NEUBERGER BERMAN ETF TRUST (NBSM)
Institutional ownership reported to the SEC as of Q2 2026, across 10 quarters.
21
Reporting holders
$68.1M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | $21.5M | 747,128 | 0.01% | 10q | -85.5%-$126.0M |
| LPL Financial LLC | $7.8M | 269,987 | 0.00% | 7q | -15.7%-$1.4M |
| STAGE HARBOR FINANCIAL, LLC | $7.3M | 254,627 | 4.22% | 3q | +7.3%+$495.2K |
| RAYMOND JAMES FINANCIAL INC | $6.5M | 226,172 | 0.00% | 6q | +5.6%+$342.1K |
| EXCHANGE TRADED CONCEPTS, LLC | $6.2M | 215,566 | 0.01% | 7q | +63.1%+$2.4M |
| BANK OF AMERICA CORP /DE/ | $5.7M | 199,777 | 0.00% | 7q | +9.5%+$499.2K |
| Broadway Wealth Solutions, Inc. | $3.7M | 129,898 | 1.74% | 5q | +6.9%+$241.9K |
| JONES FINANCIAL COMPANIES LLLP | $3.1M | 110,340 | 0.00% | 7q | +1.2%+$35.8K |
| MORGAN STANLEY | $1.5M | 53,175 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $1.4M | 47,351 | 0.00% | 4q | +5.5%+$71.1K |
| Worth Financial Advisory Group, LLC | $836.5K | 29,136 | 0.35% | new | NEW |
| ROYAL BANK OF CANADA | $724.0K | 25,229 | 0.00% | 2q | -50.6%-$742.7K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $487.5K | 16,980 | 0.15% | 4q | +64.1%+$190.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $398.3K | 13,873 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $354.8K | 12,358 | 0.00% | new | NEW |
| Pathstone Holdings, LLC | $332.2K | 11,570 | 0.00% | 3q | HELD |
| BARRETT & COMPANY, INC. | $109.5K | 3,814 | 0.03% | 7q | +14.7%+$14.0K |
| OSAIC HOLDINGS, INC. | $88.9K | 3,098 | 0.00% | 4q | -73.0%-$240.9K |
| Rockefeller Capital Management L.P. | $43.0K | 1,499 | 0.00% | new | NEW |
| UBS Group AG | $42.8K | 1,491 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $8.2K | 285,192 | 0.01% | 5q | +149.1%+$4.9K |
| HARBOUR INVESTMENTS, INC. | $2.2K | 75 | 0.00% | 2q | HELD |
| FLOW TRADERS U.S. LLC | $821 | 28,588 | 0.03% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 21 | $68.1M | 2,373,144 | 6 | 9 | 4 | 0.0% |
| Q1 2026 | 18 | $168.2M | 6,675,534 | 4 | 8 | 4 | 0.0% |
| Q4 2025 | 17 | $162.7M | 6,446,802 | 2 | 8 | 5 | 0.0% |
| Q3 2025 | 15 | $155.0M | 6,119,193 | 4 | 9 | 1 | 0.0% |
| Q2 2025 | 14 | $146.9M | 5,865,681 | 5 | 5 | 3 | 0.0% |
| Q1 2025 | 9 | $183.9M | 7,680,635 | 3 | 4 | 2 | 0.0% |
| Q4 2024 | 7 | $195.3M | 7,704,439 | 6 | 1 | 0 | 0.0% |
| Q3 2024 | 3 | $196.6M | 7,383,914 | 0 | 2 | 1 | 0.0% |
| Q2 2024 | 4 | $169.3M | 6,807,891 | 2 | 1 | 1 | 0.0% |
| Q1 2024 | 2 | $148.9M | 5,799,487 | 2 | 0 | 0 | 0.0% |