HolderBook

NEUBERGER HIGH YIELD ST FD I (NHSRT)

Institutional ownership reported to the SEC as of Q1 2026, across 1 quarters.

40
Reporting holders
$49.3K
Reported value
0.0%
Calls
0.0%
Puts
+40
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
NewEdge Advisors, LLC$38.8M38,794?0.00%new
MORGAN STANLEY$5.1K642,7340.00%newNEW
Cable Car Capital, LP$4.4K550,0000.00%newNEW
WELLS FARGO & COMPANY/MN$4.3K532,1760.00%newNEW
BOOTHBAY FUND MANAGEMENT, LLC$3.9K490,8240.00%newNEW
Quarry LP$3.9K490,8850.00%newNEW
LPL Financial LLC$3.9K487,9420.00%newNEW
Alpine Global Management, LLC$3.9K487,2220.00%newNEW
AMERIPRISE FINANCIAL INC$2.8K345,7280.00%newNEW
Invesco Ltd.$2.0K252,5090.00%newNEW
SIT INVESTMENT ASSOCIATES INC$2.0K280,2740.00%newNEW
Uncommon Cents Investing LLC$1.4K181,1620.00%newNEW
HARBOUR INVESTMENTS, INC.$1.3K168,4710.00%newNEW
JPMORGAN CHASE & CO$1.3K133,6000.00%newNEW
Virtu Financial LLC$1.0K169,7770.00%newNEW
Almitas Capital LLC$880110,0000.00%newNEW
Yakira Capital Management, Inc.$834104,2090.00%newNEW
OSAIC HOLDINGS, INC.$81483,8310.00%newNEW
MELFA WEALTH MANAGEMENT, INC.$77096,2840.00%newNEW
RAYMOND JAMES FINANCIAL INC$70588,0910.00%newNEW
RIVERNORTH CAPITAL MANAGEMENT, LLC$48060,0000.00%newNEW
Marex Group plc$45045,0000.00%newNEW
Allspring Global Investments Holdings, LLC$38948,6540.00%newNEW
Equitable Holdings, Inc.$36846,0000.00%newNEW
Apollon Wealth Management, LLC$36545,5830.00%newNEW
SeaCrest Wealth Management, LLC$30437,9500.00%newNEW
UBS Group AG$22427,9160.00%newNEW
COMMONWEALTH EQUITY SERVICES, LLC$22026,9840.00%newNEW
AlphaCore Capital LLC$19224,0000.00%newNEW
Cetera Investment Advisers$18222,7070.00%newNEW
Kestra Advisory Services, LLC$15218,9640.00%newNEW
MRA Advisory Group$14718,3370.00%newNEW
CREATIVE FINANCIAL DESIGNS INC /ADV$12816,0000.00%newNEW
SUSQUEHANNA INTERNATIONAL GROUP, LLP$12014,9750.00%newNEW
MERCER GLOBAL ADVISORS INC /ADV$10613,2430.00%newNEW
FIFTH THIRD BANCORP$222,7320.00%newNEW
Axiom Investment Management LLC$212,5220.00%newNEW
CWM, LLC$212,6290.00%newNEW
Allworth Financial LP$44000.00%newNEW
Western Wealth Management, LLC$44070.00%newNEW
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$22810.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q1 202640$49.3K6,171,00340000.0%