 0.02% | 4q | +3.4%+$40.2K |
| MORGAN STANLEY | $1.1M | 81,103 | 0.00% | 8q | -8.6%-$103.1K |
| BANK OF AMERICA CORP /DE/ | $644.0K | 47,735 | 0.00% | 4q | HELD |
| UBS Group AG | $559.0K | 41,326 | 0.00% | 4q | +7.2%+$37.6K |
| Raymond James Financial Services Advisors, Inc. | $431.0K | 31,910 | 0.00% | 3q | +20.0%+$72.0K |
| Oxbow Advisors, LLC | $380.0K | 28,160 | 0.05% | 4q | HELD |
| SANDERS MORRIS HARRIS LLC | $354.0K | 26,070 | 0.09% | 2q | HELD |
| Family Management Corp | $328.0K | 24,259 | 0.12% | 3q | -8.7%-$31.2K |
| BB&T SECURITIES, LLC | $322.0K | 23,669 | 0.00% | 4q | -4.6%-$15.6K |
| STEPHENS INC /AR/ | $308.0K | 22,823 | 0.01% | 4q | -18.3%-$68.9K |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | $262.0K | 19,410 | 0.17% | 4q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $251.0K | 18,647 | 0.00% | 4q | +5.4%+$13.0K |
| Rock Point Advisors, LLC | $216.0K | 16,000 | 0.10% | 4q | HELD |
| Altavista Wealth Management, Inc. | $207.0K | 15,308 | 0.06% | 4q | HELD |
| THOMPSON SIEGEL & WALMSLEY LLC | $205.0K | 15,200 | 0.00% | new | NEW |
| Matisse Capital | $199.0K | 14,700 | 0.24% | 4q | -8.1%-$17.6K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $197.0K | 14,594 | 0.01% | 4q | -68.1%-$420.1K |
| OPPENHEIMER & CO INC | $185.0K | 13,700 | 0.01% | 3q | HELD |
| Point View Wealth Management, Inc. | $180.0K | 13,294 | 0.08% | 4q | -10.8%-$21.9K |
| CNH PARTNERS LLC | $148.0K | 10,940 | 0.00% | 4q | -55.3%-$182.9K |
| Capital Investment Advisory Services, LLC | $136.0K | 10,047 | 0.04% | 4q | -9.5%-$14.3K |
| Advisor Group, Inc. | $135.0K | 10,030 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $83.0K | 6,167 | 0.00% | 4q | -29.3%-$34.4K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $63.0K | 4,683 | 0.00% | 4q | HELD |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | $47.0K | 3,486 | 0.04% | 4q | HELD |
| MCMILLION CAPITAL MANAGEMENT INC | $19.0K | 1,400 | 0.01% | 2q | HELD |
| Carroll Financial Associates, Inc. | $9.0K | 727 | 0.00% | 4q | -55.3%-$11.1K |
| Tower Research Capital LLC (TRC) | $5.0K | 367 | 0.00% | 2q | -63.2%-$8.6K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 36 | $44.0M | 3,257,656 | 1 | 6 | 17 | 0.0% |
| Q2 2019 | 38 | $39.8M | 2,983,866 | 5 | 10 | 11 | 0.0% |
| Q1 2019 | 39 | $34.7M | 2,720,441 | 6 | 15 | 11 | 0.0% |
| Q4 2018 | 37 | $28.6M | 2,423,223 | 0 | 0 | 1 | 0.0% |