LPL FINL HLDGS INC (LPLA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
734
Reporting holders
$23.5B
Reported value
105.6%
Of shares outstanding
0.5%
Held as options
+4
Holder change
Institutions report 83,143,607 shares against 78,742,290 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. Over 100% because an adviser and a sub-adviser can both report the same shares, and both are counted.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $1.3B | 4,732,991 | 0.02% | 8q | -4.9%-$68.0M |
| Dodge & Cox | $1.3B | 4,578,679 | 0.68% | 8q | +10.4%+$121.7M |
| Boston Partners | $1.2B | 4,250,828 | 1.07% | 31q | +2.9%+$33.8M |
| Jupiter Topco LLC | $1.2B | 4,198,356 | 0.48% | new | FIRST |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.1B | 3,832,005 | 0.05% | 2q | -0.5%-$5.6M |
| VANGUARD CAPITAL MANAGEMENT LLC | $1.0B | 3,613,624 | 0.02% | 2q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $756.3M | 2,684,964 | 0.37% | 31q | +1.8%+$13.6M |
| SAMLYN CAPITAL, LLC | $677.6M | 2,405,639 | 11.03% | 31q | +3.5%+$23.2M |
| Capital World Investors | $660.1M | 2,343,266 | 0.08% | 9q | +1.3%+$8.7M |
| STATE STREET CORP | $544.8M | 1,934,239 | 0.02% | 31q | +3.8%+$20.0M |
| WCM INVESTMENT MANAGEMENT, LLC | $487.3M | 1,810,058 | 0.88% | 17q | +4.4%+$20.4M |
| GOLDMAN SACHS GROUP INC | $477.7M | 1,695,954 | 0.04% | 31q | +370.0%+$376.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $422.0M | 1,502,575 | 0.02% | 31q | -5.8%-$25.9M |
| Assenagon Asset Management S.A. | $420.9M | 1,494,172 | 0.26% | 21q | +8970.4%+$416.2M |
| ALLIANCEBERNSTEIN L.P. | $416.9M | 1,385,759 | 0.14% | 31q | -11.8%-$56.0M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $413.8M | 1,458,759 | 0.13% | 15q | -62.3%-$683.8M |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $404.1M | 1,434,522 | 1.26% | 22q | -14.6%-$69.2M |
| LONE PINE CAPITAL LLC | $343.4M | 1,219,099 | 2.10% | 17q | -40.5%-$234.0M |
| SurgoCap Partners LP | $299.5M | 1,063,218 | 9.68% | 11q | +4.2%+$11.9M |
| NORGES BANK | $297.0M | 1,054,523 | 0.03% | 32q | +1.4%+$4.0M |
| VAN ECK ASSOCIATES CORP | $295.3M | 1,048,344 | 0.18% | 13q | +4.5%+$12.8M |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | $290.5M | 1,031,243 | 0.88% | 3q | -5.7%-$17.5M |
| DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP | $279.7M | 993,006 | 12.35% | 19q | +11.2%+$28.2M |
| FMR LLC | $276.4M | 981,391 | 0.01% | 31q | -24.4%-$89.1M |
| MARSHALL WACE, LLP | $274.8M | 975,627 | 0.22% | new | NEW |
| MORGAN STANLEY | $242.8M | 861,982 | 0.01% | 35q | -32.8%-$118.8M |
| DIMENSIONAL FUND ADVISORS LP | $231.1M | 820,595 | 0.04% | 31q | +0.5%+$1.2M |
| BANK OF AMERICA CORP /DE/ | $229.8M | 815,663 | 0.01% | 31q | +1.5%+$3.4M |
| WESTFIELD CAPITAL MANAGEMENT CO LP | $223.4M | 793,061 | 0.73% | 31q | -10.0%-$24.9M |
| JANE STREET GROUP, LLC | $199.1M | 642,484 | 0.02% | 25q | +551.5%+$168.6M |
| CITADEL ADVISORS LLC | $192.2M | 642,765 | 0.02% | 31q | -30.4%-$83.9M |
| RAYMOND JAMES FINANCIAL INC | $181.8M | 645,369 | 0.05% | 7q | -3.1%-$5.8M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $162.8M | 578,032 | 0.03% | 31q | -2.3%-$3.8M |
| Markel Group Inc. | $157.7M | 559,951 | 1.20% | 15q | HELD |
| UBS Group AG | $152.2M | 540,254 | 0.02% | 31q | -17.4%-$32.0M |
| Azora Capital LP | $148.1M | 525,867 | 6.24% | 23q | +23.1%+$27.8M |
| VANGUARD FIDUCIARY TRUST CO | $143.7M | 510,067 | 0.03% | 2q | HELD |
| NORTHERN TRUST CORP | $143.3M | 508,634 | 0.02% | 31q | -3.2%-$4.7M |
| Point72 Asset Management, L.P. | $142.9M | 507,345 | 0.16% | 3q | +901.8%+$128.6M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $135.6M | 481,371 | 0.02% | 31q | +9.3%+$11.5M |
| Sixth Street Partners Management Company, L.P. | $135.6M | 481,371 | 0.02% | new | NEW |
| Holocene Advisors, LP | $130.3M | 462,479 | 0.29% | 9q | +10.7%+$12.6M |
| TD Asset Management Inc | $130.0M | 461,374 | 0.11% | 24q | -16.7%-$26.1M |
| BNP PARIBAS FINANCIAL MARKETS | $126.3M | 448,361 | 0.04% | 31q | +888.5%+$113.5M |
| Epoch Investment Partners, Inc. | $126.1M | 447,634 | 0.72% | 24q | +9.6%+$11.1M |
| VICTORY CAPITAL MANAGEMENT INC | $124.9M | 443,434 | 0.07% | 31q | +9.3%+$10.6M |
| Castle Hook Partners LP | $114.6M | 406,916 | 0.53% | new | NEW |
| WELLS FARGO & COMPANY/MN | $109.1M | 387,223 | 0.02% | 31q | -54.0%-$127.9M |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | $107.9M | 382,961 | 5.69% | 31q | -2.2%-$2.5M |
| APG Asset Management N.V. | $107.7M | 437,217 | 0.26% | 17q | -43.4%-$82.7M |
| JPMORGAN CHASE & CO | $105.7M | 392,561 | 0.01% | 31q | -50.4%-$107.2M |
| Bank of New York Mellon Corp | $98.7M | 350,265 | 0.02% | 31q | -8.7%-$9.5M |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | $98.4M | 349,248 | 0.49% | 22q | HELD |
| Prana Capital Management, LP | $98.3M | 318,896 | 2.98% | 2q | +29.0%+$22.1M |
| Qube Research & Technologies Ltd | $97.0M | 344,500 | 0.09% | new | NEW |
| First Pacific Advisors, LP | $90.5M | 321,244 | 1.12% | 31q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $82.7M | 252,965 | 0.01% | 31q | +133.8%+$47.3M |
| MILLENNIUM MANAGEMENT LLC | $82.6M | 206,159 | 0.03% | 31q | -76.8%-$274.0M |
| ENVESTNET ASSET MANAGEMENT INC | $81.7M | 290,125 | 0.02% | 31q | -13.8%-$13.1M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $81.4M | 289,000 | 0.11% | 3q | +351.6%+$63.4M |
| Legal & General Group Plc | $79.8M | 283,459 | 0.02% | 31q | -1.3%-$1.0M |
| AMERICAN CENTURY COMPANIES INC | $79.6M | 282,638 | 0.04% | 31q | -42.1%-$57.8M |
| Coronation Fund Managers Ltd. | $70.4M | 249,962 | 2.69% | 15q | -13.9%-$11.4M |
| Heron Bay Capital Management | $66.3M | 235,259 | 6.00% | 23q | -5.6%-$3.9M |
| Caisse de depot et placement du Quebec | $65.3M | 231,867 | 0.09% | 8q | -36.4%-$37.4M |
| SCS Capital Management LLC | $60.1M | 213,511 | 0.57% | 6q | +1308.3%+$55.9M |
| Nuveen, LLC | $57.9M | 205,383 | 0.01% | 6q | +23.9%+$11.1M |
| DEUTSCHE BANK AG\ | $56.9M | 201,840 | 0.02% | 34q | +20.4%+$9.6M |
| Capricorn Fund Managers Ltd | $54.9M | 194,812 | 4.33% | new | NEW |
| GILDER GAGNON HOWE & CO LLC | $54.4M | 193,037 | 0.56% | 13q | -0.9%-$475.8K |
| Longaeva Partners L.P. | $52.6M | 186,650 | 1.15% | new | NEW |
| Freestone Grove Partners LP | $50.2M | 178,123 | 0.32% | new | NEW |
| Sumitomo Mitsui Trust Group, Inc. | $47.2M | 167,647 | 0.03% | 18q | HELD |
| Amundi | $46.3M | 164,400 | 0.01% | 17q | +30.7%+$10.9M |
| STIFEL FINANCIAL CORP | $45.8M | 162,530 | 0.04% | 27q | -1.2%-$571.0K |
| Balyasny Asset Management L.P. | $45.5M | 161,641 | 0.06% | new | NEW |
| National Pension Service | $45.4M | 161,309 | 0.03% | 16q | +14.8%+$5.8M |
| GOLDENTREE ASSET MANAGEMENT LP | $43.7M | 155,495 | 2.54% | new | NEW |
| Alyeska Investment Group, L.P. | $43.7M | 155,023 | 0.11% | 2q | HELD |
| VANGUARD ASSET MANAGEMENT, Ltd | $43.2M | 153,531 | 0.03% | 2q | +12.2%+$4.7M |
| RENAISSANCE TECHNOLOGIES LLC | $42.7M | 151,660 | 0.06% | 6q | +25.8%+$8.8M |
| LPL Financial LLC | $41.2M | 146,208 | 0.01% | 31q | +2.9%+$1.2M |
| BARCLAYS PLC | $40.5M | 143,696 | 0.01% | 31q | +55.2%+$14.4M |
| Hudson Bay Capital Management LP | $38.9M | 138,214 | 0.11% | 8q | +2.1%+$814.1K |
| Solel Partners LP | $38.6M | 137,000 | 6.56% | new | NEW |
| FRANKLIN RESOURCES INC | $37.9M | 134,652 | 0.01% | 22q | -66.5%-$75.3M |
| BROWN BROTHERS HARRIMAN & CO | $37.0M | 131,278 | 0.16% | 31q | -10.2%-$4.2M |
| Diamond Hill Capital Management, LLC (Investment Advisor) | $36.5M | 129,413 | 0.29% | 7q | -5.2%-$2.0M |
| AMERIPRISE FINANCIAL INC | $35.2M | 124,822 | 0.01% | 23q | -76.4%-$114.0M |
| Perpetual Ltd | $34.2M | 121,468 | 0.49% | 3q | +3.3%+$1.1M |
| HMI Capital Management, L.P. | $33.4M | 118,600 | 4.69% | new | NEW |
| Interval Partners, LP | $32.4M | 108,628 | 0.83% | 3q | +164.4%+$20.1M |
| BAMCO INC /NY/ | $32.2M | 114,224 | 0.05% | 19q | -6.2%-$2.1M |
| Schonfeld Strategic Advisors LLC | $32.1M | 109,073 | 0.12% | 3q | +21.5%+$5.7M |
| TORONTO DOMINION BANK | $31.4M | 111,345 | 0.04% | 17q | +927.5%+$28.3M |
| California Public Employees Retirement System | $30.2M | 107,383 | 0.02% | 31q | -25.1%-$10.1M |
| Invesco Ltd. | $30.0M | 106,651 | 0.00% | 31q | -69.4%-$68.3M |
| DANSKE BANK A/S | $27.4M | 97,361 | 0.05% | 10q | -2.3%-$641.9K |
| SEI INVESTMENTS CO | $27.3M | 97,060 | 0.02% | 31q | -23.4%-$8.4M |
| Mitsubishi UFJ Asset Management Co., Ltd. | $26.9M | 95,357 | 0.01% | 17q | +11.0%+$2.7M |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13G | JANUS HENDERSON GROUP Ltd. | 5.3% |
| 2026-08-04 | 13G | Boston Partners | 5.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 734 | $23.5B | 83,143,607 | 90 | 229 | 278 | 0.5% |
| Q1 2026 | 730 | $24.6B | 81,246,052 | 75 | 253 | 236 | 0.6% |
| Q4 2025 | 781 | $28.8B | 80,188,943 | 109 | 218 | 256 | 0.6% |
| Q3 2025 | 706 | $26.3B | 78,720,997 | 66 | 245 | 230 | 0.5% |
| Q2 2025 | 746 | $29.5B | 78,488,989 | 111 | 291 | 228 | 0.3% |
| Q1 2025 | 728 | $25.5B | 76,780,241 | 108 | 269 | 196 | 0.7% |
| Q4 2024 | 670 | $23.1B | 69,995,721 | 99 | 194 | 234 | 1.1% |
| Q3 2024 | 587 | $17.0B | 71,690,391 | 67 | 205 | 216 | 1.7% |
| Q2 2024 | 615 | $19.6B | 69,984,854 | 91 | 217 | 182 | 0.5% |
| Q1 2024 | 577 | $19.3B | 72,760,411 | 85 | 195 | 169 | 0.7% |
| Q4 2023 | 550 | $15.8B | 68,849,596 | 52 | 149 | 221 | 0.6% |
| Q3 2023 | 530 | $16.4B | 68,186,001 | 55 | 202 | 154 | 1.2% |
| Q2 2023 | 517 | $15.3B | 69,860,152 | 61 | 164 | 184 | 0.5% |
| Q1 2023 | 524 | $15.2B | 74,573,787 | 64 | 186 | 192 | 0.8% |
| Q4 2022 | 503 | $14.8B | 68,388,995 | 82 | 140 | 207 | 0.5% |
| Q3 2022 | 584 | $18.5B | 84,526,744 | 90 | 196 | 206 | 0.4% |
| Q2 2022 | 537 | $15.2B | 81,741,664 | 107 | 175 | 174 | 0.9% |
| Q1 2022 | 484 | $14.4B | 78,468,805 | 89 | 168 | 152 | 0.7% |
| Q4 2021 | 436 | $12.3B | 76,903,935 | 51 | 146 | 144 | 0.2% |
| Q3 2021 | 424 | $12.1B | 76,929,284 | 52 | 151 | 130 | 0.2% |
| Q2 2021 | 423 | $10.3B | 76,039,779 | 61 | 149 | 137 | 0.4% |
| Q1 2021 | 399 | $11.3B | 79,317,256 | 80 | 116 | 139 | 0.4% |
| Q4 2020 | 368 | $8.1B | 77,692,420 | 57 | 111 | 123 | 0.5% |
| Q3 2020 | 328 | $5.9B | 76,568,841 | 36 | 105 | 127 | 0.4% |
| Q2 2020 | 346 | $6.1B | 77,036,585 | 88 | 94 | 121 | 0.5% |
| Q1 2020 | 295 | $4.2B | 75,807,393 | 37 | 98 | 113 | 1.1% |
| Q4 2019 | 339 | $7.3B | 78,178,486 | 52 | 99 | 131 | 1.0% |
| Q3 2019 | 311 | $6.4B | 76,897,599 | 37 | 94 | 123 | 1.9% |
| Q2 2019 | 323 | $6.5B | 78,463,206 | 39 | 106 | 138 | 2.1% |
| Q1 2019 | 319 | $5.6B | 79,318,479 | 65 | 111 | 105 | 1.8% |
| Q4 2018 | 274 | $5.0B | 81,476,370 | 5 | 6 | 8 | 0.2% |