LPL FINL HLDGS INC (LPLA)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| REINHART PARTNERS, LLC. | $4.7M | 15,283 | 0.11% | 26q | -17.7%-$1.0M |
| ARGENT CAPITAL MANAGEMENT LLC | $4.7M | 15,246 | 0.15% | 30q | -4.3%-$211.6K |
| Gradient Investments LLC | $3.0M | 9,829 | 0.04% | 20q | -15.7%-$558.4K |
| Bell Asset Management Ltd | $2.8M | 9,116 | 1.01% | 4q | -41.9%-$2.0M |
| Farther Finance Advisors, LLC | $802.7K | 2,625 | 0.01% | 16q | +1.1%+$8.6K |
| Wedmont Private Capital | $761.0K | 2,320 | 0.02% | 14q | +49.3%+$251.3K |
| VALLEY WEALTH MANAGERS, INC. | $753.8K | 2,465 | 0.04% | 14q | +5.7%+$40.4K |
| Legacy Wealth Asset Management, LLC | $425.1K | 1,390 | 0.09% | 2q | +40.7%+$122.9K |
| Central Pacific Bank - Trust Division | $376.1K | 1,230 | 0.04% | 11q | HELD |
| GAMMA Investing LLC | $262.7K | 859 | 0.01% | 12q | HELD |
| BAKER TILLY WEALTH MANAGEMENT, LLC | $201.8K | 660 | 0.04% | 6q | -40.6%-$137.9K |
| CoreCap Advisors, LLC | $71.9K | 235 | 0.00% | 11q | +8.8%+$5.8K |
| Versant Capital Management, Inc | $61.5K | 201 | 0.01% | 15q | +6.9%+$4.0K |
| Trust Co | $31.5K | 103 | 0.00% | 4q | +51.5%+$10.7K |
| MassMutual Private Wealth & Trust, FSB | $26.6K | 87 | 0.00% | 14q | -15.5%-$4.9K |
| EASTERN BANK | $15.3K | 50 | 0.00% | 9q | HELD |
| GK Wealth Management LLC | $9.6K | 31 | 0.01% | new | NEW |
| Mn Services Vermogensbeheer B.V. | $7.0K | 23,042 | 0.05% | 18q | HELD |
| ELEVATION WEALTH PARTNERS, LLC | $4.3K | 14 | 0.00% | new | NEW |
| Wealth Enhancement Trust Services, Inc. | $3.7K | 12 | 0.00% | 4q | -45.5%-$3.1K |
| Rosenberg Matthew Hamilton | $3.1K | 10 | 0.00% | 17q | HELD |
| Planning Strategies Inc. | $1.5K | 5 | 0.00% | 2q | HELD |
| Davis Capital Management | $917 | 3 | 0.00% | 2q | +50.0% |
| WoodTrust Financial Corp | $215 | 702 | 0.03% | new | NEW |
| CX Institutional | $69 | 225 | 0.00% | 4q | +268.9% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13G | JANUS HENDERSON GROUP Ltd. | 5.3% |
| 2026-08-04 | 13G | Boston Partners | 5.0% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-20 | Gates Greg | Group Managing Director | Sold | 4,119 | $1.5M |
| 2026-04-15 | Audette Matthew J | President and CFO | Sold | 1,110 | $366.3K ×4 |
| 2026-07-31 | Enyedi Matthew | Group Managing Director | Sold | 1,000 | $352.7K ×5 |
| 2026-09-11 | Reeping Katharine | Principal Accounting Officer | Sold | 440 | $153.0K |
| 2026-08-27 | Jambusaria Aneri | Group Managing Director | Sold | 308 | $110.1K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $18.9M | 61,774 | 2 | 8 | 7 | 0.0% |
| Q2 2026 | 777 | $24.6B | 86,946,368 | 94 | 246 | 291 | 0.5% |
| Q1 2026 | 771 | $25.2B | 83,102,146 | 79 | 268 | 248 | 0.5% |
| Q4 2025 | 830 | $29.3B | 81,600,254 | 114 | 237 | 266 | 0.6% |
| Q3 2025 | 760 | $26.6B | 79,677,701 | 73 | 260 | 254 | 0.5% |
| Q2 2025 | 803 | $29.9B | 79,684,158 | 116 | 318 | 245 | 0.3% |
| Q1 2025 | 792 | $25.9B | 77,984,552 | 119 | 298 | 211 | 0.7% |
| Q4 2024 | 730 | $24.0B | 72,658,590 | 107 | 212 | 261 | 1.0% |
| Q3 2024 | 646 | $17.4B | 73,266,942 | 73 | 228 | 237 | 1.7% |
| Q2 2024 | 684 | $20.5B | 73,026,185 | 96 | 245 | 204 | 0.5% |
| Q1 2024 | 652 | $20.3B | 76,186,471 | 96 | 215 | 199 | 0.6% |
| Q4 2023 | 622 | $16.6B | 72,477,467 | 60 | 164 | 255 | 0.6% |
| Q3 2023 | 608 | $17.6B | 73,376,491 | 65 | 227 | 181 | 1.2% |
| Q2 2023 | 594 | $15.7B | 71,831,422 | 69 | 182 | 221 | 0.5% |
| Q1 2023 | 617 | $16.1B | 79,267,451 | 72 | 219 | 223 | 0.9% |
| Q4 2022 | 628 | $16.6B | 76,346,991 | 99 | 181 | 255 | 0.5% |
| Q3 2022 | 584 | $18.5B | 84,526,744 | 90 | 196 | 206 | 0.4% |
| Q2 2022 | 537 | $15.2B | 81,741,664 | 107 | 175 | 174 | 0.9% |
| Q1 2022 | 484 | $14.4B | 78,468,805 | 89 | 168 | 152 | 0.7% |
| Q4 2021 | 436 | $12.3B | 76,903,935 | 51 | 146 | 144 | 0.2% |
| Q3 2021 | 424 | $12.1B | 76,929,284 | 52 | 151 | 130 | 0.2% |
| Q2 2021 | 423 | $10.3B | 76,039,779 | 61 | 149 | 137 | 0.4% |
| Q1 2021 | 399 | $11.3B | 79,317,256 | 80 | 116 | 139 | 0.4% |
| Q4 2020 | 368 | $8.1B | 77,692,420 | 57 | 111 | 123 | 0.5% |
| Q3 2020 | 328 | $5.9B | 76,568,841 | 36 | 105 | 127 | 0.4% |
| Q2 2020 | 346 | $6.1B | 77,036,585 | 88 | 94 | 121 | 0.5% |
| Q1 2020 | 295 | $4.2B | 75,807,393 | 37 | 98 | 113 | 1.1% |
| Q4 2019 | 339 | $7.3B | 78,178,486 | 52 | 99 | 131 | 1.0% |
| Q3 2019 | 311 | $6.4B | 76,897,599 | 37 | 94 | 123 | 1.9% |
| Q2 2019 | 323 | $6.5B | 78,463,206 | 39 | 106 | 138 | 2.1% |
| Q1 2019 | 319 | $5.6B | 79,318,479 | 65 | 111 | 105 | 1.8% |
| Q4 2018 | 274 | $5.0B | 81,476,370 | 5 | 6 | 8 | 0.2% |