MIDCAP FINANCIAL INVSTMNT CO (MFIC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
164
Reporting holders
$317.0M
Reported value
37.8%
Of shares outstanding
1.0%
Held as options
-10
Holder change
Institutions report 31,132,725 shares against 82,372,628 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | $32.6M | 3,237,783 | 0.31% | 31q | HELD |
| Apollo Management Holdings, L.P. | $23.7M | 2,348,753 | 0.26% | 31q | HELD |
| VAN ECK ASSOCIATES CORP | $21.2M | 2,104,647 | 0.01% | 31q | +16.2%+$3.0M |
| SOROS FUND MANAGEMENT LLC | $19.6M | 1,944,500 | 0.24% | 2q | HELD |
| UBS Group AG | $19.5M | 1,929,691 | 0.00% | 31q | +6.1%+$1.1M |
| Next Capital Management LLC | $19.1M | 1,899,667 | 5.17% | 8q | +1.5%+$282.4K |
| MORGAN STANLEY | $15.4M | 1,530,893 | 0.00% | 31q | -5.2%-$844.0K |
| Russell Investments Group, Ltd. | $11.5M | 1,141,719 | 0.01% | 3q | +45.8%+$3.6M |
| WELLINGTON MANAGEMENT GROUP LLP | $10.9M | 1,078,291 | 0.00% | new | NEW |
| Invesco Ltd. | $10.6M | 1,052,384 | 0.00% | 31q | -18.7%-$2.4M |
| Legal & General Group Plc | $8.0M | 789,579 | 0.00% | 31q | +8.8%+$646.5K |
| Muzinich & Co., Inc. | $7.5M | 744,421 | 2.56% | 31q | +3.9%+$281.5K |
| Sumitomo Mitsui Trust Group, Inc. | $5.5M | 549,575 | 0.00% | 26q | HELD |
| RAYMOND JAMES FINANCIAL INC | $5.3M | 527,873 | 0.00% | 7q | -13.1%-$802.5K |
| CURA WEALTH ADVISORS, LLC | $5.2M | 512,823 | 2.21% | 7q | -16.5%-$1.0M |
| FRANKLIN RESOURCES INC | $4.5M | 441,518 | 0.00% | 10q | +3.0%+$129.8K |
| Beach Point Capital Management LP | $4.4M | 440,361 | 1.72% | new | NEW |
| CONDOR CAPITAL MANAGEMENT | $4.4M | 431,882 | 0.33% | 23q | -0.5%-$23.6K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $4.2M | 414,657 | 2.09% | 11q | +4.7%+$186.3K |
| Ethos Financial Group, LLC | $3.9M | 391,814 | 0.26% | 15q | HELD |
| Foundations Investment Advisors, LLC | $3.9M | 387,610 | 0.04% | 8q | -10.6%-$463.0K |
| BlackRock, Inc. | $3.9M | 383,938 | 0.00% | 8q | -4.9%-$200.9K |
| D.A. DAVIDSON & CO. | $3.8M | 374,284 | 0.02% | 20q | +3.7%+$135.8K |
| CITADEL ADVISORS LLC | $3.4M | 245,485 | 0.00% | 31q | +776.8%+$3.0M |
| WELLS FARGO & COMPANY/MN | $3.1M | 302,773 | 0.00% | 31q | -49.2%-$3.0M |
| United Advisor Group, LLC | $2.7M | 264,846 | 0.28% | 10q | -1.9%-$52.5K |
| Advisors Asset Management, Inc. | $2.5M | 245,688 | 0.04% | 13q | -3.8%-$96.7K |
| LPL Financial LLC | $2.4M | 236,649 | 0.00% | 31q | -9.6%-$253.0K |
| Saba Capital Management, L.P. | $2.2M | 215,136 | 0.06% | new | NEW |
| ROYAL BANK OF CANADA | $2.1M | 213,203 | 0.00% | 31q | -0.8%-$16.8K |
| LAZARD ASSET MANAGEMENT LLC | $2.1M | 207,239 | 0.00% | 7q | +152.6%+$1.3M |
| Naviter Wealth, LLC | $1.9M | 187,298 | 0.17% | 7q | -5.2%-$102.6K |
| NEUBERGER BERMAN GROUP LLC | $1.9M | 186,679 | 0.00% | 17q | -8.6%-$176.2K |
| Cerity Partners LLC | $1.5M | 151,634 | 0.00% | 3q | +105.7%+$785.5K |
| TWO SIGMA INVESTMENTS, LP | $1.5M | 146,152 | 0.00% | 28q | -41.2%-$1.0M |
| Almitas Capital LLC | $1.4M | 140,477 | 0.34% | 8q | HELD |
| Crawford Fund Management, LLC | $1.4M | options only | 0.21% | 8q | OPTIONS |
| J.W. COLE ADVISORS, INC. | $1.3M | 133,313 | 0.02% | 8q | +0.5%+$7.0K |
| SHARPEPOINT LLC | $1.3M | 132,029 | 0.67% | 7q | +6.3%+$79.1K |
| DNB Asset Management AS | $1.3M | 127,082 | 0.00% | 31q | -17.1%-$264.9K |
| BANK OF AMERICA CORP /DE/ | $1.2M | 122,100 | 0.00% | 31q | -4.8%-$62.2K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.2M | 118,551 | 0.02% | 8q | +1.2%+$13.8K |
| OSAIC HOLDINGS, INC. | $1.2M | 118,353 | 0.00% | 26q | -10.0%-$132.3K |
| ENVESTNET ASSET MANAGEMENT INC | $1.1M | 108,333 | 0.00% | 8q | +58.2%+$401.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M | 27,224 | 0.00% | 31q | +71.5%+$433.9K |
| Focus Partners Wealth | $1.0M | 102,066 | 0.00% | 3q | -21.9%-$289.3K |
| Arkadios Wealth Advisors | $1.0M | 101,306 | 0.02% | 23q | HELD |
| Y-Intercept (Hong Kong) Ltd | $995.3K | 98,743 | 0.02% | new | NEW |
| Bayshore Capital Advisors, LLC | $983.6K | 97,580 | 0.46% | 2q | +143.9%+$580.4K |
| Balyasny Asset Management L.P. | $975.8K | 96,801 | 0.00% | 2q | +14.2%+$121.2K |
| Hennion & Walsh Asset Management, Inc. | $809.3K | 80,291 | 0.02% | 19q | -12.1%-$111.7K |
| STEPHENS INC /AR/ | $805.0K | 79,860 | 0.01% | 8q | HELD |
| XTX Topco Ltd | $784.3K | 77,805 | 0.01% | 3q | -77.3%-$2.7M |
| Garner Asset Management Corp | $749.7K | 74,376 | 0.24% | 6q | -14.1%-$123.0K |
| Sigma Planning Corp | $732.6K | 72,677 | 0.02% | 31q | -1.2%-$8.9K |
| Lido Advisors, LLC | $700.9K | 69,529 | 0.00% | 11q | +3.4%+$23.3K |
| VARCOV Co. | $697.5K | 69,192 | 0.26% | 3q | -61.3%-$1.1M |
| Camelot Portfolios, LLC | $631.5K | 62,646 | 0.44% | 31q | +8.6%+$50.0K |
| Millennium Capital Advisors, LLC | $623.2K | 61,822 | 0.34% | 11q | HELD |
| Capital Investment Advisors, LLC | $557.5K | 55,306 | 0.01% | 8q | -3.5%-$20.4K |
| DENALI ADVISORS LLC | $549.9K | 54,554 | 0.06% | 8q | -8.7%-$52.2K |
| PRINCIPAL SECURITIES, INC. | $547.4K | 54,303 | 0.01% | 11q | +19.6%+$89.6K |
| Headlands Technologies LLC | $522.3K | 51,819 | 0.06% | 2q | +304.1%+$393.1K |
| CIDEL ASSET MANAGEMENT INC | $507.0K | 50,300 | 0.02% | new | NEW |
| Alpine Global Management, LLC | $459.0K | 45,537 | 0.07% | 2q | -38.3%-$284.5K |
| NewGen Asset Management Ltd | $453.6K | 45,000 | 0.19% | 2q | +28.6%+$100.8K |
| Virtus Investment Advisers, LLC | $433.9K | 43,045 | 0.10% | 6q | -22.0%-$122.6K |
| LeClair Wealth Partners LLC | $412.1K | 40,885 | 0.21% | new | NEW |
| PANORAMIC INVESTMENT ADVISORS, LLC | $411.1K | 40,780 | 0.20% | 12q | -24.0%-$129.5K |
| TCFG Investment Advisors, LLC | $408.0K | 40,474 | 0.14% | 2q | -4.4%-$18.9K |
| CAXTON ASSOCIATES LLP | $399.7K | 39,649 | 0.01% | 6q | +17.5%+$59.6K |
| STIFEL FINANCIAL CORP | $388.9K | 38,582 | 0.00% | 31q | +4.2%+$15.8K |
| MERIDIAN INVESTMENT COUNSEL INC. | $388.7K | 38,558 | 0.08% | 30q | -1.4%-$5.6K |
| Schonfeld Strategic Advisors LLC | $379.9K | 37,693 | 0.00% | new | NEW |
| SHUFRO ROSE & CO LLC | $375.7K | 37,267 | 0.02% | 7q | HELD |
| VICTORY CAPITAL MANAGEMENT INC | $372.2K | 36,922 | 0.00% | 2q | -94.4%-$6.2M |
| Arete Wealth Advisors, LLC | $359.3K | 35,649 | 0.01% | 16q | +86.3%+$166.5K |
| Closed-End Fund Advisors, Inc. | $332.3K | 32,967 | 0.32% | 3q | -2.7%-$9.1K |
| Trexquant Investment LP | $311.0K | 30,856 | 0.00% | new | NEW |
| Brevan Howard Capital Management LP | $305.7K | 30,326 | 0.00% | 6q | -30.2%-$132.0K |
| JPMORGAN CHASE & CO | $297.0K | 29,522 | 0.00% | 12q | HELD |
| AMERIPRISE FINANCIAL INC | $291.4K | 28,906 | 0.00% | 31q | -81.1%-$1.3M |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $264.6K | 26,147 | 0.02% | 26q | +1.0%+$2.5K |
| TRUIST FINANCIAL CORP | $263.4K | 26,127 | 0.00% | 11q | +20.0%+$43.8K |
| Tyche Wealth Partners LLC | $262.1K | 26,000 | 0.04% | 8q | +10.6%+$25.2K |
| &PARTNERS | $242.7K | 24,077 | 0.00% | 7q | +36.3%+$64.6K |
| Steward Partners Investment Advisory, LLC | $237.2K | 23,532 | 0.00% | 29q | -18.3%-$53.1K |
| DKM Wealth Management, Inc. | $236.9K | 23,500 | 0.15% | 7q | HELD |
| Cetera Investment Advisers | $227.3K | 22,547 | 0.00% | 10q | -1.7%-$3.9K |
| Generali Investments CEE, investicni spolecnost, a.s. | $224.6K | 22,281 | 0.01% | 6q | HELD |
| Stratos Wealth Partners, LTD. | $223.8K | 22,200 | 0.00% | 4q | -0.6%-$1.3K |
| B. Riley Wealth Advisors, Inc. | $201.3K | 20,014 | 0.01% | 5q | HELD |
| Squarepoint Ops LLC | $200.9K | 19,932 | 0.00% | 3q | -24.1%-$63.6K |
| HighTower Advisors, LLC | $200.8K | 19,925 | 0.00% | 28q | -74.3%-$581.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $189.1K | 18,756 | 0.00% | 31q | -42.5%-$139.9K |
| Everstar Asset Management, LLC | $188.0K | 18,650 | 0.09% | 8q | HELD |
| Onyx Bridge Wealth Group LLC | $187.9K | 18,637 | 0.02% | 23q | +1.6%+$3.0K |
| ProShare Advisors LLC | $173.8K | 17,245 | 0.00% | 9q | -5.9%-$10.8K |
| Americana Partners, LLC | $170.9K | 16,952 | 0.00% | 3q | HELD |
| Private Advisor Group, LLC | $169.1K | 16,773 | 0.00% | new | NEW |
Showing the largest 100 of 171 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 164 | $317.0M | 31,132,725 | 24 | 47 | 55 | 1.0% |
| Q1 2026 | 174 | $342.6M | 29,901,328 | 27 | 53 | 50 | 1.9% |
| Q4 2025 | 185 | $334.7M | 28,789,917 | 27 | 52 | 59 | 1.6% |
| Q3 2025 | 169 | $308.9M | 25,441,531 | 21 | 51 | 44 | 1.2% |
| Q2 2025 | 159 | $326.0M | 25,576,091 | 18 | 62 | 33 | 1.0% |
| Q1 2025 | 157 | $279.3M | 21,489,020 | 19 | 60 | 36 | 1.1% |
| Q4 2024 | 158 | $317.1M | 23,336,055 | 11 | 55 | 43 | 0.7% |
| Q3 2024 | 162 | $307.6M | 22,752,607 | 60 | 59 | 16 | 0.9% |
| Q2 2024 | 111 | $260.0M | 16,979,427 | 18 | 35 | 28 | 1.1% |
| Q1 2024 | 112 | $316.2M | 19,754,095 | 14 | 38 | 27 | 6.1% |
| Q4 2023 | 109 | $246.6M | 17,650,864 | 14 | 32 | 26 | 2.1% |
| Q3 2023 | 104 | $190.3M | 13,560,936 | 10 | 35 | 27 | 2.0% |
| Q2 2023 | 102 | $165.8M | 12,962,306 | 11 | 25 | 35 | 1.8% |
| Q1 2023 | 100 | $152.7M | 13,161,650 | 7 | 37 | 22 | 1.7% |
| Q4 2022 | 104 | $127.4M | 10,835,842 | 18 | 28 | 28 | 3.2% |
| Q3 2022 | 122 | $196.1M | 18,733,534 | 16 | 35 | 39 | 2.3% |
| Q2 2022 | 123 | $200.8M | 18,060,496 | 13 | 39 | 28 | 3.0% |
| Q1 2022 | 128 | $264.3M | 19,371,667 | 20 | 38 | 34 | 3.1% |
| Q4 2021 | 130 | $297.9M | 22,419,900 | 16 | 37 | 34 | 3.7% |
| Q3 2021 | 119 | $269.4M | 19,951,190 | 14 | 45 | 26 | 3.9% |
| Q2 2021 | 125 | $302.8M | 21,388,880 | 16 | 38 | 41 | 3.6% |
| Q1 2021 | 131 | $311.0M | 21,855,470 | 18 | 35 | 44 | 3.6% |
| Q4 2020 | 134 | $260.2M | 22,845,340 | 31 | 32 | 36 | 6.7% |
| Q3 2020 | 115 | $204.6M | 23,308,865 | 7 | 41 | 34 | 5.8% |
| Q2 2020 | 138 | $233.9M | 23,173,879 | 25 | 41 | 42 | 5.2% |
| Q1 2020 | 145 | $160.3M | 23,308,061 | 27 | 37 | 46 | 1.8% |
| Q4 2019 | 146 | $441.4M | 25,030,204 | 19 | 46 | 37 | 1.1% |
| Q3 2019 | 143 | $427.9M | 26,372,245 | 21 | 39 | 43 | 0.9% |
| Q2 2019 | 148 | $468.7M | 29,078,315 | 26 | 37 | 45 | 2.0% |
| Q1 2019 | 150 | $439.6M | 28,795,730 | 22 | 40 | 48 | 0.8% |
| Q4 2018 | 161 | $395.7M | 31,198,613 | 12 | 0 | 0 | 2.2% |