MVC CAPITAL INC (MVC)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
47
Reporting holders
$74.6M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COOPERMAN LEON G | $13.3M | 1,696,960 | 1.30% | 7q | HELD |
| WYNNEFIELD CAPITAL INC | $12.2M | 1,559,270 | 7.58% | 8q | +3.0%+$350.6K |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $8.1M | 1,042,423 | 0.70% | 8q | HELD |
| West Family Investments, Inc. | $7.1M | 908,753 | 2.67% | 8q | -25.6%-$2.5M |
| KENNEDY CAPITAL MANAGEMENT, INC. | $5.0M | 636,228 | 0.14% | 6q | +18.5%+$777.2K |
| Almitas Capital LLC | $4.8M | 609,588 | 6.46% | 8q | +21.1%+$829.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.0M | 518,323 | 0.25% | new | NEW |
| ROYCE & ASSOCIATES LP | $3.2M | 415,588 | 0.04% | 8q | HELD |
| Bulldog Investors, LLC | $1.9M | 242,311 | 0.61% | 8q | HELD |
| Arbiter Partners Capital Management LLC | $1.7M | 218,633 | 0.08% | 8q | HELD |
| Advisors Asset Management, Inc. | $1.5M | 187,380 | 0.03% | 11q | +56.9%+$530.3K |
| Skandinaviska Enskilda Banken AB (publ) | $1.1M | 144,360 | 0.01% | 8q | HELD |
| MIRABELLA FINANCIAL SERVICES LLP | $1.1M | 139,358 | 0.15% | 4q | -41.8%-$780.7K |
| BOOTHBAY FUND MANAGEMENT, LLC | $1.0M | 129,861 | 0.06% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $953.0K | 122,039 | 0.00% | 6q | -13.5%-$148.9K |
| Legal & General Group Plc | $949.0K | 120,715 | 0.00% | 8q | +11.3%+$96.6K |
| GABELLI FUNDS LLC | $797.0K | 102,000 | 0.01% | 8q | +2.0%+$15.6K |
| ONTARIO TEACHERS PENSION PLAN BOARD | $781.0K | 100,000 | 0.01% | new | NEW |
| Teton Advisors, Inc. | $688.0K | 88,100 | 0.12% | 8q | -21.3%-$186.5K |
| UBS Group AG | $624.0K | 79,806 | 0.00% | 8q | -4.9%-$32.3K |
| CSS LLC/IL | $616.0K | 78,879 | 0.03% | 8q | +128.1%+$345.9K |
| Vivaldi Asset Management, LLC | $521.0K | 66,719 | 0.14% | new | NEW |
| Eagle Ridge Investment Management | $466.0K | 59,670 | 0.07% | 8q | HELD |
| Chicago Capital Management, LLC | $273.0K | 35,000 | 0.26% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $266.0K | 34,043 | 0.00% | 8q | HELD |
| RMB Capital Management, LLC | $234.0K | 30,000 | 0.01% | 8q | HELD |
| Virtus ETF Advisers LLC | $214.0K | 27,393 | 0.11% | new | NEW |
| STIFEL FINANCIAL CORP | $173.0K | 22,080 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $159.0K | 20,322 | 0.00% | 2q | +19.2%+$25.7K |
| ADVISOR GROUP HOLDINGS, INC. | $127.0K | 16,175 | 0.00% | 3q | -1.5%-$2.0K |
| Relative Value Partners Group, LLC | $118.0K | 15,212 | 0.01% | new | NEW |
| First National Trust Co | $117.0K | 15,000 | 0.01% | 2q | HELD |
| WEDBUSH SECURITIES INC | $96.0K | 12,272 | 0.01% | 6q | HELD |
| PANAGORA ASSET MANAGEMENT INC | $78.0K | 9,976 | 0.00% | new | NEW |
| Hodges Capital Management Inc. | $78.0K | 10,000 | 0.02% | 8q | HELD |
| Spears Abacus Advisors LLC | $78.0K | 10,000 | 0.01% | 8q | HELD |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | $78.0K | 10,000 | 0.00% | 6q | HELD |
| PRELUDE CAPITAL MANAGEMENT, LLC | $55.0K | 7,041 | 0.00% | new | NEW |
| MORGAN STANLEY | $34.0K | 4,389 | 0.00% | 12q | -16.9%-$6.9K |
| Retirement Group, LLC | $26.0K | 1,036 | 0.01% | new | NEW |
| WELLS FARGO & COMPANY/MN | $17.0K | 2,211 | 0.00% | 8q | -48.7%-$16.1K |
| GROUP ONE TRADING, L.P. | $9.0K | options only | 0.00% | new | OPTIONS |
| WINMILL & CO. INC | $3.0K | 440 | 0.00% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $3.0K | 410 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $1.0K | 88 | 0.00% | 2q | HELD |
| HUNTINGTON NATIONAL BANK | $1.0K | 128 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $1.0K | 152 | 0.00% | 8q | -98.6%-$68.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 47 | $74.6M | 9,550,332 | 14 | 8 | 9 | 0.0% |
| Q2 2020 | 40 | $60.3M | 8,743,137 | 8 | 4 | 11 | 0.0% |
| Q1 2020 | 36 | $39.1M | 8,951,096 | 2 | 7 | 10 | 0.0% |
| Q4 2019 | 44 | $86.3M | 9,425,652 | 2 | 9 | 9 | 0.0% |
| Q3 2019 | 43 | $80.3M | 9,022,648 | 2 | 9 | 8 | 0.0% |
| Q2 2019 | 44 | $85.3M | 9,265,727 | 8 | 5 | 9 | 0.0% |
| Q1 2019 | 38 | $79.9M | 8,808,041 | 2 | 3 | 12 | 0.0% |
| Q4 2018 | 40 | $60.8M | 7,405,375 | 0 | 2 | 0 | 0.0% |