LAZARD WORLD DIVID & INCOME (LOR)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
26
Reporting holders
$14.6M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $5.8M | 621,043 | 0.22% | 4q | -40.6%-$4.0M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.4M | 153,458 | 0.06% | 4q | -58.9%-$2.1M |
| MORGAN STANLEY | $1.4M | 145,894 | 0.00% | 8q | -16.9%-$277.5K |
| WOLVERINE ASSET MANAGEMENT LLC | $911.0K | 97,561 | 0.01% | 4q | -16.9%-$185.9K |
| WELLS FARGO & COMPANY/MN | $844.0K | 90,327 | 0.00% | 4q | -20.2%-$213.5K |
| Clough Capital Partners L P | $637.0K | 68,236 | 0.05% | 3q | -34.9%-$341.9K |
| Cetera Advisor Networks LLC | $546.0K | 58,491 | 0.02% | 4q | -10.7%-$65.6K |
| RAYMOND JAMES & ASSOCIATES | $379.0K | 40,582 | 0.00% | 4q | -19.3%-$90.6K |
| 1607 Capital Partners, LLC | $339.0K | 36,322 | 0.02% | 4q | -40.2%-$227.5K |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | $334.0K | 35,709 | 0.00% | 2q | +1.8%+$6.0K |
| BANK OF AMERICA CORP /DE/ | $326.0K | 34,926 | 0.00% | 4q | -2.9%-$9.7K |
| Relative Value Partners Group, LLC | $242.0K | 25,936 | 0.02% | 4q | -46.0%-$206.5K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $218.0K | 23,334 | 0.02% | 4q | +54.3%+$76.7K |
| RMB Capital Management, LLC | $137.0K | 14,651 | 0.00% | new | NEW |
| DOLIVER ADVISORS, LP | $125.0K | 13,304 | 0.05% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $125.0K | 13,411 | 0.00% | 4q | -27.6%-$47.6K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $123.0K | 13,147 | 0.00% | 4q | -15.9%-$23.3K |
| Capital Investment Advisors, LLC | $119.0K | 12,700 | 0.01% | 4q | HELD |
| Dakota Wealth Management | $115.0K | 12,265 | 0.02% | 4q | -52.6%-$127.5K |
| Shaker Financial Services, LLC | $113.0K | 12,100 | 0.06% | new | NEW |
| PNC Financial Services Group, Inc. | $95.0K | 10,132 | 0.00% | 4q | -38.6%-$59.8K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $95.0K | 10,126 | 0.04% | 4q | -37.4%-$56.8K |
| UBS Group AG | $57.0K | 6,114 | 0.00% | 4q | +20.5%+$9.7K |
| Advisor Group, Inc. | $54.0K | 5,800 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $25.0K | 2,631 | 0.00% | 4q | +0.7% |
| PROEQUITIES, INC. | $8.0K | 897 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 26 | $14.6M | 1,559,097 | 3 | 4 | 16 | 0.0% |
| Q2 2019 | 26 | $27.2M | 2,729,557 | 2 | 6 | 11 | 0.0% |
| Q1 2019 | 26 | $29.6M | 2,970,322 | 1 | 5 | 15 | 0.0% |
| Q4 2018 | 29 | $27.5M | 3,232,817 | 0 | 1 | 0 | 0.0% |