NEUBERGER HIGH YIELD ST FD I (NHS)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
59
Reporting holders
$52.0M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $8.6M | 1,371,413 | 0.41% | new | NEW |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $5.0M | 800,744 | 0.48% | new | NEW |
| MORGAN STANLEY | $4.5M | 725,270 | 0.00% | 35q | +10.0%+$412.7K |
| GUGGENHEIM CAPITAL LLC | $3.1M | 488,989 | 0.02% | 31q | -8.3%-$277.8K |
| LPL Financial LLC | $2.6M | 415,028 | 0.00% | 31q | -13.6%-$409.1K |
| GraniteShares Advisors LLC | $2.5M | 392,922 | 1.58% | 3q | +15.1%+$320.9K |
| Quarry LP | $2.1M | 341,935 | 0.18% | 2q | -29.8%-$907.3K |
| Invesco Ltd. | $2.0M | 322,732 | 0.00% | 31q | +32.8%+$497.7K |
| WELLS FARGO & COMPANY/MN | $1.8M | 286,201 | 0.00% | 31q | -46.3%-$1.5M |
| Uncommon Cents Investing LLC | $1.5M | 247,750 | 0.34% | 31q | +36.8%+$415.5K |
| Cable Car Capital, LP | $1.5M | 233,169 | 0.03% | 2q | -57.6%-$2.0M |
| J.W. COLE ADVISORS, INC. | $1.4M | 218,297 | 0.02% | new | NEW |
| TORONTO DOMINION BANK | $1.3M | 204,757 | 0.00% | new | NEW |
| Clear Street Group Inc. | $1.2M | 198,684 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $1.2M | 198,182 | 0.00% | 2q | +4.3%+$50.6K |
| AMERIPRISE FINANCIAL INC | $1.1M | 172,589 | 0.00% | 7q | -50.1%-$1.1M |
| Marex Group Ltd | $1.0M | 161,473 | 0.00% | 2q | +258.8%+$726.8K |
| HARBOUR INVESTMENTS, INC. | $950.9K | 152,385 | 0.01% | 21q | -10.0%-$105.6K |
| Bramshill Investments, LLC | $834.8K | 133,785 | 0.06% | 5q | +35.0%+$216.4K |
| OSAIC HOLDINGS, INC. | $701.2K | 112,370 | 0.00% | 26q | +31.2%+$166.6K |
| RAYMOND JAMES FINANCIAL INC | $688.7K | 110,364 | 0.00% | 7q | +23.1%+$129.4K |
| MELFA WEALTH MANAGEMENT, INC. | $650.8K | 104,287 | 0.35% | 15q | +8.3%+$49.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $389.9K | 62,488 | 0.00% | new | NEW |
| Logan Stone Capital, LLC | $381.5K | 61,132 | 0.08% | new | NEW |
| Total Wealth Planning & Management, Inc. | $338.8K | 54,302 | 0.23% | 5q | +13.7%+$40.8K |
| JANE STREET GROUP, LLC | $335.0K | 53,680 | 0.00% | 4q | +14.2%+$41.6K |
| READYSTATE ASSET MANAGEMENT LP | $325.4K | 52,151 | 0.01% | new | NEW |
| UBS Group AG | $309.6K | 49,622 | 0.00% | 31q | +98.1%+$153.3K |
| Apollon Wealth Management, LLC | $293.8K | 47,078 | 0.00% | 7q | +2.4%+$6.9K |
| Equitable Holdings, Inc. | $287.0K | 46,000 | 0.00% | 17q | HELD |
| SeaCrest Wealth Management, LLC | $284.9K | 45,661 | 0.03% | 20q | +14.4%+$35.9K |
| NewEdge Advisors, LLC | $282.1K | 45,215 | 0.00% | 19q | +7.7%+$20.1K |
| XTX Topco Ltd | $235.5K | 37,737 | 0.00% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $205.9K | 33,000 | 0.01% | 2q | +106.2%+$106.1K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $205.9K | 32,993 | 0.09% | 2q | HELD |
| TrueMark Investments, LLC | $195.6K | 31,347 | 0.02% | new | NEW |
| HighTower Advisors, LLC | $191.2K | 30,648 | 0.00% | 31q | HELD |
| StoneX Group Inc. | $184.8K | 28,938 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $179.5K | 28,763 | 0.00% | 31q | +8.3%+$13.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $165.3K | 26,488 | 0.00% | 4q | +100.0%+$82.6K |
| AlphaCore Capital LLC | $131.0K | 21,000 | 0.00% | 6q | -12.5%-$18.7K |
| Kestra Advisory Services, LLC | $120.2K | 19,260 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $119.4K | 19,132 | 0.00% | new | NEW |
| MRA Advisory Group | $118.7K | 19,017 | 0.04% | 8q | +2.8%+$3.2K |
| PFG Investments, LLC | $115.4K | 18,500 | 0.00% | new | NEW |
| Capital Investment Advisors, LLC | $96.8K | 15,519 | 0.00% | 31q | +24.0%+$18.7K |
| CURA WEALTH ADVISORS, LLC | $76.6K | 12,282 | 0.03% | 5q | HELD |
| EP Wealth Advisors, LLC | $70.5K | 11,301 | 0.00% | new | NEW |
| BAILARD, INC. | $67.6K | 10,839 | 0.00% | 20q | HELD |
| ROYAL BANK OF CANADA | $65.0K | 10,341 | 0.00% | 31q | -25.6%-$22.3K |
| SIT INVESTMENT ASSOCIATES INC | $35.0K | 5,605,481 | 0.66% | 2q | +1736.2%+$33.1K |
| FIFTH THIRD BANCORP | $18.8K | 3,014 | 0.00% | 2q | +10.3%+$1.8K |
| Axiom Investment Management LLC | $15.7K | 2,523 | 0.01% | 2q | HELD |
| Osbon Capital Management LLC | $11.3K | 1,810 | 0.01% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $9.4K | 1,500 | 0.00% | 4q | HELD |
| Global Retirement Partners, LLC | $7.1K | 1,131 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $6.7K | 1,066 | 0.00% | 3q | +38.1%+$1.8K |
| Community Financial Services Group, LLC | $2.9K | 470 | 0.00% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $2.4K | 388 | 0.00% | new | NEW |
| WPG Advisers, LLC | $1.1K | 169 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $138 | 22,062 | 0.00% | 2q | +108.2% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-14 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 20.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 59 | $52.0M | 8,329,831 | 19 | 23 | 9 | 0.0% |
| Q1 2026 | 52 | $44.0M | 6,828,972 | 16 | 14 | 12 | 0.0% |
| Q4 2025 | 42 | $29.9M | 4,013,511 | 6 | 15 | 11 | 0.0% |
| Q3 2025 | 39 | $26.0M | 3,465,277 | 6 | 16 | 10 | 0.0% |
| Q2 2025 | 39 | $26.3M | 3,464,287 | 7 | 17 | 6 | 0.0% |
| Q1 2025 | 35 | $25.2M | 3,297,169 | 5 | 9 | 13 | 0.0% |
| Q4 2024 | 37 | $26.4M | 3,520,582 | 12 | 14 | 6 | 0.0% |
| Q3 2024 | 29 | $29.5M | 3,398,203 | 2 | 12 | 6 | 0.0% |
| Q2 2024 | 35 | $23.3M | 2,979,626 | 4 | 10 | 10 | 0.0% |
| Q1 2024 | 32 | $37.3M | 4,626,015 | 4 | 11 | 9 | 0.0% |
| Q4 2023 | 40 | $34.3M | 4,440,958 | 6 | 16 | 9 | 0.0% |
| Q3 2023 | 37 | $23.4M | 3,112,618 | 6 | 14 | 7 | 0.0% |
| Q2 2023 | 41 | $23.8M | 3,181,254 | 9 | 14 | 9 | 0.0% |
| Q1 2023 | 39 | $21.5M | 2,517,469 | 7 | 12 | 11 | 0.0% |
| Q4 2022 | 34 | $21.8M | 2,558,615 | 4 | 9 | 11 | 0.0% |
| Q3 2022 | 44 | $24.7M | 3,122,782 | 3 | 9 | 20 | 0.0% |
| Q2 2022 | 48 | $29.2M | 3,482,955 | 12 | 15 | 10 | 0.0% |
| Q1 2022 | 37 | $20.0M | 1,751,337 | 3 | 14 | 12 | 0.0% |
| Q4 2021 | 39 | $23.3M | 1,875,310 | 7 | 9 | 13 | 0.0% |
| Q3 2021 | 36 | $24.7M | 1,950,683 | 4 | 12 | 8 | 0.0% |
| Q2 2021 | 33 | $30.4M | 2,293,072 | 4 | 10 | 12 | 0.0% |
| Q1 2021 | 32 | $30.5M | 2,367,105 | 1 | 10 | 10 | 0.0% |
| Q4 2020 | 41 | $31.0M | 2,649,681 | 11 | 13 | 9 | 0.0% |
| Q3 2020 | 39 | $82.5M | 7,437,139 | 5 | 4 | 13 | 0.0% |
| Q2 2020 | 39 | $76.9M | 7,426,903 | 4 | 13 | 10 | 0.0% |
| Q1 2020 | 46 | $60.9M | 7,016,502 | 4 | 19 | 12 | 0.0% |
| Q4 2019 | 45 | $80.4M | 6,509,168 | 4 | 15 | 11 | 0.0% |
| Q3 2019 | 42 | $83.3M | 6,902,736 | 6 | 10 | 16 | 0.0% |
| Q2 2019 | 46 | $95.1M | 8,128,672 | 9 | 11 | 19 | 0.0% |
| Q1 2019 | 46 | $95.5M | 8,454,576 | 9 | 7 | 20 | 0.0% |
| Q4 2018 | 48 | $74.2M | 7,667,135 | 0 | 1 | 2 | 0.0% |