MORGAN STANLEY (MS)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
116
Reporting holders
$715.7M
Reported value
0.0%
Calls
0.1%
Puts
-2,637
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Hamlin Capital Management, LLC | $220.0M | 1,169,699 | 5.45% | 14q | -0.7%-$1.6M |
| Douglas Lane & Associates, LLC | $127.3M | 676,771 | 1.71% | 32q | -7.5%-$10.3M |
| Gradient Investments LLC | $55.2M | 293,236 | 0.79% | 32q | -8.0%-$4.8M |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | $54.1M | 287,906 | 0.65% | 32q | -0.8%-$449.1K |
| SAPIENT CAPITAL LLC | $34.3M | 182,126 | 0.46% | 12q | -49.8%-$33.9M |
| VALLEY WEALTH MANAGERS, INC. | $31.4M | 167,020 | 1.79% | 24q | HELD |
| Artemis Investment Management LLP | $16.4M | 87,440 | 0.14% | 2q | -6.2%-$1.1M |
| Venture Visionary Partners LLC | $16.3M | 86,727 | 0.43% | 24q | +6.4%+$988.2K |
| EASTERN BANK | $13.4M | 71,204 | 0.20% | 32q | +1.3%+$176.8K |
| MassMutual Private Wealth & Trust, FSB | $11.6M | 61,523 | 0.31% | 32q | -4.0%-$488.1K |
| Iowa State Bank | $10.0M | 53,406 | 1.70% | 29q | +0.7%+$69.6K |
| GAMMA Investing LLC | $7.8M | 41,646 | 0.26% | 12q | +5.1%+$379.2K |
| CYPRESS FINANCIAL PLANNING LLC | $7.1M | 37,654 | 1.90% | 11q | -21.0%-$1.9M |
| Farther Finance Advisors, LLC | $7.0M | 37,447 | 0.05% | 16q | +21.6%+$1.3M |
| Stokes Capital Advisors, LLC | $6.8M | 36,171 | 1.49% | 4q | -0.8%-$56.0K |
| BRIGHT ROCK CAPITAL MANAGEMENT, LLC | $5.8M | 31,000 | 1.10% | 4q | HELD |
| YHB Investment Advisors, Inc. | $4.1M | 22,059 | 0.26% | 32q | HELD |
| Werlinich Asset Management, LLC | $3.8M | 20,100 | 1.46% | 12q | HELD |
| Coastline Trust Co | $3.7M | 19,771 | 0.35% | 23q | -4.1%-$158.9K |
| Avidian Wealth Enterprises, LLC | $3.7M | 19,692 | 0.10% | 32q | -17.3%-$776.9K |
| CANANDAIGUA NATIONAL BANK & TRUST CO | $3.7M | 19,407 | 0.32% | 20q | -7.4%-$293.2K |
| CACTI ASSET MANAGEMENT LLC | $3.3M | 17,000 | 0.17% | 32q | HELD |
| Acropolis Investment Management, LLC | $3.2M | 17,157 | 0.13% | 27q | -52.6%-$3.6M |
| TOMPKINS FINANCIAL CORP | $3.1M | 16,732 | 0.22% | new | NEW |
| Wedmont Private Capital | $3.0M | 15,935 | 0.07% | 20q | +9.5%+$259.4K |
| LifeGoal Investments, LLC | $2.8M | 14,790 | 0.85% | new | NEW |
| HALL LAURIE J TRUSTEE | $2.8M | 14,625 | 0.88% | 9q | HELD |
| Valeo Financial Advisors, LLC | $2.7M | 14,340 | 0.06% | 32q | -0.9%-$25.6K |
| TLWM | $2.2M | 11,932 | 0.36% | 32q | HELD |
| Everhart Financial Group, Inc. | $2.2M | 11,702 | 0.14% | 11q | +1.9%+$41.9K |
| MOODY NATIONAL BANK TRUST DIVISION | $2.2M | 11,692 | 0.18% | 32q | -2.8%-$64.3K |
| Central Pacific Bank - Trust Division | $2.1M | 11,017 | 0.22% | 11q | -19.3%-$495.4K |
| Vann Equity Management LLC | $2.0M | 10,653 | 1.19% | 3q | +3.0%+$59.2K |
| ROCKLAND TRUST CO | $1.8M | 9,777 | 0.07% | 5q | -87.9%-$13.3M |
| First Citizens Financial Corp | $1.8M | 9,319 | 0.74% | 25q | -0.6%-$11.1K |
| Shulman DeMeo Asset Management LLC | $1.5M | 7,864 | 0.30% | 21q | -5.0%-$79.5K |
| Cooper Financial Group | $1.5M | 7,913 | 0.12% | 19q | +12.2%+$161.4K |
| LAWOOD & CO | $1.4M | 7,641 | 0.99% | 4q | -1.1%-$16.0K |
| Breakwater Capital Group | $1.4M | 7,513 | 0.17% | 16q | -1.1%-$15.6K |
| Grove Bank & Trust | $1.4M | 7,416 | 0.14% | 16q | HELD |
| Apella Capital, LLC | $1.3M | 6,723 | 0.02% | 7q | +38.2%+$352.9K |
| Investors Research Corp | $1.2M | 6,633 | 0.22% | 32q | -3.6%-$47.0K |
| Hamilton Capital, LLC | $1.2M | 6,415 | 0.07% | 23q | +1.3%+$15.6K |
| Versant Capital Management, Inc | $1.2M | 6,245 | 0.10% | 15q | +1.5%+$17.1K |
| Wealth Science Advisors LLC | $1.0M | 5,322 | 0.42% | 4q | -4.3%-$45.3K |
| Bank of New Hampshire | $918.0K | 4,881 | 0.20% | 22q | -3.3%-$31.0K |
| JUNCTURE WEALTH STRATEGIES, LLC | $839.4K | 4,463 | 0.22% | 2q | +3.2%+$25.8K |
| FIRST FINANCIAL BANK - TRUST DIVISION | $818.7K | 4,353 | 0.06% | 26q | HELD |
| CONGRESS ASSET MANAGEMENT CO | $794.1K | 4,222 | 0.01% | 8q | HELD |
| Rosenberg Matthew Hamilton | $773.8K | 4,114 | 0.14% | 27q | +1.2%+$8.8K |
| Castleview Partners, LLC | $770.3K | 4,095 | 0.34% | 21q | +11.4%+$79.0K |
| Investment Partners Asset Management, Inc. | $753.1K | 2,004 | 0.41% | 9q | HELD |
| Whalen Wealth Management Inc. | $744.6K | 3,959 | 0.32% | 4q | -29.6%-$312.4K |
| SILVIA MCCOLL WEALTH MANAGEMENT, LLC | $710.4K | 3,777 | 0.43% | 16q | HELD |
| INSPIRION WEALTH ADVISORS, LLC | $706.2K | 3,755 | 0.08% | 4q | HELD |
| Bullock Wealth Management Group | $690.8K | 3,674 | 0.29% | 11q | -3.0%-$21.4K |
| PARK NATIONAL CORP /OH/ | $654.3K | 3,479 | 0.02% | 26q | -15.4%-$119.2K |
| AMERICAN NATIONAL BANK & TRUST | $587.8K | 3,125 | 0.05% | 23q | -6.7%-$42.3K |
| Tactive Advisors, LLC | $571.2K | 3,037 | 0.14% | 7q | -5.4%-$32.9K |
| New Covenant Trust Company, N.A. | $551.8K | 2,934 | 0.38% | 11q | +15.4%+$73.5K |
| Sound Income Strategies, LLC | $533.1K | 2,844 | 0.02% | 32q | -2.8%-$15.6K |
| CoreCap Advisors, LLC | $528.3K | 2,808 | 0.02% | 9q | +4.0%+$20.1K |
| Graves Light Lenhart Wealth, Inc. | $524.7K | 2,790 | 0.05% | 8q | HELD |
| FELL CAPITAL MANAGEMENT /ADV | $502.2K | 2,670 | 0.43% | 4q | HELD |
| LEGACY SOLUTIONS, LLC | $492.3K | 2,617 | 0.38% | 8q | -4.6%-$23.7K |
| Veracity Capital LLC | $484.2K | 2,575 | 0.13% | 10q | +22.9%+$90.3K |
| Montz Harcus Wealth Management LLC | $431.7K | 2,295 | 0.15% | 11q | +0.6%+$2.6K |
| Kaizen Financial Strategies | $428.6K | 2,279 | 0.17% | 23q | HELD |
| Mirador Capital Partners LP | $398.7K | 2,120 | 0.05% | 8q | HELD |
| Bangor Savings Bank | $388.6K | 2,066 | 0.03% | 18q | HELD |
| BAKER TILLY WEALTH MANAGEMENT, LLC | $382.0K | 2,031 | 0.07% | 24q | -17.6%-$81.8K |
| Balefire, LLC | $370.0K | 1,967 | 0.06% | 7q | -4.7%-$18.1K |
| Canandaigua National Trust Co of Florida | $361.3K | 1,921 | 0.20% | new | NEW |
| Allen Mooney & Barnes Investment Advisors LLC | $359.9K | 1,914 | 0.05% | 17q | -13.4%-$55.8K |
| TITLEIST ASSET MANAGEMENT, LLC | $354.2K | 1,883 | 0.02% | 13q | +6.3%+$21.1K |
| RIVERSEDGE ADVISORS, LLC | $348.9K | 1,855 | 0.04% | 2q | +10.3%+$32.5K |
| CHAPIN DAVIS, INC. | $338.3K | 1,799 | 0.07% | 16q | +1.1%+$3.8K |
| Quintet Private Bank (Europe) S.A. | $317.5K | 1,688 | 0.01% | new | NEW |
| CENTRAL BANK & TRUST CO | $316.4K | 1,682 | 0.05% | 32q | -2.6%-$8.5K |
| DIVERSIFIED MANAGEMENT INC | $313.9K | 1,669 | 0.05% | 4q | +1.7%+$5.3K |
| JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC | $308.2K | 1,638 | 0.22% | 4q | +11.4%+$31.4K |
| ARMSTRONG ADVISORY GROUP, INC | $308.2K | 1,638 | 0.02% | 16q | HELD |
| ARGUS INVESTORS' COUNSEL, INC. | $274.6K | 1,460 | 0.21% | 32q | HELD |
| Aletheian Wealth Advisors LLC | $268.8K | 1,429 | 0.11% | 2q | +0.9%+$2.4K |
| Dakota Community Bank & Trust NA | $256.2K | 1,362 | 0.74% | 10q | HELD |
| RVW Wealth, LLC | $253.0K | 1,345 | 0.02% | 7q | HELD |
| City Center Advisors, LLC | $246.8K | 1,312 | 0.19% | new | NEW |
| Sunburst Financial Group, LLC | $230.6K | 1,226 | 0.04% | 4q | HELD |
| Worth Asset Management, LLC | $222.3K | 1,182 | 0.06% | 2q | -4.2%-$9.8K |
| Friday Financial | $220.3K | 1,172 | 0.04% | 2q | +4.2%+$8.8K |
| Kearns & Associates LLC | $211.6K | 1,125 | 0.10% | 6q | -25.0%-$70.5K |
| DAVIDSON TRUST CO | $209.1K | 1,112 | 0.08% | 2q | HELD |
| Vilga Financial Planning LLC | $203.5K | 1,082 | 0.12% | 2q | +2.3%+$4.5K |
| General Partner, Inc. | $198.8K | 1,057 | 0.11% | 15q | HELD |
| Trust Co | $148.6K | 790 | 0.01% | 8q | +3.5%+$5.1K |
| GK Wealth Management LLC | $145.8K | 776 | 0.08% | 2q | -32.8%-$71.0K |
| Horrell Capital Management, Inc. | $109.7K | 583 | 0.06% | 32q | HELD |
| GoalVest Advisory LLC | $108.9K | 579 | 0.02% | 7q | +7.8%+$7.9K |
| Wealth Enhancement Trust Services, Inc. | $89.2K | 474 | 0.01% | 4q | -83.5%-$450.8K |
| ELEVATION WEALTH PARTNERS, LLC | $77.1K | 410 | 0.02% | 5q | +42.4%+$22.9K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-15 | 13D/A | MITSUBISHI UFJ FINANCIAL GROUP, INC. | 24.1% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-04-16 | SAPERSTEIN ANDREW M | Co-President | Sold | 51,668 | $9.7M ×6 |
| 2026-07-17 | Pizzi Michael A. | Head Technology & Operations | Sold | 24,165 | $5.2M ×2 |
| 2026-07-16 | YESHAYA SHARON | Chief Financial Officer | Sold | 15,554 | $3.5M ×2 |
| 2026-04-16 | CRAWLEY MANDELL | Chief Client Officer | Sold | 16,129 | $3.0M ×3 |
| 2026-04-17 | SIMKOWITZ DANIEL A | Co-President | Sold | 14,690 | $2.8M |
| 2026-04-20 | GROSSMAN ERIC F | Chief Legal/Admin Officer | Sold | 11,118 | $2.1M ×2 |
| 2026-07-28 | SCHAPIRO MARY L | Director | Sold | 1,000 | $212.1K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 116 | $715.7M | 3,802,590 | 7 | 32 | 42 | 0.1% |
| Q2 2026 | 2,753 | $315.4B | 1,487,944,481 | 337 | 1,017 | 835 | 2.7% |
| Q1 2026 | 2,501 | $227.2B | 1,347,799,237 | 138 | 950 | 855 | 2.5% |
| Q4 2025 | 2,541 | $248.2B | 1,358,255,542 | 222 | 868 | 757 | 2.8% |
| Q3 2025 | 2,282 | $226.3B | 1,372,450,896 | 175 | 777 | 753 | 3.6% |
| Q2 2025 | 2,227 | $199.4B | 1,362,906,890 | 226 | 808 | 705 | 3.8% |
| Q1 2025 | 2,113 | $166.1B | 1,370,407,515 | 153 | 813 | 682 | 3.8% |
| Q4 2024 | 2,133 | $179.0B | 1,360,868,265 | 211 | 634 | 731 | 4.5% |
| Q3 2024 | 1,896 | $152.7B | 1,393,263,490 | 154 | 685 | 610 | 4.9% |
| Q2 2024 | 1,843 | $143.1B | 1,400,924,928 | 145 | 656 | 599 | 4.9% |
| Q1 2024 | 1,817 | $141.6B | 1,421,606,995 | 136 | 634 | 640 | 5.5% |
| Q4 2023 | 1,786 | $143.3B | 1,444,630,586 | 139 | 549 | 691 | 6.0% |
| Q3 2023 | 1,680 | $119.0B | 1,386,938,991 | 97 | 600 | 569 | 4.8% |
| Q2 2023 | 1,704 | $124.3B | 1,394,862,108 | 103 | 591 | 625 | 4.2% |
| Q1 2023 | 1,688 | $132.9B | 1,465,239,285 | 123 | 593 | 593 | 4.3% |
| Q4 2022 | 1,692 | $127.1B | 1,423,124,763 | 140 | 541 | 563 | 4.8% |
| Q3 2022 | 1,591 | $118.6B | 1,434,503,037 | 98 | 569 | 565 | 4.4% |
| Q2 2022 | 1,612 | $114.0B | 1,441,481,165 | 98 | 546 | 607 | 3.8% |
| Q1 2022 | 1,682 | $134.6B | 1,476,204,395 | 126 | 621 | 577 | 4.1% |
| Q4 2021 | 1,723 | $156.8B | 1,503,445,916 | 118 | 600 | 550 | 5.9% |
| Q3 2021 | 1,595 | $156.1B | 1,528,070,302 | 114 | 489 | 605 | 4.7% |
| Q2 2021 | 1,564 | $149.9B | 1,569,071,217 | 133 | 527 | 569 | 4.0% |
| Q1 2021 | 1,523 | $128.7B | 1,593,765,717 | 218 | 583 | 443 | 3.9% |
| Q4 2020 | 1,385 | $117.0B | 1,589,478,391 | 239 | 575 | 312 | 5.9% |
| Q3 2020 | 1,156 | $71.6B | 1,407,379,284 | 118 | 397 | 374 | 5.0% |
| Q2 2020 | 1,117 | $72.1B | 1,419,343,274 | 186 | 361 | 366 | 4.9% |
| Q1 2020 | 1,043 | $49.4B | 1,390,147,747 | 131 | 348 | 365 | 4.3% |
| Q4 2019 | 1,101 | $74.2B | 1,374,237,125 | 110 | 318 | 386 | 5.4% |
| Q3 2019 | 1,023 | $61.9B | 1,377,447,466 | 87 | 330 | 367 | 5.1% |
| Q2 2019 | 1,028 | $66.6B | 1,411,031,819 | 82 | 326 | 372 | 6.1% |
| Q1 2019 | 1,052 | $63.3B | 1,432,204,515 | 91 | 336 | 392 | 4.5% |
| Q4 2018 | 1,055 | $61.7B | 1,473,320,023 | 13 | 15 | 17 | 4.9% |