NUVEEN NORTH CAROLINA QLTY M (NNC)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
36
Reporting holders
$44.0M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $9.7M | 716,751 | 0.44% | 4q | +88.9%+$4.6M |
| SIT INVESTMENT ASSOCIATES INC | $8.7M | 645,039 | 0.27% | 2q | +566.5%+$7.4M |
| WELLS FARGO & COMPANY/MN | $5.9M | 433,501 | 0.00% | 4q | -40.8%-$4.0M |
| Saba Capital Management, L.P. | $4.4M | 327,536 | 0.21% | 4q | -41.1%-$3.1M |
| Armor Investment Advisors, LLC | $2.9M | 213,535 | 2.36% | 4q | -2.4%-$71.3K |
| HighTower Advisors, LLC | $1.7M | 122,583 | 0.01% | 4q | HELD |
| Almitas Capital LLC | $1.3M | 97,686 | 1.41% | 4q | -2.0%-$27.0K |
| RAYMOND JAMES & ASSOCIATES | $1.3M | 94,287 | 0.00% | 4q | -1.8%-$22.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.2M | 90,983 | 0.02% | 4q | +3.4%+$40.2K |
| MORGAN STANLEY | $1.1M | 81,103 | 0.00% | 8q | -8.6%-$103.1K |
| BANK OF AMERICA CORP /DE/ | $644.0K | 47,735 | 0.00% | 4q | HELD |
| UBS Group AG | $559.0K | 41,326 | 0.00% | 4q | +7.2%+$37.6K |
| Raymond James Financial Services Advisors, Inc. | $431.0K | 31,910 | 0.00% | 3q | +20.0%+$72.0K |
| Oxbow Advisors, LLC | $380.0K | 28,160 | 0.05% | 4q | HELD |
| SANDERS MORRIS HARRIS LLC | $354.0K | 26,070 | 0.09% | 2q | HELD |
| Family Management Corp | $328.0K | 24,259 | 0.12% | 3q | -8.7%-$31.2K |
| BB&T SECURITIES, LLC | $322.0K | 23,669 | 0.00% | 4q | -4.6%-$15.6K |
| STEPHENS INC /AR/ | $308.0K | 22,823 | 0.01% | 4q | -18.3%-$68.9K |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | $262.0K | 19,410 | 0.17% | 4q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $251.0K | 18,647 | 0.00% | 4q | +5.4%+$13.0K |
| Rock Point Advisors, LLC | $216.0K | 16,000 | 0.10% | 4q | HELD |
| Altavista Wealth Management, Inc. | $207.0K | 15,308 | 0.06% | 4q | HELD |
| THOMPSON SIEGEL & WALMSLEY LLC | $205.0K | 15,200 | 0.00% | new | NEW |
| Matisse Capital | $199.0K | 14,700 | 0.24% | 4q | -8.1%-$17.6K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $197.0K | 14,594 | 0.01% | 4q | -68.1%-$420.1K |
| OPPENHEIMER & CO INC | $185.0K | 13,700 | 0.01% | 3q | HELD |
| Point View Wealth Management, Inc. | $180.0K | 13,294 | 0.08% | 4q | -10.8%-$21.9K |
| CNH PARTNERS LLC | $148.0K | 10,940 | 0.00% | 4q | -55.3%-$182.9K |
| Capital Investment Advisory Services, LLC | $136.0K | 10,047 | 0.04% | 4q | -9.5%-$14.3K |
| Advisor Group, Inc. | $135.0K | 10,030 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $83.0K | 6,167 | 0.00% | 4q | -29.3%-$34.4K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $63.0K | 4,683 | 0.00% | 4q | HELD |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | $47.0K | 3,486 | 0.04% | 4q | HELD |
| MCMILLION CAPITAL MANAGEMENT INC | $19.0K | 1,400 | 0.01% | 2q | HELD |
| Carroll Financial Associates, Inc. | $9.0K | 727 | 0.00% | 4q | -55.3%-$11.1K |
| Tower Research Capital LLC (TRC) | $5.0K | 367 | 0.00% | 2q | -63.2%-$8.6K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 36 | $44.0M | 3,257,656 | 1 | 6 | 17 | 0.0% |
| Q2 2019 | 38 | $39.8M | 2,983,866 | 5 | 10 | 11 | 0.0% |
| Q1 2019 | 39 | $34.7M | 2,720,441 | 6 | 15 | 11 | 0.0% |
| Q4 2018 | 37 | $28.6M | 2,423,223 | 0 | 0 | 1 | 0.0% |