NATIONAL HOLDINGS CORP (NHLD)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
14
Reporting holders
$26.6M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| B. Riley Financial, Inc. | $18.7M | 6,159,550 | 3.02% | 9q | HELD |
| EQUITEC PROPRIETARY MARKETS, LLC | $5.2M | 1,729,809 | 1.37% | 2q | +27.3%+$1.1M |
| RMB Capital Management, LLC | $1.5M | 496,103 | 0.06% | 9q | HELD |
| VANGUARD GROUP INC | $334.0K | 110,391 | 0.00% | 9q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $250.0K | 82,400 | 0.01% | 9q | HELD |
| Beryl Capital Management LLC | $176.0K | 58,180 | 0.03% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $175.0K | 57,808 | 0.00% | 9q | +6.6%+$10.9K |
| National Asset Management, Inc. | $96.0K | 31,221 | 0.01% | 9q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $85.0K | 28,187 | 0.00% | 9q | HELD |
| NORTHERN TRUST CORP | $31.0K | 10,085 | 0.00% | new | NEW |
| BlackRock Inc. | $22.0K | 7,383 | 0.00% | 9q | +3.6% |
| Tower Research Capital LLC (TRC) | $7.0K | 2,429 | 0.00% | 3q | -57.4%-$9.4K |
| Gradient Investments LLC | $1.0K | 250 | 0.00% | 3q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $1.0K | 196 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 14 | $26.6M | 8,773,992 | 3 | 3 | 1 | 0.0% |
| Q3 2020 | 12 | $18.4M | 7,848,304 | 1 | 3 | 2 | 9.4% |
| Q2 2020 | 12 | $15.0M | 6,483,267 | 3 | 2 | 1 | 13.4% |
| Q1 2020 | 9 | $11.8M | 6,478,062 | 0 | 2 | 1 | 14.1% |
| Q4 2019 | 12 | $20.3M | 6,891,756 | 0 | 4 | 1 | 13.4% |
| Q3 2019 | 18 | $22.0M | 6,944,914 | 1 | 4 | 4 | 13.3% |
| Q2 2019 | 17 | $21.6M | 6,908,281 | 2 | 3 | 5 | 13.4% |
| Q1 2019 | 19 | $24.0M | 7,992,967 | 3 | 5 | 5 | 0.0% |
| Q4 2018 | 18 | $16.4M | 4,924,713 | 1 | 0 | 0 | 18.2% |