NUVEEN CALIF AMT FREE MUNI I (NKX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
80
Reporting holders
$123.6M
Reported value
0.0%
Held as options
+5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $41.6M | 3,318,107 | 0.00% | 35q | +2.3%+$931.8K |
| Advisors Asset Management, Inc. | $15.5M | 1,240,864 | 0.24% | 34q | +15.3%+$2.1M |
| GUGGENHEIM CAPITAL LLC | $14.0M | 1,116,107 | 0.09% | 31q | +3.9%+$519.3K |
| WELLS FARGO & COMPANY/MN | $6.6M | 529,470 | 0.00% | 31q | -53.3%-$7.6M |
| Hennion & Walsh Asset Management, Inc. | $5.4M | 427,631 | 0.15% | 22q | +22.1%+$970.1K |
| LPL Financial LLC | $3.8M | 305,531 | 0.00% | 31q | +6.7%+$240.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.7M | 296,330 | 0.00% | 4q | +2.2%+$79.3K |
| UBS Group AG | $2.9M | 232,754 | 0.00% | 31q | -3.1%-$93.6K |
| DKM Wealth Management, Inc. | $2.7M | 212,592 | 1.74% | 7q | HELD |
| MAI Capital Management | $1.7M | 132,000 | 0.01% | 2q | +340.0%+$1.3M |
| RAYMOND JAMES FINANCIAL INC | $1.4M | 111,837 | 0.00% | 7q | +9.4%+$120.3K |
| BANK OF AMERICA CORP /DE/ | $1.3M | 107,606 | 0.00% | 31q | +90.4%+$640.3K |
| AMERIPRISE FINANCIAL INC | $1.3M | 102,283 | 0.00% | 30q | -51.4%-$1.4M |
| Integrated Wealth Concepts LLC | $1.2M | 96,653 | 0.01% | 2q | +75.6%+$521.4K |
| JANE STREET GROUP, LLC | $936.1K | 74,710 | 0.00% | 3q | +130.2%+$529.4K |
| Private Advisor Group, LLC | $922.1K | 73,594 | 0.00% | new | NEW |
| Allianz Asset Management GmbH | $878.4K | 70,100 | 0.00% | 10q | HELD |
| J.W. COLE ADVISORS, INC. | $827.0K | 66,000 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $812.5K | 64,841 | 0.00% | 26q | +6.7%+$50.7K |
| Rareview Capital LLC | $693.1K | 58,889 | 0.39% | 11q | HELD |
| DWR WEALTH MANAGEMENT, LLC | $674.6K | 54,138 | 0.50% | 3q | HELD |
| Bridgewealth Advisory Group, LLC | $667.4K | 53,261 | 0.13% | 5q | HELD |
| ROYAL BANK OF CANADA | $623.0K | 49,686 | 0.00% | 31q | +3.4%+$20.7K |
| XTX Topco Ltd | $622.8K | 49,701 | 0.01% | new | NEW |
| MATHER GROUP, LLC. | $594.6K | 47,458 | 0.01% | 2q | -12.4%-$84.0K |
| Apriem Advisors | $569.3K | 45,436 | 0.05% | 31q | +4.6%+$25.1K |
| Blue Zone Wealth Advisors, LLC | $547.6K | 43,703 | 0.10% | 17q | -5.0%-$28.6K |
| PNC Financial Services Group, Inc. | $508.9K | 40,618 | 0.00% | 6q | HELD |
| Mariner, LLC | $440.3K | 35,138 | 0.00% | 15q | -77.5%-$1.5M |
| Diligent Investors, LLC | $439.5K | 35,076 | 0.10% | 31q | -2.8%-$12.7K |
| STIFEL FINANCIAL CORP | $435.1K | 34,728 | 0.00% | 6q | +18.8%+$68.9K |
| Western Wealth Management, LLC | $407.6K | 32,529 | 0.01% | 2q | -14.6%-$69.6K |
| LAZARI CAPITAL MANAGEMENT, INC. | $360.4K | 28,761 | 0.11% | 13q | HELD |
| Van Hulzen Asset Management, LLC | $355.5K | 28,372 | 0.03% | 31q | HELD |
| Pacific Wealth Strategies Group, Inc. | $350.8K | 28,000 | 0.20% | 39q | HELD |
| CITADEL ADVISORS LLC | $337.2K | 26,909 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $316.7K | 25,277 | 0.00% | 2q | +1.1%+$3.3K |
| Castle Rock Wealth Management, LLC | $303.9K | 24,192 | 0.06% | 19q | HELD |
| EHRLICH FINANCIAL GROUP | $299.4K | 23,898 | 0.15% | 11q | +3.9%+$11.1K |
| FIFTH THIRD BANCORP | $299.0K | 23,863 | 0.00% | 2q | HELD |
| Cetera Investment Advisers | $294.1K | 23,475 | 0.00% | 25q | -0.6%-$1.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $289.8K | 23,000 | 0.00% | 12q | +6.2%+$17.0K |
| READYSTATE ASSET MANAGEMENT LP | $287.7K | 22,959 | 0.01% | new | NEW |
| Creative Planning | $287.5K | 22,948 | 0.00% | 30q | +5.6%+$15.4K |
| Modern Wealth Management, LLC | $265.4K | 21,185 | 0.00% | 5q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $260.5K | 20,791 | 0.00% | 4q | HELD |
| Peak Retirement Planning, Inc. | $259.7K | 20,723 | 0.04% | new | NEW |
| Tortuga Wealth Management, Inc | $258.1K | 20,600 | 0.20% | 3q | +41.1%+$75.2K |
| Strait & Sound Wealth Management LLC | $247.1K | 19,718 | 0.09% | 15q | HELD |
| OSAIC HOLDINGS, INC. | $235.3K | 18,776 | 0.00% | 26q | +16.7%+$33.7K |
| Core Wealth Partners LLC | $230.9K | 18,425 | 0.10% | 14q | HELD |
| Focus Partners Wealth | $226.3K | 18,059 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $225.5K | 18,000 | 0.00% | 2q | HELD |
| FLC Capital Advisors | $223.7K | 17,850 | 0.04% | 10q | HELD |
| MKT Advisors LLC | $222.4K | 17,709 | 0.07% | 19q | -38.7%-$140.3K |
| Pure Financial Advisors, LLC | $214.2K | 17,094 | 0.00% | 15q | HELD |
| Perigon Wealth Management, LLC | $212.4K | 16,950 | 0.00% | 14q | HELD |
| MML INVESTORS SERVICES, LLC | $192.8K | 15,386 | 0.00% | 2q | HELD |
| McGowan Group Asset Management, Inc. | $184.0K | 14,683 | 0.02% | 2q | +5.7%+$9.9K |
| Snowden Capital Advisors LLC | $181.3K | 14,462 | 0.00% | 10q | HELD |
| Farther Finance Advisors, LLC | $172.5K | 13,823 | 0.00% | 8q | HELD |
| LYELL WEALTH MANAGEMENT, LP | $171.8K | 13,714 | 0.01% | new | NEW |
| Maia Wealth LLC | $161.0K | 12,848 | 0.02% | 4q | HELD |
| Mutual Advisors, LLC | $154.7K | 12,344 | 0.00% | 13q | HELD |
| Tamar Securities, LLC | $137.8K | 11,000 | 0.01% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $131.6K | 10,500 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $125.3K | 10,000 | 0.00% | 6q | HELD |
| PRIVATE TRUST CO NA | $112.8K | 9,000 | 0.01% | 7q | HELD |
| Rockefeller Capital Management L.P. | $75.7K | 6,043 | 0.00% | 4q | +13953.5%+$75.2K |
| HOLLENCREST CAPITAL MANAGEMENT | $73.0K | 5,822 | 0.00% | 3q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $62.6K | 5,000 | 0.00% | new | NEW |
| PETERSON WEALTH MANAGEMENT | $33.8K | 2,696 | 0.02% | 2q | HELD |
| Golden State Wealth Management, LLC | $25.9K | 2,064 | 0.00% | 7q | HELD |
| WOLFF WIESE MAGANA LLC | $18.8K | 1,500 | 0.01% | 2q | HELD |
| LifeSteps Financial, Inc. | $9.4K | 750 | 0.00% | new | NEW |
| 1620 INVESTMENT ADVISORS, INC. | $6.7K | 536 | 0.00% | 9q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $6.6K | 524 | 0.00% | 4q | HELD |
| Daytona Street Capital LLC | $3.9K | 308 | 0.00% | new | NEW |
| WHITTIER TRUST CO | $2.5K | 200 | 0.00% | 31q | HELD |
| WEDBUSH SECURITIES INC | $997 | 79,581 | 0.03% | 31q | +3.4% |
| Stonebridge Financial Group, LLC/CA | $386 | 30,650 | 0.05% | new | FIRST |
| Janney Montgomery Scott LLC | $152 | 12,100 | 0.00% | 13q | HELD |
| Penserra Capital Management LLC | $43 | 3,450 | 0.00% | 2q | +200.0% |
| CITIGROUP INC | $38 | 3 | 0.00% | 15q | HELD |
| FNY Investment Advisers, LLC | $11 | 900 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 80 | $123.6M | 9,870,111 | 13 | 23 | 10 | 0.0% |
| Q1 2026 | 75 | $119.3M | 10,023,036 | 16 | 17 | 13 | 0.0% |
| Q4 2025 | 63 | $117.5M | 9,444,321 | 5 | 17 | 5 | 0.0% |
| Q3 2025 | 62 | $102.2M | 8,065,683 | 7 | 18 | 9 | 0.0% |
| Q2 2025 | 63 | $86.3M | 7,334,883 | 7 | 12 | 15 | 0.0% |
| Q1 2025 | 62 | $89.9M | 7,136,789 | 5 | 8 | 16 | 0.0% |
| Q4 2024 | 62 | $96.3M | 7,613,469 | 4 | 19 | 13 | 0.0% |
| Q3 2024 | 61 | $108.1M | 7,950,230 | 4 | 16 | 15 | 0.0% |
| Q2 2024 | 60 | $95.1M | 7,598,658 | 3 | 14 | 19 | 0.0% |
| Q1 2024 | 63 | $145.6M | 11,985,119 | 7 | 16 | 20 | 0.0% |
| Q4 2023 | 63 | $109.3M | 9,465,503 | 9 | 14 | 20 | 0.0% |
| Q3 2023 | 56 | $74.9M | 7,304,441 | 4 | 14 | 18 | 0.0% |
| Q2 2023 | 58 | $75.4M | 6,535,192 | 3 | 18 | 18 | 0.0% |
| Q1 2023 | 61 | $70.5M | 6,047,927 | 11 | 19 | 18 | 0.0% |
| Q4 2022 | 55 | $71.6M | 5,815,892 | 12 | 13 | 13 | 0.0% |
| Q3 2022 | 55 | $73.4M | 6,216,824 | 5 | 16 | 11 | 0.0% |
| Q2 2022 | 58 | $77.8M | 6,032,712 | 7 | 15 | 15 | 0.0% |
| Q1 2022 | 68 | $88.2M | 6,513,973 | 14 | 19 | 13 | 0.0% |
| Q4 2021 | 63 | $99.2M | 6,275,652 | 7 | 13 | 19 | 0.0% |
| Q3 2021 | 59 | $105.3M | 6,425,030 | 2 | 18 | 12 | 0.0% |
| Q2 2021 | 64 | $111.1M | 6,817,807 | 3 | 18 | 16 | 0.0% |
| Q1 2021 | 68 | $102.9M | 6,658,100 | 10 | 18 | 15 | 0.0% |
| Q4 2020 | 58 | $94.8M | 6,017,588 | 2 | 21 | 12 | 0.0% |
| Q3 2020 | 60 | $95.8M | 6,274,985 | 5 | 14 | 19 | 0.0% |
| Q2 2020 | 55 | $100.0M | 6,693,579 | 4 | 15 | 16 | 0.0% |
| Q1 2020 | 63 | $82.3M | 5,835,013 | 10 | 16 | 13 | 0.0% |
| Q4 2019 | 65 | $85.7M | 5,634,118 | 6 | 21 | 11 | 0.0% |
| Q3 2019 | 62 | $94.7M | 6,263,143 | 8 | 13 | 15 | 0.0% |
| Q2 2019 | 59 | $94.3M | 6,448,914 | 5 | 16 | 17 | 0.0% |
| Q1 2019 | 61 | $93.6M | 6,724,211 | 8 | 14 | 16 | 0.0% |
| Q4 2018 | 60 | $91.7M | 7,231,932 | 0 | 2 | 4 | 0.0% |