LADENBURG THALMAN FIN SVCS I (LTS)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
97
Reporting holders
$207.8M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $29.8M | 8,576,738 | 0.00% | 5q | -1.4%-$410.4K |
| VANGUARD GROUP INC | $22.3M | 6,419,400 | 0.00% | 5q | +23.8%+$4.3M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $19.0M | 5,449,467 | 0.60% | new | NEW |
| Beryl Capital Management LLC | $16.8M | 4,823,765 | 2.71% | new | NEW |
| ARP AMERICAS LP | $13.5M | 3,868,583 | 0.68% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $11.0M | 3,151,889 | 0.00% | 5q | -7.2%-$854.1K |
| GEODE CAPITAL MANAGEMENT, LLC | $10.2M | 2,928,910 | 0.00% | 5q | +87.2%+$4.7M |
| GABELLI FUNDS LLC | $9.3M | 2,686,192 | 0.06% | new | NEW |
| STATE STREET CORP | $8.2M | 2,350,128 | 0.00% | 5q | +8.5%+$638.1K |
| NORTHERN TRUST CORP | $4.9M | 1,394,939 | 0.00% | 5q | HELD |
| CREDIT SUISSE AG/ | $4.7M | 1,343,654 | 0.00% | 5q | +1664.5%+$4.4M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $3.9M | 1,127,576 | 0.45% | new | NEW |
| Magnetar Financial LLC | $3.5M | 1,015,967 | 0.07% | new | NEW |
| OXFORD ASSET MANAGEMENT LLP | $3.4M | 969,674 | 0.09% | 5q | +833.1%+$3.0M |
| Paloma Partners Management Co | $3.1M | 882,593 | 0.05% | new | NEW |
| Nuveen Asset Management, LLC | $2.9M | 841,489 | 0.00% | 3q | -10.9%-$358.5K |
| RENAISSANCE TECHNOLOGIES LLC | $2.7M | 784,695 | 0.00% | 5q | +155.0%+$1.7M |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $2.7M | 771,100 | 0.04% | 5q | HELD |
| Qube Research & Technologies Ltd | $2.7M | 768,900 | 0.08% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $2.5M | 725,550 | 0.00% | 5q | +4.8%+$114.8K |
| GAM Holding AG | $2.3M | 664,000 | 0.11% | new | NEW |
| Bank of New York Mellon Corp | $2.3M | 647,208 | 0.00% | 5q | +10.4%+$211.3K |
| GAMCO INVESTORS, INC. ET AL | $2.1M | 604,216 | 0.02% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $1.9M | 555,692 | 0.01% | 5q | -74.1%-$5.5M |
| Alberta Investment Management Corp | $1.7M | 500,000 | 0.01% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $1.6M | 465,469 | 0.12% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $1.6M | 461,732 | 0.02% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.3M | 360,957 | 0.00% | 5q | -9.0%-$124.9K |
| K2 PRINCIPAL FUND, L.P. | $1.1M | 330,000 | 0.10% | new | NEW |
| TWO SIGMA ADVISERS, LP | $1.1M | 330,000 | 0.00% | 2q | +761.6%+$1.0M |
| SG Americas Securities, LLC | $975.0K | 280,086 | 0.01% | 2q | +1571.7%+$916.7K |
| Skandinaviska Enskilda Banken AB (publ) | $951.0K | 273,690 | 0.01% | new | NEW |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $696.0K | 200,000 | 0.00% | new | FIRST |
| Swiss National Bank | $693.0K | 199,039 | 0.00% | 5q | +4.2%+$27.9K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $631.0K | 181,446 | 0.00% | 5q | -0.8%-$5.1K |
| WELLS FARGO & COMPANY/MN | $624.0K | 179,254 | 0.00% | 5q | -51.2%-$654.7K |
| MORGAN STANLEY | $619.0K | 178,116 | 0.00% | 9q | +72.6%+$260.4K |
| UBS Group AG | $601.0K | 172,752 | 0.00% | 5q | +51.7%+$204.9K |
| GOLDMAN SACHS GROUP INC | $568.0K | 163,152 | 0.00% | 5q | +56.3%+$204.6K |
| RHUMBLINE ADVISERS | $512.0K | 147,038 | 0.00% | 5q | +1.4%+$7.1K |
| KLCM Advisors, Inc. | $427.0K | 122,747 | 0.09% | 5q | -50.0%-$427.0K |
| D. E. Shaw & Co., Inc. | $425.0K | 122,091 | 0.00% | 5q | -45.3%-$351.7K |
| BARCLAYS PLC | $413.0K | 118,762 | 0.00% | 4q | +102.8%+$209.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $335.0K | 96,200 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $333.0K | 95,628 | 0.00% | 5q | +110.8%+$175.1K |
| UBS ASSET MANAGEMENT AMERICAS INC | $266.2K | 76,484 | 0.00% | 5q | +54.4%+$93.8K |
| AMERICAN INTERNATIONAL GROUP INC | $259.0K | 74,387 | 0.00% | 5q | -0.8%-$2.2K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $254.0K | 72,875 | 0.00% | 5q | +2.3%+$5.7K |
| RAYMOND JAMES & ASSOCIATES | $249.0K | 71,568 | 0.00% | 5q | -20.5%-$64.3K |
| Coe Capital Management, LLC | $237.0K | 68,000 | 0.30% | 5q | HELD |
| ALLIANCEBERNSTEIN L.P. | $236.0K | 67,900 | 0.00% | 5q | -34.3%-$123.0K |
| Voya Investment Management LLC | $209.0K | 60,121 | 0.00% | 5q | +27.0%+$44.4K |
| BANK OF AMERICA CORP /DE/ | $198.0K | 57,112 | 0.00% | 5q | -78.9%-$740.5K |
| MACKAY SHIELDS LLC | $157.0K | 45,000 | 0.00% | 5q | -86.4%-$993.6K |
| DEUTSCHE BANK AG\ | $153.0K | 44,348 | 0.00% | 8q | +21.4%+$26.9K |
| Allworth Financial LP | $151.0K | 43,400 | 0.01% | 4q | HELD |
| Invesco Ltd. | $144.0K | 41,314 | 0.00% | 2q | +241.6%+$101.8K |
| Metropolitan Life Insurance Co/NY | $138.2K | 39,716 | 0.00% | 5q | +179.5%+$88.8K |
| Legal & General Group Plc | $135.0K | 38,728 | 0.00% | 5q | +13.1%+$15.6K |
| Parametric Portfolio Associates LLC | $130.0K | 37,389 | 0.00% | 5q | +0.9%+$1.2K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $125.0K | 35,785 | 0.00% | 5q | +15.1%+$16.4K |
| STRS OHIO | $123.0K | 35,600 | 0.00% | 5q | -50.0%-$123.0K |
| Stone Ridge Asset Management LLC | $119.0K | 34,214 | 0.01% | 5q | HELD |
| MetLife Investment Management, LLC | $105.3K | 30,267 | 0.00% | 5q | -48.2%-$98.2K |
| BROWN ADVISORY INC | $104.0K | 30,000 | 0.00% | 5q | HELD |
| CITIGROUP INC | $91.0K | 26,152 | 0.00% | 5q | -24.7%-$29.9K |
| LEVIN CAPITAL STRATEGIES, L.P. | $87.0K | 25,000 | 0.01% | new | NEW |
| AMALGAMATED BANK | $73.0K | 20,996 | 0.00% | 5q | +0.5% |
| TWO SIGMA INVESTMENTS, LP | $73.0K | 21,000 | 0.00% | 2q | -41.9%-$52.7K |
| GSA CAPITAL PARTNERS LLP | $69.0K | 19,799 | 0.01% | 5q | -65.9%-$133.2K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $69.0K | 19,950 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $62.6K | 17,993 | 0.00% | 5q | +5.8%+$3.4K |
| CITADEL ADVISORS LLC | $61.0K | 17,491 | 0.00% | 5q | -72.1%-$158.0K |
| PRUDENTIAL FINANCIAL INC | $60.0K | 17,283 | 0.00% | 5q | +23.4%+$11.4K |
| ProShare Advisors LLC | $56.0K | 16,105 | 0.00% | 5q | +19.0%+$8.9K |
| BANK OF MONTREAL /CAN/ | $55.0K | 16,085 | 0.00% | 5q | +40.9%+$16.0K |
| PRINCIPAL FINANCIAL GROUP INC | $55.0K | 15,823 | 0.00% | 5q | -10.0%-$6.1K |
| AMERIPRISE FINANCIAL INC | $50.0K | 14,142 | 0.00% | 5q | -65.1%-$93.2K |
| Bluefin Trading, LLC | $46.0K | 13,215 | 0.00% | new | NEW |
| Cedar Brook Financial Partners, LLC | $44.0K | 12,776 | 0.02% | 2q | +0.5% |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $40.0K | 11,382 | 0.00% | 5q | HELD |
| Leap Investments LP | $40.0K | 11,400 | 0.02% | new | NEW |
| LAZARD ASSET MANAGEMENT LLC | $37.0K | 10,667 | 0.00% | 2q | +76.9%+$16.1K |
| HSBC HOLDINGS PLC | $36.0K | 10,410 | 0.00% | 2q | -2.3% |
| Omnia Family Wealth, LLC | $35.0K | 10,000 | 0.02% | 5q | HELD |
| Ameritas Investment Partners, Inc. | $29.0K | 8,462 | 0.00% | 5q | HELD |
| Firestone Capital Management | $29.0K | 8,345 | 0.01% | new | FIRST |
| VERUS CAPITAL PARTNERS, LLC | $20.0K | 5,704 | 0.01% | new | FIRST |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $18.0K | 5,307 | 0.00% | new | NEW |
| Focused Wealth Management, Inc | $15.0K | 4,421 | 0.00% | 5q | +0.5% |
| Tower Research Capital LLC (TRC) | $10.0K | 2,956 | 0.00% | 5q | +51.1%+$3.4K |
| FIRST MANHATTAN CO | $7.0K | 2,155 | 0.00% | 5q | -18.3%-$1.6K |
| Advisor Group, Inc. | $4.0K | 1,064 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $3.0K | 1,000 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $3.0K | 1,000 | 0.00% | 5q | -99.0%-$300.0K |
| FEDERATED HERMES, INC. | $2.0K | 706 | 0.00% | new | NEW |
| Wealthcare Advisory Partners LLC | $1.0K | 257 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 97 | $207.8M | 59,703,738 | 21 | 35 | 25 | 0.0% |
| Q3 2019 | 95 | $81.0M | 34,193,473 | 12 | 38 | 25 | 0.0% |
| Q2 2019 | 94 | $115.4M | 33,640,110 | 11 | 42 | 22 | 0.0% |
| Q1 2019 | 96 | $92.3M | 32,598,110 | 11 | 32 | 28 | 0.0% |
| Q4 2018 | 91 | $75.0M | 32,192,369 | 5 | 0 | 2 | 0.0% |