NUVEEN CALIF MUNICPAL VALUE (NCB)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
22
Reporting holders
$8.3M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $1.9M | 121,985 | 0.00% | 13q | +34.7%+$484.3K |
| 1607 Capital Partners, LLC | $1.5M | 97,963 | 0.08% | 3q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.1M | 68,414 | 0.06% | 4q | HELD |
| LPL Financial LLC | $504.0K | 32,726 | 0.00% | 9q | -4.2%-$22.1K |
| Kestra Advisory Services, LLC | $489.0K | 31,612 | 0.01% | 2q | +23.4%+$92.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $480.0K | 31,181 | 0.00% | 5q | +15.2%+$63.3K |
| Camden Capital, LLC | $385.0K | 25,000 | 0.12% | 5q | HELD |
| WELLS FARGO & COMPANY/MN | $337.0K | 21,866 | 0.00% | 9q | +36.2%+$89.5K |
| Tortoise Investment Management, LLC | $305.0K | 19,800 | 0.07% | 4q | +25.3%+$61.6K |
| Evanson Asset Management, LLC | $282.0K | 18,300 | 0.04% | 9q | HELD |
| B. Riley Wealth Management, Inc. | $265.0K | 17,186 | 0.03% | 9q | -26.6%-$95.8K |
| Ackerman Capital Advisors, LLC | $204.0K | 13,221 | 0.05% | 3q | -20.3%-$52.1K |
| RAYMOND JAMES & ASSOCIATES | $184.0K | 11,959 | 0.00% | 6q | -17.3%-$38.5K |
| BANK OF AMERICA CORP /DE/ | $146.0K | 9,505 | 0.00% | 9q | HELD |
| Perigon Wealth Management, LLC | $107.0K | 6,960 | 0.01% | new | NEW |
| Parallel Advisors, LLC | $52.0K | 3,400 | 0.00% | 4q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $34.0K | 2,203 | 0.00% | 2q | +83.1%+$15.4K |
| UBS Group AG | $29.0K | 1,858 | 0.00% | 9q | -28.8%-$11.7K |
| ROYAL BANK OF CANADA | $28.0K | 1,800 | 0.00% | 9q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $25.0K | 1,586 | 0.00% | 4q | +217.2%+$17.1K |
| CITIGROUP INC | $23.0K | 1,516 | 0.00% | 9q | HELD |
| Private Ocean, LLC | $20.0K | 1,300 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 22 | $8.3M | 541,341 | 2 | 7 | 5 | 0.0% |
| Q3 2020 | 21 | $7.9M | 505,171 | 1 | 5 | 6 | 0.0% |
| Q2 2020 | 21 | $6.9M | 481,854 | 4 | 7 | 2 | 0.0% |
| Q1 2020 | 17 | $4.7M | 317,597 | 3 | 2 | 4 | 0.0% |
| Q4 2019 | 15 | $5.0M | 316,101 | 1 | 4 | 3 | 0.0% |
| Q3 2019 | 14 | $4.2M | 250,703 | 1 | 3 | 4 | 0.0% |
| Q2 2019 | 14 | $4.2M | 258,437 | 1 | 7 | 2 | 0.0% |
| Q1 2019 | 14 | $3.4M | 213,999 | 2 | 4 | 3 | 0.0% |
| Q4 2018 | 13 | $3.3M | 218,643 | 0 | 1 | 1 | 0.0% |