LADENBURG THALMAN FIN SVCS I (LTS)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
97
Reporting holders
$207.8M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $29.8M | 8,576,738 | 0.00% | 5q | -1.4%-$410.4K |
| VANGUARD GROUP INC | $22.3M | 6,419,400 | 0.00% | 5q | +23.8%+$4.3M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $19.0M | 5,449,467 | 0.60% | new | NEW |
| Beryl Capital Management LLC | $16.8M | 4,823,765 | 2.71% | new | NEW |
| ARP AMERICAS LP | $13.5M | 3,868,583 | 0.68% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $11.0M | 3,151,889 | 0.00% | 5q | -7.2%-$854.1K |
| GEODE CAPITAL MANAGEMENT, LLC | $10.2M | 2,928,910 | 0.00% | 5q | +87.2%+$4.7M |
| GABELLI FUNDS LLC | $9.3M | 2,686,192 | 0.06% | new | NEW |
| STATE STREET CORP | $8.2M | 2,350,128 | 0.00% | 5q | +8.5%+$638.1K |
| NORTHERN TRUST CORP | $4.9M | 1,394,939 | 0.00% | 5q | HELD |
| CREDIT SUISSE AG/ | $4.7M | 1,343,654 | 0.00% | 5q | +1664.5%+$4.4M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $3.9M | 1,127,576 | 0.45% | new | NEW |
| Magnetar Financial LLC | $3.5M | 1,015,967 | 0.07% | new | NEW |
| OXFORD ASSET MANAGEMENT LLP | $3.4M | 969,674 | 0.09% | 5q | +833.1%+$3.0M |
| Paloma Partners Management Co | $3.1M | 882,593 | 0.05% | new | NEW |
| Nuveen Asset Management, LLC | $2.9M | 841,489 | 0.00% | 3q | -10.9%-$358.5K |
| RENAISSANCE TECHNOLOGIES LLC | $2.7M | 784,695 | 0.00% | 5q | +155.0%+$1.7M |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $2.7M | 771,100 | 0.04% | 5q | HELD |
| Qube Research & Technologies Ltd | $2.7M | 768,900 | 0.08% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $2.5M | 725,550 | 0.00% | 5q | +4.8%+$114.8K |
| GAM Holding AG | $2.3M | 664,000 | 0.11% | new | NEW |
| Bank of New York Mellon Corp | $2.3M | 647,208 | 0.00% | 5q | +10.4%+$211.3K |
| GAMCO INVESTORS, INC. ET AL | $2.1M | 604,216 | 0.02% | new | NEW |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $1.9M | 555,692 | 0.01% | 5q | -74.1%-$5.5M |
| Alberta Investment Management Corp | $1.7M | 500,000 | 0.01% | new | NEW |
| HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | $1.6M | 465,469 | 0.12% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $1.6M | 461,732 | 0.02% | new | NEW |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $1.3M | 360,957 | 0.00% | 5q | -9.0%-$124.9K |
| K2 PRINCIPAL FUND, L.P. | $1.1M | 330,000 | 0.10% | new | NEW |
| TWO SIGMA ADVISERS, LP | $1.1M | 330,000 | 0.00% | 2q | +761.6%+$1.0M |
| SG Americas Securities, LLC | $975.0K | 280,086 | 0.01% | 2q | +1571.7%+$916.7K |
| Skandinaviska Enskilda Banken AB (publ) | $951.0K | 273,690 | 0.01% | new | NEW |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $696.0K | 200,000 | 0.00% | new | FIRST |
| Swiss National Bank | $693.0K | 199,039 | 0.00% | 5q | +4.2%+$27.9K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $631.0K | 181,446 | 0.00% | 5q | -0.8%-$5.1K |
| WELLS FARGO & COMPANY/MN | $624.0K | 179,254 | 0.00% | 5q | -51.2%-$654.7K |
| MORGAN STANLEY | $619.0K | 178,116 | 0.00% | 9q | +72.6%+$260.4K |
| UBS Group AG | $601.0K | 172,752 | 0.00% | 5q | +51.7%+$204.9K |
| GOLDMAN SACHS GROUP INC | $568.0K | 163,152 | 0.00% | 5q | +56.3%+$204.6K |
| RHUMBLINE ADVISERS | $512.0K | 147,038 | 0.00% | 5q | +1.4%+$7.1K |
| KLCM Advisors, Inc. | $427.0K | 122,747 | 0.09% | 5q | -50.0%-$427.0K |
| D. E. Shaw & Co., Inc. | $425.0K | 122,091 | 0.00% | 5q | -45.3%-$351.7K |
| BARCLAYS PLC | $413.0K | 118,762 | 0.00% | 4q | +102.8%+$209.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $335.0K | 96,200 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $333.0K | 95,628 | 0.00% | 5q | +110.8%+$175.1K |
| UBS ASSET MANAGEMENT AMERICAS INC | $266.2K | 76,484 | 0.00% | 5q | +54.4%+$93.8K |
| AMERICAN INTERNATIONAL GROUP INC | $259.0K | 74,387 | 0.00% | 5q | -0.8%-$2.2K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $254.0K | 72,875 | 0.00% | 5q | +2.3%+$5.7K |
| RAYMOND JAMES & ASSOCIATES | $249.0K | 71,568 | 0.00% | 5q | -20.5%-$64.3K |
| Coe Capital Management, LLC | $237.0K | 68,000 | 0.30% | 5q | HELD |
| ALLIANCEBERNSTEIN L.P. | $236.0K | 67,900 | 0.00% | 5q | -34.3%-$123.0K |
| Voya Investment Management LLC | $209.0K | 60,121 | 0.00% | 5q | +27.0%+$44.4K |
| BANK OF AMERICA CORP /DE/ | $198.0K | 57,112 | 0.00% | 5q | -78.9%-$740.5K |
| MACKAY SHIELDS LLC | $157.0K | 45,000 | 0.00% | 5q | -86.4%-$993.6K |
| DEUTSCHE BANK AG\ | $153.0K | 44,348 | 0.00% | 8q | +21.4%+$26.9K |
| Allworth Financial LP | $151.0K | 43,400 | 0.01% | 4q | HELD |
| Invesco Ltd. | $144.0K | 41,314 | 0.00% | 2q | +241.6%+$101.8K |
| Metropolitan Life Insurance Co/NY | $138.2K | 39,716 | 0.00% | 5q | +179.5%+$88.8K |
| Legal & General Group Plc | $135.0K | 38,728 | 0.00% | 5q | +13.1%+$15.6K |
| Parametric Portfolio Associates LLC | $130.0K | 37,389 | 0.00% | 5q | +0.9%+$1.2K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $125.0K | 35,785 | 0.00% | 5q | +15.1%+$16.4K |
| STRS OHIO | $123.0K | 35,600 | 0.00% | 5q | -50.0%-$123.0K |
| Stone Ridge Asset Management LLC | $119.0K | 34,214 | 0.01% | 5q | HELD |
| MetLife Investment Management, LLC | $105.3K | 30,267 | 0.00% | 5q | -48.2%-$98.2K |
| BROWN ADVISORY INC | $104.0K | 30,000 | 0.00% | 5q | HELD |
| CITIGROUP INC | $91.0K | 26,152 | 0.00% | 5q | -24.7%-$29.9K |
| LEVIN CAPITAL STRATEGIES, L.P. | $87.0K | 25,000 | 0.01% | new | NEW |
| AMALGAMATED BANK | $73.0K | 20,996 | 0.00% | 5q | +0.5% |
| TWO SIGMA INVESTMENTS, LP | $73.0K | 21,000 | 0.00% | 2q | -41.9%-$52.7K |
| GSA CAPITAL PARTNERS LLP | $69.0K | 19,799 | 0.01% | 5q | -65.9%-$133.2K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $69.0K | 19,950 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $62.6K | 17,993 | 0.00% | 5q | +5.8%+$3.4K |
| CITADEL ADVISORS LLC | $61.0K | 17,491 | 0.00% | 5q | -72.1%-$158.0K |
| PRUDENTIAL FINANCIAL INC | $60.0K | 17,283 | 0.00% | 5q | +23.4%+$11.4K |
| ProShare Advisors LLC | $56.0K | 16,105 | 0.00% | 5q | +19.0%+$8.9K |
| BANK OF MONTREAL /CAN/ | $55.0K | 16,085 | 0.00% | 5q | +40.9%+$16.0K |
| PRINCIPAL FINANCIAL GROUP INC | $55.0K | 15,823 | 0.00% | 5q | -10.0%-$6.1K |
| AMERIPRISE FINANCIAL INC | $50.0K | 14,142 | 0.00% | 5q | -65.1%-$93.2K |
| Bluefin Trading, LLC | $46.0K | 13,215 | 0.00% | new | NEW |
| Cedar Brook Financial Partners, LLC | $44.0K | 12,776 | 0.02% | 2q | +0.5% |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $40.0K | 11,382 | 0.00% | 5q | HELD |
| Leap Investments LP | $40.0K | 11,400 | 0.02% | new | NEW |
| LAZARD ASSET MANAGEMENT LLC | $37.0K | 10,667 | 0.00% | 2q | +76.9%+$16.1K |
| HSBC HOLDINGS PLC | $36.0K | 10,410 | 0.00% | 2q | -2.3% |
| Omnia Family Wealth, LLC | $35.0K | 10,000 | 0.02% | 5q | HELD |
| Ameritas Investment Partners, Inc. | $29.0K | 8,462 | 0.00% | 5q | HELD |
| Firestone Capital Management | $29.0K | 8,345 | 0.01% | new | FIRST |
| VERUS CAPITAL PARTNERS, LLC | $20.0K | 5,704 | 0.01% | new | FIRST |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $18.0K | 5,307 | 0.00% | new | NEW |
| Focused Wealth Management, Inc | $15.0K | 4,421 | 0.00% | 5q | +0.5% |
| Tower Research Capital LLC (TRC) | $10.0K | 2,956 | 0.00% | 5q | +51.1%+$3.4K |
| FIRST MANHATTAN CO | $7.0K | 2,155 | 0.00% | 5q | -18.3%-$1.6K |
| Advisor Group, Inc. | $4.0K | 1,064 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $3.0K | 1,000 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $3.0K | 1,000 | 0.00% | 5q | -99.0%-$300.0K |
| FEDERATED HERMES, INC. | $2.0K | 706 | 0.00% | new | NEW |
| Wealthcare Advisory Partners LLC | $1.0K | 257 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 97 | $207.8M | 59,703,738 | 21 | 35 | 25 | 0.0% |
| Q3 2019 | 95 | $81.0M | 34,193,473 | 12 | 38 | 25 | 0.0% |
| Q2 2019 | 94 | $115.4M | 33,640,110 | 11 | 42 | 22 | 0.0% |
| Q1 2019 | 96 | $92.3M | 32,598,110 | 11 | 32 | 28 | 0.0% |
| Q4 2018 | 91 | $75.0M | 32,192,369 | 5 | 0 | 2 | 0.0% |