NEUBERGER BRMAN CLIFRN MUNI (NBW)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
20
Reporting holders
$14.8M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $5.2M | 531,221 | 0.12% | 20q | +20.8%+$894.5K |
| MELFA WEALTH MANAGEMENT, LLC | $1.5M | 150,222 | 1.60% | 4q | -3.5%-$53.4K |
| Hennion & Walsh Asset Management, Inc. | $936.7K | 95,681 | 0.06% | 11q | -19.3%-$223.8K |
| UBS Group AG | $906.8K | 92,627 | 0.00% | 20q | -4.5%-$42.9K |
| GUGGENHEIM CAPITAL LLC | $868.3K | 88,691 | 0.01% | 9q | -15.2%-$155.4K |
| Logan Stone Capital, LLC | $794.7K | 81,174 | 0.22% | 7q | +12.1%+$85.6K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $733.3K | 74,901 | 0.04% | 2q | +71.8%+$306.5K |
| WELLS FARGO & COMPANY/MN | $674.9K | 68,937 | 0.00% | 20q | HELD |
| AMERIPRISE FINANCIAL INC | $673.5K | 68,791 | 0.00% | 3q | -1.5%-$10.4K |
| Matisse Capital | $652.5K | 66,646 | 0.46% | 14q | HELD |
| Almitas Capital LLC | $425.0K | 43,410 | 0.20% | 2q | -35.9%-$238.0K |
| EVOKE WEALTH, LLC | $372.8K | 37,800 | 0.01% | 17q | -7.6%-$30.6K |
| Advisors Asset Management, Inc. | $331.3K | 33,841 | 0.01% | 23q | -3.3%-$11.4K |
| MORGAN STANLEY | $274.0K | 27,992 | 0.00% | 24q | -22.9%-$81.6K |
| FIRST FOUNDATION ADVISORS | $124.4K | 12,705 | 0.01% | 20q | HELD |
| Private Advisor Group, LLC | $120.2K | 12,275 | 0.00% | 18q | HELD |
| Concorde Asset Management, LLC | $117.5K | 12,000 | 0.11% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $78.3K | 8,000 | 0.00% | 5q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $44.6K | 4,554 | 0.00% | 2q | -74.1%-$127.4K |
| HOLLENCREST CAPITAL MANAGEMENT | $21.9K | 2,240 | 0.00% | 4q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $4.2K | 429,836 | 0.12% | 2q | +171.9%+$2.7K |
| SkyView Investment Advisors, LLC | $238 | 24,302 | 0.10% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 20 | $14.8M | 1,513,708 | 0 | 3 | 10 | 0.0% |
| Q2 2023 | 19 | $14.5M | 1,363,462 | 3 | 5 | 5 | 0.0% |
| Q1 2023 | 18 | $12.8M | 1,148,158 | 4 | 6 | 4 | 0.0% |
| Q4 2022 | 16 | $10.4M | 993,586 | 2 | 4 | 7 | 0.0% |
| Q3 2022 | 22 | $11.2M | 1,069,277 | 2 | 6 | 7 | 0.0% |
| Q2 2022 | 22 | $12.9M | 1,138,547 | 2 | 5 | 8 | 0.0% |
| Q1 2022 | 21 | $14.7M | 1,203,992 | 2 | 4 | 6 | 0.0% |
| Q4 2021 | 26 | $16.5M | 1,177,250 | 6 | 6 | 7 | 0.0% |
| Q3 2021 | 23 | $17.8M | 1,241,683 | 2 | 7 | 5 | 0.0% |
| Q2 2021 | 21 | $17.0M | 1,173,445 | 2 | 5 | 8 | 0.0% |
| Q1 2021 | 21 | $16.7M | 1,228,518 | 3 | 6 | 5 | 0.0% |
| Q4 2020 | 19 | $15.0M | 1,106,743 | 0 | 6 | 6 | 0.0% |
| Q3 2020 | 20 | $14.3M | 1,105,872 | 0 | 7 | 8 | 0.0% |
| Q2 2020 | 21 | $14.3M | 1,109,551 | 6 | 3 | 5 | 0.0% |
| Q1 2020 | 18 | $15.9M | 1,210,017 | 1 | 5 | 7 | 0.0% |
| Q4 2019 | 18 | $17.3M | 1,241,422 | 1 | 5 | 6 | 0.0% |
| Q3 2019 | 18 | $19.9M | 1,419,130 | 2 | 5 | 5 | 0.0% |
| Q2 2019 | 19 | $21.9M | 1,501,782 | 4 | 3 | 10 | 0.0% |
| Q1 2019 | 18 | $19.6M | 1,507,398 | 1 | 3 | 10 | 0.0% |
| Q4 2018 | 19 | $17.2M | 1,420,299 | 0 | 2 | 0 | 0.0% |