NEW MTN FIN CORP (NMFC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
137
Reporting holders
$185.8M
Reported value
27.3%
Of shares outstanding
0.5%
Held as options
-8
Holder change
Institutions report 25,775,833 shares against 94,452,390 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $17.8M | 2,477,549 | 0.00% | 31q | +18.5%+$2.8M |
| Corient Private Wealth LP | $16.1M | 2,251,314 | 0.01% | 3q | +158.4%+$9.9M |
| VAN ECK ASSOCIATES CORP | $15.4M | 2,145,047 | 0.01% | 31q | +19.4%+$2.5M |
| Invesco Ltd. | $11.2M | 1,557,647 | 0.00% | 31q | -27.2%-$4.2M |
| Russell Investments Group, Ltd. | $9.9M | 1,383,171 | 0.01% | 6q | +47.4%+$3.2M |
| DIMENSION CAPITAL MANAGEMENT LLC | $8.8M | 1,223,088 | 1.03% | 31q | +5.8%+$477.1K |
| Cerity Partners LLC | $6.1M | 856,875 | 0.01% | 19q | -1.8%-$114.5K |
| National Philanthropic Trust | $6.1M | 852,921 | 0.09% | 10q | HELD |
| Muzinich & Co., Inc. | $6.1M | 850,170 | 2.08% | 31q | HELD |
| Pathstone Holdings, LLC | $5.9M | 824,801 | 0.02% | 6q | +24.7%+$1.2M |
| Union Bancaire Privee, UBP SA | $5.9M | 5,193 | 0.06% | 7q | HELD |
| Legal & General Group Plc | $5.8M | 806,368 | 0.00% | 31q | +2.7%+$149.3K |
| MORGAN STANLEY | $5.6M | 783,530 | 0.00% | 35q | +7.3%+$384.3K |
| TWO SIGMA INVESTMENTS, LP | $5.1M | 707,346 | 0.00% | 31q | -15.4%-$925.7K |
| Sumitomo Mitsui Trust Group, Inc. | $4.9M | 688,578 | 0.00% | 26q | HELD |
| OSAIC HOLDINGS, INC. | $3.5M | 492,179 | 0.00% | 26q | +9.3%+$299.1K |
| Hennion & Walsh Asset Management, Inc. | $3.5M | 483,324 | 0.10% | 22q | -5.8%-$213.4K |
| HighTower Advisors, LLC | $3.0M | 423,799 | 0.00% | 31q | HELD |
| Focus Partners Wealth | $3.0M | 417,618 | 0.00% | 3q | +24.7%+$593.9K |
| BlackRock, Inc. | $2.5M | 347,029 | 0.00% | 8q | -1.5%-$37.4K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $2.5M | 344,000 | 0.00% | 7q | HELD |
| GraniteShares Advisors LLC | $2.2M | 303,327 | 1.40% | 19q | +15.1%+$284.6K |
| Tranquility Partners, LLC | $2.0M | 284,229 | 0.70% | 22q | -10.3%-$233.2K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $2.0M | 277,609 | 0.03% | 31q | HELD |
| TRANSCEND CAPITAL ADVISORS, LLC | $1.9M | 266,543 | 0.13% | 6q | -1.7%-$33.1K |
| WELLS FARGO & COMPANY/MN | $1.8M | 247,262 | 0.00% | 31q | -60.7%-$2.7M |
| D. E. Shaw & Co., Inc. | $1.8M | 247,180 | 0.00% | 8q | -28.9%-$719.4K |
| Advisors Asset Management, Inc. | $1.5M | 208,610 | 0.02% | 34q | +20.1%+$250.6K |
| XTX Topco Ltd | $1.2M | 171,569 | 0.02% | 3q | -41.4%-$868.5K |
| FLAX POND CAPITAL, LLC | $1.1M | 156,299 | 0.41% | new | NEW |
| STATE STREET CORP | $1.1M | 149,883 | 0.00% | 6q | +17.8%+$162.7K |
| Cerberus Capital Management, L.P. | $1.0M | 145,000 | 0.05% | 2q | HELD |
| GOLDMAN SACHS GROUP INC | $1.0M | 141,357 | 0.00% | 3q | +317.1%+$770.5K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.0M | 140,634 | 0.05% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $917.8K | 128,002 | 0.00% | 31q | -34.1%-$473.9K |
| MILLENNIUM MANAGEMENT LLC | $893.3K | 124,585 | 0.00% | 3q | +53.1%+$309.9K |
| CITADEL ADVISORS LLC | $835.0K | 102,852 | 0.00% | 29q | +196.6%+$553.4K |
| Farther Finance Advisors, LLC | $825.3K | 115,100 | 0.01% | 8q | +37.8%+$226.6K |
| Naviter Wealth, LLC | $807.5K | 112,629 | 0.07% | 7q | -14.5%-$136.9K |
| LPL Financial LLC | $792.3K | 110,508 | 0.00% | 31q | -10.9%-$97.3K |
| NEUBERGER BERMAN GROUP LLC | $785.4K | 109,540 | 0.00% | 31q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $752.9K | options only | 0.00% | 31q | OPTIONS |
| Privium Fund Management (UK) Ltd | $717.0K | 100,000 | 0.30% | new | NEW |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $683.0K | 95,300 | 0.00% | 3q | HELD |
| CAXTON ASSOCIATES LLP | $537.5K | 74,964 | 0.01% | 5q | +28.4%+$119.0K |
| DENALI ADVISORS LLC | $509.9K | 71,110 | 0.05% | 8q | -8.7%-$48.6K |
| JPMORGAN CHASE & CO | $498.7K | 69,560 | 0.00% | 31q | HELD |
| Virtus Investment Advisers, LLC | $482.2K | 67,254 | 0.11% | 6q | -24.8%-$159.3K |
| ROYAL BANK OF CANADA | $464.0K | 64,805 | 0.00% | 31q | +21.5%+$82.0K |
| VARCOV Co. | $430.3K | 60,017 | 0.16% | 3q | -52.0%-$466.5K |
| ExodusPoint Capital Management, LP | $426.0K | 59,412 | 0.00% | 3q | -16.9%-$86.4K |
| Mutual Advisors, LLC | $420.9K | 58,707 | 0.01% | 23q | +1.7%+$7.2K |
| PALISADE CAPITAL MANAGEMENT, LP | $403.9K | 56,326 | 0.02% | 31q | -10.8%-$48.7K |
| Equitable Holdings, Inc. | $383.0K | 53,416 | 0.00% | 2q | +200.2%+$255.4K |
| GEODE CAPITAL MANAGEMENT, LLC | $381.9K | 53,270 | 0.00% | 24q | HELD |
| AMERIPRISE FINANCIAL INC | $372.7K | 51,974 | 0.00% | 31q | -91.1%-$3.8M |
| nVerses Capital, LLC | $366.6K | 51,130 | 0.56% | 2q | +157.5%+$224.2K |
| Balyasny Asset Management L.P. | $364.3K | 50,806 | 0.00% | 2q | -62.7%-$611.3K |
| Spire Wealth Management | $327.0K | 45,600 | 0.01% | 22q | HELD |
| Almitas Capital LLC | $322.6K | 45,000 | 0.08% | 3q | HELD |
| Cetera Investment Advisers | $320.8K | 44,741 | 0.00% | 10q | +1.4%+$4.4K |
| Nordwand Advisors, LLC | $299.7K | 41,800 | 0.05% | 3q | HELD |
| Colter Lewis Investment Partners LLC | $282.7K | 39,434 | 0.13% | 3q | +0.8%+$2.4K |
| MQS Management LLC | $270.8K | 37,762 | 0.33% | 2q | +30.7%+$63.6K |
| Next Capital Management LLC | $267.7K | 37,340 | 0.07% | 5q | +25.8%+$54.9K |
| Glenview Trust Co | $261.3K | 35,000 | 0.00% | 5q | +100.0%+$130.6K |
| EP Wealth Advisors, LLC | $259.8K | 36,230 | 0.00% | new | NEW |
| FLPUTNAM INVESTMENT MANAGEMENT CO | $249.0K | 34,731 | 0.00% | new | NEW |
| MACKENZIE FINANCIAL CORP | $240.2K | 33,498 | 0.00% | 6q | HELD |
| NewEdge Wealth, LLC | $239.6K | 33,415 | 0.00% | 11q | +10.1%+$21.9K |
| Fayez Sarofim & Co | $224.5K | 31,317 | 0.00% | 8q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $223.6K | 31,098 | 0.01% | 26q | -3.7%-$8.5K |
| OPPENHEIMER & CO INC | $217.2K | 30,292 | 0.00% | 31q | -0.7%-$1.5K |
| Sanctuary Advisors, LLC | $217.2K | 30,292 | 0.00% | 9q | HELD |
| Closed-End Fund Advisors, Inc. | $185.6K | 25,888 | 0.18% | 3q | +13.9%+$22.7K |
| Generali Investments CEE, investicni spolecnost, a.s. | $181.1K | 25,251 | 0.01% | 6q | HELD |
| Catalyst Capital Advisors LLC | $180.5K | 25,169 | 0.00% | 2q | +109.7%+$94.4K |
| CenterStar Asset Management, LLC | $174.8K | 24,400 | 0.03% | 4q | HELD |
| Miller Global Investments, LLC | $170.8K | 23,815 | 0.14% | 3q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $165.2K | 23,044 | 0.00% | 16q | -0.7%-$1.2K |
| Advyzon Investment Management, LLC | $162.3K | 22,642 | 0.01% | 5q | HELD |
| Empower Advisory Group, LLC | $159.2K | 22,206 | 0.00% | 14q | HELD |
| CHILTON INVESTMENT CO INC. | $157.9K | 22,020 | 0.00% | 29q | HELD |
| RAYMOND JAMES FINANCIAL INC | $155.3K | 21,658 | 0.00% | 7q | +35.5%+$40.7K |
| Lido Advisors, LLC | $154.4K | 21,538 | 0.00% | 11q | HELD |
| STIFEL FINANCIAL CORP | $151.2K | 21,091 | 0.00% | 20q | -16.9%-$30.8K |
| SIMPLEX TRADING, LLC | $140.5K | options only | 0.00% | 2q | OPTIONS |
| NORTHERN TRUST CORP | $135.3K | 18,876 | 0.00% | 18q | -38.3%-$83.8K |
| PFG Investments, LLC | $134.2K | 18,718 | 0.01% | 12q | -5.1%-$7.2K |
| Squarepoint Ops LLC | $133.5K | 18,619 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $132.5K | 18,485 | 0.00% | 4q | -26.1%-$46.8K |
| Apella Capital, LLC | $123.6K | 17,525 | 0.00% | 3q | HELD |
| ROTHSCHILD INVESTMENT LLC | $118.3K | 16,500 | 0.00% | 11q | +3.1%+$3.6K |
| Genesee Capital Advisors, LLC | $117.9K | 16,447 | 0.04% | 3q | +3.5%+$4.0K |
| SANDERS MORRIS HARRIS LLC | $117.4K | 16,375 | 0.07% | 2q | HELD |
| ProShare Advisors LLC | $116.9K | 16,309 | 0.00% | 14q | -11.4%-$15.0K |
| Arkadios Wealth Advisors | $114.7K | 16,000 | 0.00% | 4q | HELD |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | $113.4K | 15,817 | 0.04% | 7q | +24.5%+$22.3K |
| FOX RUN MANAGEMENT, L.L.C. | $108.1K | 15,076 | 0.02% | new | NEW |
| Creative Planning | $99.1K | 13,826 | 0.00% | 17q | -3.0%-$3.1K |
Showing the largest 100 of 147 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 137 | $185.8M | 25,775,833 | 18 | 40 | 35 | 0.5% |
| Q1 2026 | 145 | $179.9M | 23,053,259 | 23 | 35 | 46 | 0.6% |
| Q4 2025 | 157 | $265.4M | 28,761,325 | 36 | 37 | 44 | 0.2% |
| Q3 2025 | 145 | $242.3M | 25,056,658 | 16 | 39 | 44 | 0.1% |
| Q2 2025 | 153 | $262.9M | 24,871,713 | 24 | 42 | 50 | 0.2% |
| Q1 2025 | 153 | $298.9M | 27,018,240 | 19 | 46 | 44 | 0.3% |
| Q4 2024 | 157 | $332.0M | 29,385,485 | 20 | 47 | 42 | 0.2% |
| Q3 2024 | 157 | $376.9M | 31,393,006 | 24 | 40 | 45 | 0.3% |
| Q2 2024 | 147 | $389.6M | 31,732,398 | 10 | 63 | 29 | 0.3% |
| Q1 2024 | 159 | $450.3M | 35,456,485 | 26 | 53 | 32 | 0.2% |
| Q4 2023 | 147 | $403.7M | 31,657,188 | 17 | 41 | 41 | 0.3% |
| Q3 2023 | 146 | $358.4M | 27,632,496 | 21 | 41 | 37 | 0.2% |
| Q2 2023 | 135 | $338.5M | 27,173,100 | 15 | 39 | 32 | 0.1% |
| Q1 2023 | 128 | $327.3M | 26,847,997 | 10 | 40 | 37 | 0.2% |
| Q4 2022 | 126 | $309.8M | 24,987,108 | 16 | 39 | 28 | 0.2% |
| Q3 2022 | 146 | $362.2M | 31,295,162 | 15 | 43 | 39 | 0.3% |
| Q2 2022 | 158 | $379.3M | 31,760,442 | 23 | 45 | 38 | 0.3% |
| Q1 2022 | 148 | $428.4M | 30,889,793 | 23 | 43 | 29 | 0.2% |
| Q4 2021 | 134 | $408.1M | 29,704,236 | 15 | 37 | 31 | 0.3% |
| Q3 2021 | 123 | $403.9M | 30,273,561 | 15 | 41 | 33 | 0.2% |
| Q2 2021 | 129 | $410.7M | 31,065,709 | 15 | 47 | 43 | 0.4% |
| Q1 2021 | 131 | $394.0M | 31,608,007 | 12 | 45 | 44 | 0.6% |
| Q4 2020 | 135 | $380.3M | 33,199,086 | 24 | 43 | 47 | 0.8% |
| Q3 2020 | 124 | $331.2M | 34,379,827 | 7 | 42 | 46 | 0.8% |
| Q2 2020 | 134 | $316.7M | 33,910,304 | 14 | 43 | 45 | 0.4% |
| Q1 2020 | 149 | $242.4M | 35,558,279 | 25 | 53 | 44 | 0.5% |
| Q4 2019 | 164 | $492.8M | 35,797,611 | 26 | 62 | 27 | 0.1% |
| Q3 2019 | 150 | $431.0M | 31,584,028 | 19 | 57 | 39 | 0.1% |
| Q2 2019 | 142 | $436.5M | 31,164,691 | 27 | 38 | 37 | 0.3% |
| Q1 2019 | 138 | $406.6M | 29,982,695 | 21 | 51 | 35 | 0.2% |
| Q4 2018 | 127 | $346.7M | 27,551,059 | 0 | 5 | 1 | 0.1% |