NOVABAY PHARMACEUTICALS INC (NBY)
Institutional ownership reported to the SEC as of Q4 2025, across 29 quarters.
26
Reporting holders
$34.4M
Reported value
0.0%
Calls
0.0%
Puts
+13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $10.3M | 1,830,728 | 0.00% | new | NEW |
| VANGUARD GROUP INC | $10.3M | 1,829,223 | 0.00% | 2q | +2065.1%+$9.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $7.1M | 1,257,705 | 0.00% | 6q | +2331.7%+$6.8M |
| STATE STREET CORP | $1.8M | 313,703 | 0.00% | 2q | +970.5%+$1.6M |
| NORTHERN TRUST CORP | $1.5M | 273,788 | 0.00% | new | NEW |
| GOLDMAN SACHS GROUP INC | $588.5K | 104,341 | 0.00% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $526.0K | 93,261 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $395.2K | 70,070 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $263.6K | 46,744 | 0.00% | new | NEW |
| C2C Wealth Management, LLC | $253.8K | 45,000 | 0.21% | new | NEW |
| Qube Research & Technologies Ltd | $230.3K | 40,826 | 0.00% | new | NEW |
| UBS Group AG | $189.5K | 33,598 | 0.00% | new | NEW |
| Apollon Wealth Management, LLC | $155.4K | 27,561 | 0.00% | 2q | HELD |
| Bank of New York Mellon Corp | $145.5K | 25,799 | 0.00% | new | NEW |
| OMERS ADMINISTRATION Corp | $119.6K | 21,200 | 0.00% | new | NEW |
| MORGAN STANLEY | $115.8K | 20,529 | 0.00% | 7q | +684200.0%+$115.8K |
| ExodusPoint Capital Management, LP | $113.7K | 20,160 | 0.00% | new | NEW |
| Compound Planning, Inc. | $94.9K | 16,821 | 0.00% | new | NEW |
| VICTORY CAPITAL MANAGEMENT INC | $81.0K | 14,354 | 0.00% | new | NEW |
| CITIGROUP INC | $26.4K | 4,676 | 0.00% | 2q | +100.4%+$13.2K |
| Tower Research Capital LLC (TRC) | $16.8K | 2,984 | 0.00% | 7q | +214.8%+$11.5K |
| BANK OF AMERICA CORP /DE/ | $6.8K | 1,197 | 0.00% | 7q | +2393.8%+$6.5K |
| ROYAL BANK OF CANADA | $1.0K | 190 | 0.00% | new | NEW |
| NVWM, LLC | $17 | 3 | 0.00% | 7q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6 | 1 | 0.00% | 7q | HELD |
| Addison Advisors LLC | $6 | 1 | 0.00% | 7q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2025 | 26 | $34.4M | 6,094,463 | 15 | 7 | 0 | 0.0% |
| Q3 2025 | 13 | $289.9K | 226,659 | 6 | 1 | 2 | 0.0% |
| Q2 2025 | 12 | $126.7K | 218,522 | 1 | 5 | 2 | 0.0% |
| Q1 2025 | 17 | $211.9K | 362,240 | 4 | 5 | 2 | 0.0% |
| Q4 2024 | 15 | $100.7K | 167,030 | 4 | 4 | 1 | 0.0% |
| Q3 2024 | 12 | $87.5K | 125,970 | 5 | 3 | 0 | 0.0% |
| Q2 2024 | 7 | $25.4K | 11,501 | 7 | 0 | 0 | 0.0% |
| Q1 2024 | 14 | $45.6K | 434,710 | 2 | 5 | 0 | 0.0% |
| Q4 2023 | 21 | $242.2K | 1,189,300 | 7 | 5 | 3 | 0.0% |
| Q3 2023 | 14 | $115.4K | 257,582 | 5 | 3 | 0 | 0.0% |
| Q2 2023 | 10 | $42.6K | 56,376 | 1 | 2 | 0 | 0.0% |
| Q1 2023 | 12 | $272.4K | 160,161 | 2 | 1 | 5 | 0.0% |
| Q4 2022 | 11 | $353.8K | 181,421 | 11 | 0 | 0 | 0.0% |
| Q3 2022 | 17 | $348.3K | 3,164,411 | 4 | 3 | 2 | 0.0% |
| Q2 2022 | 20 | $432.5K | 1,729,858 | 4 | 2 | 3 | 0.0% |
| Q1 2022 | 19 | $465.9K | 1,591,340 | 3 | 3 | 1 | 0.0% |
| Q4 2021 | 19 | $607.1K | 1,617,274 | 6 | 2 | 1 | 0.0% |
| Q3 2021 | 15 | $762.9K | 1,188,616 | 2 | 1 | 1 | 0.0% |
| Q2 2021 | 15 | $780.0K | 1,164,047 | 2 | 3 | 2 | 0.0% |
| Q1 2021 | 17 | $1.1M | 1,191,889 | 4 | 4 | 4 | 0.0% |
| Q4 2020 | 17 | $767.0K | 1,101,870 | 3 | 5 | 2 | 0.0% |
| Q3 2020 | 17 | $817.0K | 1,120,710 | 6 | 3 | 2 | 0.0% |
| Q2 2020 | 16 | $741.0K | 645,522 | 6 | 5 | 0 | 0.0% |
| Q1 2020 | 11 | $163.0K | 270,383 | 3 | 1 | 4 | 0.0% |
| Q4 2019 | 9 | $250.0K | 392,413 | 1 | 4 | 2 | 0.0% |
| Q3 2019 | 11 | $308.0K | 505,955 | 4 | 2 | 3 | 0.0% |
| Q2 2019 | 17 | $1.1M | 674,279 | 9 | 3 | 4 | 0.0% |
| Q1 2019 | 10 | $240.0K | 198,927 | 3 | 3 | 1 | 0.0% |
| Q4 2018 | 7 | $123.0K | 159,401 | 0 | 0 | 0 | 0.0% |