NEUBERGER BRMAN CLIFRN MUNI (NBW)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
22
Reporting holders
$19.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $5.2M | 531,221 | 0.12% | 20q | +20.8%+$894.5K |
| SIT INVESTMENT ASSOCIATES INC | $4.2M | 429,836 | 0.12% | 2q | +171.9%+$2.7M |
| MELFA WEALTH MANAGEMENT, LLC | $1.5M | 150,222 | 1.60% | 4q | -3.5%-$53.4K |
| Hennion & Walsh Asset Management, Inc. | $936.7K | 95,681 | 0.06% | 11q | -19.3%-$223.8K |
| UBS Group AG | $906.8K | 92,627 | 0.00% | 20q | -4.5%-$42.9K |
| GUGGENHEIM CAPITAL LLC | $868.3K | 88,691 | 0.01% | 9q | -15.2%-$155.4K |
| Logan Stone Capital, LLC | $794.7K | 81,174 | 0.22% | 7q | +12.1%+$85.6K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $733.3K | 74,901 | 0.04% | 2q | +71.8%+$306.5K |
| WELLS FARGO & COMPANY/MN | $674.9K | 68,937 | 0.00% | 20q | HELD |
| AMERIPRISE FINANCIAL INC | $673.5K | 68,791 | 0.00% | 3q | -1.5%-$10.4K |
| Matisse Capital | $652.5K | 66,646 | 0.46% | 14q | HELD |
| Almitas Capital LLC | $425.0K | 43,410 | 0.20% | 2q | -35.9%-$238.0K |
| EVOKE WEALTH, LLC | $372.8K | 37,800 | 0.01% | 17q | -7.6%-$30.6K |
| Advisors Asset Management, Inc. | $331.3K | 33,841 | 0.01% | 23q | -3.3%-$11.4K |
| MORGAN STANLEY | $274.0K | 27,992 | 0.00% | 24q | -22.9%-$81.6K |
| SkyView Investment Advisors, LLC | $238.0K | 24,302 | 0.10% | 3q | HELD |
| FIRST FOUNDATION ADVISORS | $124.4K | 12,705 | 0.01% | 20q | HELD |
| Private Advisor Group, LLC | $120.2K | 12,275 | 0.00% | 18q | HELD |
| Concorde Asset Management, LLC | $117.5K | 12,000 | 0.11% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $78.3K | 8,000 | 0.00% | 5q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $44.6K | 4,554 | 0.00% | 2q | -74.1%-$127.4K |
| HOLLENCREST CAPITAL MANAGEMENT | $21.9K | 2,240 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 22 | $19.3M | 1,967,846 | 0 | 4 | 10 | 0.0% |
| Q2 2023 | 22 | $17.7M | 1,664,404 | 4 | 5 | 6 | 0.0% |
| Q1 2023 | 21 | $14.6M | 1,315,666 | 5 | 6 | 5 | 0.0% |
| Q4 2022 | 20 | $13.1M | 1,157,691 | 2 | 5 | 9 | 0.0% |
| Q3 2022 | 22 | $11.2M | 1,069,277 | 2 | 6 | 7 | 0.0% |
| Q2 2022 | 22 | $12.9M | 1,138,547 | 2 | 5 | 8 | 0.0% |
| Q1 2022 | 21 | $14.7M | 1,203,992 | 2 | 4 | 6 | 0.0% |
| Q4 2021 | 26 | $16.5M | 1,177,250 | 6 | 6 | 7 | 0.0% |
| Q3 2021 | 23 | $17.8M | 1,241,683 | 2 | 7 | 5 | 0.0% |
| Q2 2021 | 21 | $17.0M | 1,173,445 | 2 | 5 | 8 | 0.0% |
| Q1 2021 | 21 | $16.7M | 1,228,518 | 3 | 6 | 5 | 0.0% |
| Q4 2020 | 19 | $15.0M | 1,106,743 | 0 | 6 | 6 | 0.0% |
| Q3 2020 | 20 | $14.3M | 1,105,872 | 0 | 7 | 8 | 0.0% |
| Q2 2020 | 21 | $14.3M | 1,109,551 | 6 | 3 | 5 | 0.0% |
| Q1 2020 | 18 | $15.9M | 1,210,017 | 1 | 5 | 7 | 0.0% |
| Q4 2019 | 18 | $17.3M | 1,241,422 | 1 | 5 | 6 | 0.0% |
| Q3 2019 | 18 | $19.9M | 1,419,130 | 2 | 5 | 5 | 0.0% |
| Q2 2019 | 19 | $21.9M | 1,501,782 | 4 | 3 | 10 | 0.0% |
| Q1 2019 | 18 | $19.6M | 1,507,398 | 1 | 3 | 10 | 0.0% |
| Q4 2018 | 19 | $17.2M | 1,420,299 | 0 | 2 | 0 | 0.0% |