VIRTUS CONVERTIBLE & INC FD (NCZ)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
57
Reporting holders
$110.8M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $45.4M | 2,856,116 | 0.00% | 6q | -2.4%-$1.1M |
| Advisors Asset Management, Inc. | $20.6M | 1,296,527 | 0.31% | 6q | +18.6%+$3.2M |
| Congress Park Capital LLC | $8.6M | 542,943 | 2.33% | 5q | +1.3%+$106.6K |
| GUGGENHEIM CAPITAL LLC | $5.9M | 370,125 | 0.04% | 5q | +39.6%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $5.2M | 330,016 | 0.00% | 6q | +271.5%+$3.8M |
| LPL Financial LLC | $4.8M | 303,708 | 0.00% | 6q | -2.1%-$102.6K |
| Thomas J. Herzfeld Advisors, Inc. | $3.3M | 205,874 | 1.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $1.7M | 109,570 | 0.00% | 6q | +44.4%+$535.3K |
| Saba Capital Management, L.P. | $1.2M | 77,617 | 0.03% | 2q | -77.9%-$4.4M |
| OPPENHEIMER & CO INC | $1.2M | 76,589 | 0.01% | 6q | -4.7%-$59.5K |
| ROYAL BANK OF CANADA | $1.2M | 73,758 | 0.00% | 6q | -1.0%-$11.9K |
| Merit Financial Group, LLC | $1.2M | 72,782 | 0.00% | 6q | +98.6%+$574.4K |
| RAYMOND JAMES FINANCIAL INC | $971.6K | 61,106 | 0.00% | 6q | +5.0%+$46.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $841.5K | 53,128 | 0.00% | 6q | -3.8%-$33.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $811.4K | 51,029 | 0.00% | 6q | +10.0%+$73.6K |
| Twelve Points Wealth Management LLC | $735.6K | 46,263 | 0.15% | 6q | -2.2%-$16.9K |
| Kestra Advisory Services, LLC | $677.5K | 42,607 | 0.00% | 6q | -3.6%-$25.1K |
| BANK OF AMERICA CORP /DE/ | $649.9K | 40,874 | 0.00% | 6q | HELD |
| CHOREO, LLC | $631.8K | 39,738 | 0.01% | 6q | +192.7%+$416.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $554.2K | 34,856 | 0.00% | 6q | +19.1%+$89.0K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $543.6K | 34,187 | 0.07% | 6q | +71.3%+$226.2K |
| Invesco Ltd. | $475.6K | 29,911 | 0.00% | 6q | -11.0%-$58.8K |
| UBS Group AG | $404.5K | 25,438 | 0.00% | 6q | +1.1%+$4.4K |
| Baird Financial Group, Inc. | $349.2K | 21,961 | 0.00% | 2q | +1.9%+$6.5K |
| Closed-End Fund Advisors, Inc. | $325.5K | 20,471 | 0.32% | 3q | +8.0%+$24.1K |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $252.7K | 15,890 | 0.06% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $226.7K | 14,259 | 0.00% | 6q | -55.0%-$277.3K |
| Cetera Investment Advisers | $221.6K | 13,938 | 0.00% | new | NEW |
| PFG Investments, LLC | $219.0K | 13,776 | 0.01% | 6q | +1.2%+$2.6K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $212.1K | 13,339 | 0.15% | 5q | -8.3%-$19.1K |
| ACCREDITED INVESTOR SERVICES, LLC | $184.2K | 11,583 | 0.10% | 6q | -7.9%-$15.9K |
| XTX Topco Ltd | $171.2K | 10,766 | 0.00% | new | NEW |
| HOLLENCREST CAPITAL MANAGEMENT | $164.4K | 10,338 | 0.01% | 6q | HELD |
| Mariner, LLC | $162.9K | 10,243 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $161.4K | 10,151 | 0.00% | 2q | +6.5%+$9.8K |
| WOLVERINE ASSET MANAGEMENT LLC | $99.0K | 6,225 | 0.00% | 6q | -89.2%-$814.3K |
| CoreCap Advisors, LLC | $76.9K | 4,838 | 0.00% | 6q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $55.8K | 3,507 | 0.01% | 3q | -4.4%-$2.6K |
| PNC Financial Services Group, Inc. | $25.0K | 1,575 | 0.00% | new | NEW |
| WPG Advisers, LLC | $24.6K | 1,548 | 0.01% | 6q | -4.6%-$1.2K |
| FIFTH THIRD BANCORP | $24.3K | 1,526 | 0.00% | 2q | -4.5%-$1.1K |
| Allworth Financial LP | $22.5K | 1,412 | 0.00% | 5q | HELD |
| Rockefeller Capital Management L.P. | $20.4K | 1,284 | 0.00% | 2q | +483.6%+$16.9K |
| HighMark Wealth Management LLC | $12.8K | 805 | 0.00% | 6q | +2.3% |
| GHP Investment Advisors, Inc. | $11.9K | 750 | 0.00% | 5q | HELD |
| HARBOUR INVESTMENTS, INC. | $11.4K | 716 | 0.00% | 2q | HELD |
| EverSource Wealth Advisors, LLC | $11.1K | 700 | 0.00% | 6q | HELD |
| Integrated Wealth Concepts LLC | $10.9K | 686 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $7.8K | 503 | 0.00% | 2q | HELD |
| Penserra Capital Management LLC | $5.6K | 351,407 | 0.04% | 6q | +4.0% |
| SHP Wealth Management | $4.8K | 300 | 0.00% | new | NEW |
| COHEN & STEERS, INC. | $4.5K | 285,042 | 0.01% | 6q | HELD |
| Steward Partners Investment Advisory, LLC | $4.2K | 261 | 0.00% | new | NEW |
| Strategic Wealth Partners, Ltd. | $3.2K | 202 | 0.00% | 5q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.2K | 200 | 0.00% | new | NEW |
| ASSETMARK, INC | $1.7K | 109 | 0.00% | 6q | HELD |
| PARK AVENUE SECURITIES LLC | $1.3K | 84,766 | 0.01% | 4q | -2.3% |
| Institute for Wealth Management, LLC. | $939 | 59 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $867 | 55 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $792 | 49,816 | 0.00% | 6q | +113.7% |
| Stonebridge Financial Group, LLC/CA | $260 | 16,370 | 0.04% | new | FIRST |
| FMR LLC | $16 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 57 | $110.8M | 6,968,739 | 11 | 18 | 16 | 0.0% |
| Q1 2026 | 53 | $88.1M | 6,569,821 | 12 | 17 | 15 | 0.0% |
| Q4 2025 | 53 | $100.3M | 7,273,153 | 5 | 14 | 18 | 0.0% |
| Q3 2025 | 51 | $81.7M | 5,968,739 | 4 | 13 | 20 | 0.0% |
| Q2 2025 | 54 | $78.6M | 6,119,267 | 13 | 13 | 13 | 0.0% |
| Q1 2025 | 45 | $60.2M | 5,204,758 | 45 | 0 | 0 | 0.0% |