NATIONAL HOLDINGS CORP (NHLD)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
14
Reporting holders
$26.6M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| B. Riley Financial, Inc. | $18.7M | 6,159,550 | 3.02% | 9q | HELD |
| EQUITEC PROPRIETARY MARKETS, LLC | $5.2M | 1,729,809 | 1.37% | 2q | +27.3%+$1.1M |
| RMB Capital Management, LLC | $1.5M | 496,103 | 0.06% | 9q | HELD |
| VANGUARD GROUP INC | $334.0K | 110,391 | 0.00% | 9q | HELD |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $250.0K | 82,400 | 0.01% | 9q | HELD |
| Beryl Capital Management LLC | $176.0K | 58,180 | 0.03% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $175.0K | 57,808 | 0.00% | 9q | +6.6%+$10.9K |
| National Asset Management, Inc. | $96.0K | 31,221 | 0.01% | 9q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $85.0K | 28,187 | 0.00% | 9q | HELD |
| NORTHERN TRUST CORP | $31.0K | 10,085 | 0.00% | new | NEW |
| BlackRock Inc. | $22.0K | 7,383 | 0.00% | 9q | +3.6% |
| Tower Research Capital LLC (TRC) | $7.0K | 2,429 | 0.00% | 3q | -57.4%-$9.4K |
| Gradient Investments LLC | $1.0K | 250 | 0.00% | 3q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $1.0K | 196 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 14 | $26.6M | 8,773,992 | 3 | 3 | 1 | 0.0% |
| Q3 2020 | 12 | $18.4M | 7,848,304 | 1 | 3 | 2 | 9.4% |
| Q2 2020 | 12 | $15.0M | 6,483,267 | 3 | 2 | 1 | 13.4% |
| Q1 2020 | 9 | $11.8M | 6,478,062 | 0 | 2 | 1 | 14.1% |
| Q4 2019 | 12 | $20.3M | 6,891,756 | 0 | 4 | 1 | 13.4% |
| Q3 2019 | 18 | $22.0M | 6,944,914 | 1 | 4 | 4 | 13.3% |
| Q2 2019 | 17 | $21.6M | 6,908,281 | 2 | 3 | 5 | 13.4% |
| Q1 2019 | 19 | $24.0M | 7,992,967 | 3 | 5 | 5 | 0.0% |
| Q4 2018 | 18 | $16.4M | 4,924,713 | 1 | 0 | 0 | 18.2% |