NEUBERGER BERMAN N Y MUN FD (NBO)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
21
Reporting holders
$14.9M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $4.0M | 454,860 | 0.00% | 24q | +13.2%+$463.2K |
| Saba Capital Management, L.P. | $3.6M | 407,073 | 0.09% | 20q | +31.1%+$846.5K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.3M | 150,603 | 0.07% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $834.5K | 95,265 | 0.01% | 20q | +7.0%+$54.8K |
| Hennion & Walsh Asset Management, Inc. | $817.0K | 93,261 | 0.05% | 11q | -33.0%-$402.9K |
| Karpus Management, Inc. | $723.3K | 82,567 | 0.02% | 14q | -59.2%-$1.1M |
| UBS Group AG | $498.5K | 56,904 | 0.00% | 20q | -17.0%-$101.9K |
| Logan Stone Capital, LLC | $458.2K | 52,310 | 0.13% | 6q | +60.1%+$172.1K |
| Matisse Capital | $446.4K | 50,964 | 0.32% | 20q | HELD |
| WELLS FARGO & COMPANY/MN | $358.4K | 40,913 | 0.00% | 20q | -1.9%-$7.0K |
| Bridgewater Advisors Inc. | $333.1K | 38,027 | 0.05% | 11q | HELD |
| HighTower Advisors, LLC | $306.0K | 34,906 | 0.00% | 20q | HELD |
| Bulldog Investors, LLP | $305.8K | 34,908 | 0.11% | 7q | HELD |
| MACKAY SHIELDS LLC | $225.5K | 25,745 | 0.01% | 17q | HELD |
| Yakira Capital Management, Inc. | $193.0K | 22,034 | 0.05% | new | NEW |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $142.2K | 16,232 | 0.00% | 19q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $140.7K | 16,066 | 0.00% | new | NEW |
| Dakota Wealth Management | $103.4K | 11,800 | 0.00% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $78.3K | 8,939 | 0.00% | 20q | -21.0%-$20.8K |
| OSAIC HOLDINGS, INC. | $20.1K | 2,300 | 0.00% | 15q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $3.6K | 408 | 0.00% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $1.6K | 177,500 | 0.04% | 2q | +103.3% |
| SkyView Investment Advisors, LLC | $439 | 50,100 | 0.18% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 21 | $14.9M | 1,696,085 | 4 | 4 | 5 | 0.0% |
| Q2 2023 | 18 | $13.4M | 1,408,022 | 1 | 3 | 4 | 0.0% |
| Q1 2023 | 19 | $13.2M | 1,369,646 | 2 | 5 | 6 | 0.0% |
| Q4 2022 | 20 | $13.0M | 1,425,312 | 2 | 6 | 5 | 0.0% |
| Q3 2022 | 28 | $15.3M | 1,650,871 | 4 | 5 | 11 | 0.0% |
| Q2 2022 | 26 | $15.5M | 1,569,788 | 3 | 6 | 9 | 0.0% |
| Q1 2022 | 24 | $17.2M | 1,478,981 | 1 | 11 | 4 | 0.0% |
| Q4 2021 | 26 | $18.7M | 1,436,351 | 1 | 10 | 3 | 0.0% |
| Q3 2021 | 25 | $19.0M | 1,444,333 | 0 | 5 | 7 | 0.0% |
| Q2 2021 | 27 | $19.4M | 1,458,193 | 2 | 5 | 8 | 0.0% |
| Q1 2021 | 27 | $16.8M | 1,364,798 | 3 | 9 | 3 | 0.0% |
| Q4 2020 | 27 | $14.3M | 1,160,130 | 2 | 6 | 8 | 0.0% |
| Q3 2020 | 26 | $13.2M | 1,135,792 | 2 | 6 | 9 | 0.0% |
| Q2 2020 | 27 | $13.2M | 1,139,787 | 6 | 7 | 6 | 0.0% |
| Q1 2020 | 21 | $13.6M | 1,172,236 | 2 | 4 | 5 | 0.0% |
| Q4 2019 | 21 | $15.2M | 1,219,587 | 2 | 7 | 7 | 0.0% |
| Q3 2019 | 21 | $14.6M | 1,170,514 | 2 | 6 | 6 | 0.0% |
| Q2 2019 | 23 | $15.6M | 1,274,682 | 5 | 5 | 7 | 0.0% |
| Q1 2019 | 19 | $13.8M | 1,114,299 | 3 | 5 | 6 | 0.0% |
| Q4 2018 | 19 | $11.4M | 1,024,462 | 0 | 1 | 0 | 0.0% |