NYLI MACKAY DEFINEDTERM MUNI (MMD)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
66
Reporting holders
$88.1M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | $11.3M | 728,962 | 0.32% | 7q | -1.0%-$109.8K |
| RAYMOND JAMES FINANCIAL INC | $10.5M | 676,967 | 0.00% | 7q | HELD |
| MORGAN STANLEY | $7.5M | 483,912 | 0.00% | 35q | +7.1%+$496.7K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $7.1M | 458,692 | 3.14% | 3q | +6.1%+$405.9K |
| GUGGENHEIM CAPITAL LLC | $6.4M | 413,332 | 0.04% | 21q | -4.4%-$297.7K |
| BANK OF AMERICA CORP /DE/ | $5.0M | 321,161 | 0.00% | 31q | +1.0%+$48.4K |
| WELLS FARGO & COMPANY/MN | $4.4M | 281,468 | 0.00% | 31q | -47.2%-$3.9M |
| Noble Wealth Management PBC | $1.9M | 124,708 | 0.87% | 6q | +3.9%+$73.0K |
| Kestra Advisory Services, LLC | $1.7M | 112,179 | 0.01% | 3q | +627.4%+$1.5M |
| ROYAL BANK OF CANADA | $1.6M | 106,326 | 0.00% | 31q | -28.4%-$652.5K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.6M | 104,582 | 0.00% | 6q | +102.5%+$820.6K |
| NewEdge Advisors, LLC | $1.6M | 103,674 | 0.00% | new | NEW |
| ProVise Management Group, LLC | $1.6M | 103,033 | 0.11% | 30q | +7.7%+$114.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.5M | 99,375 | 0.07% | 3q | +44.9%+$477.6K |
| Invesco Ltd. | $1.5M | 93,876 | 0.00% | 3q | +49.9%+$484.2K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 91,377 | 0.00% | 7q | -2.8%-$40.6K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $1.4M | 87,267 | 0.08% | 11q | HELD |
| LPL Financial LLC | $1.3M | 83,453 | 0.00% | 31q | +32.1%+$314.0K |
| Advisors Asset Management, Inc. | $1.2M | 78,096 | 0.02% | new | NEW |
| Intellus Advisors LLC | $1.1M | 69,702 | 0.13% | 7q | -5.8%-$66.0K |
| Rockefeller Capital Management L.P. | $992.7K | 64,045 | 0.00% | 5q | +165.9%+$619.4K |
| Thomas J. Herzfeld Advisors, Inc. | $940.7K | 60,688 | 0.29% | 7q | +36.7%+$252.5K |
| Hopwood Nicholas Hunter | $939.5K | 60,615 | 0.26% | 3q | -16.5%-$185.7K |
| Worthington Financial Partners, LLC | $806.9K | 52,059 | 0.67% | 3q | -7.1%-$61.6K |
| Whipplewood Advisors, LLC | $789.0K | 50,902 | 0.53% | 7q | +4.3%+$32.4K |
| 1607 Capital Partners, LLC | $788.7K | 50,886 | 0.07% | 3q | +30.2%+$182.9K |
| Bank of New York Mellon Corp | $772.2K | 49,818 | 0.00% | 3q | +33.7%+$194.8K |
| Ackerman Capital Advisors, LLC | $718.6K | 46,364 | 0.14% | 7q | +6.2%+$41.7K |
| AQR CAPITAL MANAGEMENT LLC | $660.6K | 42,619 | 0.00% | 6q | +1.3%+$8.7K |
| UBS Group AG | $657.9K | 42,448 | 0.00% | 31q | -15.9%-$124.1K |
| OSAIC HOLDINGS, INC. | $583.3K | 37,633 | 0.00% | 26q | +2.0%+$11.3K |
| Rareview Capital LLC | $574.1K | 38,814 | 0.32% | 2q | +260.5%+$414.8K |
| Steward Partners Investment Advisory, LLC | $546.2K | 35,240 | 0.00% | 31q | +50.3%+$182.8K |
| XML Financial, LLC | $503.8K | 32,505 | 0.04% | 16q | HELD |
| AMERIPRISE FINANCIAL INC | $498.0K | 32,127 | 0.00% | 31q | -23.4%-$152.1K |
| &PARTNERS | $459.8K | 29,666 | 0.00% | 3q | -10.2%-$52.3K |
| Global Endowment Management, LP | $409.0K | 26,413 | 0.04% | 5q | -12.0%-$55.5K |
| WealthPLAN Partners, LLC | $381.1K | 24,590 | 0.07% | 5q | -6.9%-$28.4K |
| Plancorp, LLC | $363.3K | 23,807 | 0.01% | 6q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $311.2K | 20,078 | 0.00% | 31q | -18.8%-$72.0K |
| MGO ONE SEVEN LLC | $303.1K | 19,557 | 0.01% | 2q | +9.2%+$25.6K |
| Scarborough Advisors, LLC | $300.0K | 19,530 | 0.03% | 3q | HELD |
| Arlington Capital Management, Inc. | $289.8K | 18,694 | 0.18% | 4q | +7.2%+$19.4K |
| Clear Street Group Inc. | $250.1K | 16,134 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $227.2K | 14,658 | 0.00% | 31q | -24.6%-$74.0K |
| Cetera Investment Advisers | $220.6K | 14,231 | 0.00% | 6q | +9.8%+$19.7K |
| Compass Financial Group, INC/SD | $217.2K | 14,014 | 0.02% | 15q | HELD |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $216.0K | 13,937 | 0.15% | 7q | -21.5%-$59.1K |
| Cerity Partners LLC | $215.4K | 13,894 | 0.00% | 2q | HELD |
| Equitable Holdings, Inc. | $208.0K | 13,419 | 0.00% | 18q | -12.6%-$29.9K |
| Main Street Financial Solutions, LLC | $191.5K | 12,353 | 0.01% | 6q | -10.2%-$21.8K |
| NOMURA HOLDINGS INC | $189.1K | 12,200 | 0.00% | 3q | -27.1%-$70.4K |
| OPPENHEIMER & CO INC | $174.3K | 11,242 | 0.00% | 2q | +10.1%+$16.0K |
| Arax Advisory Partners | $169.3K | 10,922 | 0.00% | 4q | +22.4%+$31.0K |
| Beacon Pointe Advisors, LLC | $161.4K | 10,415 | 0.00% | new | NEW |
| Pasadena Private Wealth, LLC | $155.0K | 10,000 | 0.02% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $73.2K | 4,720 | 0.00% | 2q | HELD |
| CoreCap Advisors, LLC | $60.6K | 3,910 | 0.00% | 10q | HELD |
| PlanVest Financial, Inc | $60.5K | 3,900 | 0.04% | 2q | HELD |
| FIFTH THIRD BANCORP | $56.5K | 3,647 | 0.00% | 2q | HELD |
| KELLEHER FINANCIAL ADVISORS | $28.5K | 1,840 | 0.00% | 4q | +100.0%+$14.3K |
| Smallwood Wealth Investment Management, LLC | $11.5K | 745 | 0.01% | 6q | HELD |
| Farther Finance Advisors, LLC | $7.8K | 500 | 0.00% | 12q | HELD |
| Integrated Wealth Concepts LLC | $3.1K | 200 | 0.00% | new | NEW |
| IMA Advisory Services, Inc. | $1.5K | 94 | 0.00% | new | NEW |
| PARK AVENUE SECURITIES LLC | $1.2K | 79,707 | 0.01% | 7q | -4.1% |
| Cambridge Investment Research Advisors, Inc. | $1.2K | 75,210 | 0.00% | new | NEW |
| COHEN & STEERS, INC. | $698 | 45,000 | 0.00% | 6q | HELD |
| CENTAURUS FINANCIAL, INC. | $353 | 22,786 | 0.01% | 5q | -6.2% |
| Measured Wealth Private Client Group, LLC | $217 | 14 | 0.00% | 4q | HELD |
| FNY Investment Advisers, LLC | $9 | 600 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 66 | $88.1M | 5,688,229 | 6 | 26 | 19 | 0.0% |
| Q1 2026 | 65 | $82.1M | 5,527,363 | 6 | 20 | 19 | 0.0% |
| Q4 2025 | 71 | $82.4M | 5,540,777 | 16 | 19 | 17 | 0.0% |
| Q3 2025 | 57 | $68.1M | 4,503,271 | 8 | 16 | 17 | 0.0% |
| Q2 2025 | 54 | $66.6M | 4,505,401 | 4 | 18 | 19 | 0.0% |
| Q1 2025 | 58 | $61.7M | 4,091,333 | 12 | 19 | 19 | 0.0% |
| Q4 2024 | 57 | $56.6M | 3,787,877 | 16 | 8 | 22 | 0.0% |
| Q3 2024 | 59 | $105.6M | 6,264,013 | 5 | 15 | 22 | 0.0% |
| Q2 2024 | 59 | $111.2M | 6,710,748 | 2 | 20 | 22 | 0.0% |
| Q1 2024 | 66 | $124.9M | 7,640,854 | 8 | 18 | 24 | 0.0% |
| Q4 2023 | 65 | $115.4M | 7,101,263 | 13 | 9 | 29 | 0.0% |
| Q3 2023 | 53 | $94.5M | 5,938,624 | 5 | 19 | 17 | 0.0% |
| Q2 2023 | 51 | $104.3M | 6,108,519 | 6 | 21 | 11 | 0.0% |
| Q1 2023 | 51 | $105.0M | 6,039,991 | 5 | 24 | 13 | 0.0% |
| Q4 2022 | 53 | $91.8M | 5,720,910 | 7 | 18 | 21 | 0.0% |
| Q3 2022 | 56 | $94.2M | 6,042,532 | 15 | 25 | 13 | 0.0% |
| Q2 2022 | 48 | $97.6M | 5,377,140 | 7 | 20 | 17 | 0.0% |
| Q1 2022 | 51 | $102.4M | 5,463,455 | 3 | 25 | 13 | 0.0% |
| Q4 2021 | 57 | $114.5M | 5,241,744 | 7 | 22 | 14 | 0.0% |
| Q3 2021 | 49 | $118.2M | 5,404,020 | 5 | 24 | 10 | 0.0% |
| Q2 2021 | 49 | $113.8M | 5,090,011 | 5 | 22 | 12 | 0.0% |
| Q1 2021 | 50 | $116.6M | 5,259,203 | 6 | 26 | 6 | 0.0% |
| Q4 2020 | 48 | $104.5M | 4,802,437 | 6 | 20 | 11 | 0.0% |
| Q3 2020 | 40 | $94.2M | 4,545,478 | 2 | 16 | 15 | 0.0% |
| Q2 2020 | 40 | $92.6M | 4,546,723 | 4 | 22 | 8 | 0.0% |
| Q1 2020 | 40 | $80.2M | 4,172,154 | 6 | 19 | 11 | 0.0% |
| Q4 2019 | 41 | $87.4M | 4,154,370 | 2 | 21 | 10 | 0.0% |
| Q3 2019 | 42 | $87.1M | 4,154,344 | 3 | 19 | 9 | 0.0% |
| Q2 2019 | 43 | $88.0M | 4,216,672 | 2 | 18 | 12 | 0.0% |
| Q1 2019 | 45 | $87.2M | 4,289,661 | 3 | 15 | 14 | 0.0% |
| Q4 2018 | 45 | $84.0M | 4,304,414 | 1 | 2 | 0 | 0.0% |