LAZARD WORLD DIVID & INCOME (LOR)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
26
Reporting holders
$14.6M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $5.8M | 621,043 | 0.22% | 4q | -40.6%-$4.0M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.4M | 153,458 | 0.06% | 4q | -58.9%-$2.1M |
| MORGAN STANLEY | $1.4M | 145,894 | 0.00% | 8q | -16.9%-$277.5K |
| WOLVERINE ASSET MANAGEMENT LLC | $911.0K | 97,561 | 0.01% | 4q | -16.9%-$185.9K |
| WELLS FARGO & COMPANY/MN | $844.0K | 90,327 | 0.00% | 4q | -20.2%-$213.5K |
| Clough Capital Partners L P | $637.0K | 68,236 | 0.05% | 3q | -34.9%-$341.9K |
| Cetera Advisor Networks LLC | $546.0K | 58,491 | 0.02% | 4q | -10.7%-$65.6K |
| RAYMOND JAMES & ASSOCIATES | $379.0K | 40,582 | 0.00% | 4q | -19.3%-$90.6K |
| 1607 Capital Partners, LLC | $339.0K | 36,322 | 0.02% | 4q | -40.2%-$227.5K |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | $334.0K | 35,709 | 0.00% | 2q | +1.8%+$6.0K |
| BANK OF AMERICA CORP /DE/ | $326.0K | 34,926 | 0.00% | 4q | -2.9%-$9.7K |
| Relative Value Partners Group, LLC | $242.0K | 25,936 | 0.02% | 4q | -46.0%-$206.5K |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | $218.0K | 23,334 | 0.02% | 4q | +54.3%+$76.7K |
| RMB Capital Management, LLC | $137.0K | 14,651 | 0.00% | new | NEW |
| DOLIVER ADVISORS, LP | $125.0K | 13,304 | 0.05% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $125.0K | 13,411 | 0.00% | 4q | -27.6%-$47.6K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $123.0K | 13,147 | 0.00% | 4q | -15.9%-$23.3K |
| Capital Investment Advisors, LLC | $119.0K | 12,700 | 0.01% | 4q | HELD |
| Dakota Wealth Management | $115.0K | 12,265 | 0.02% | 4q | -52.6%-$127.5K |
| Shaker Financial Services, LLC | $113.0K | 12,100 | 0.06% | new | NEW |
| PNC Financial Services Group, Inc. | $95.0K | 10,132 | 0.00% | 4q | -38.6%-$59.8K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $95.0K | 10,126 | 0.04% | 4q | -37.4%-$56.8K |
| UBS Group AG | $57.0K | 6,114 | 0.00% | 4q | +20.5%+$9.7K |
| Advisor Group, Inc. | $54.0K | 5,800 | 0.00% | 4q | HELD |
| ROYAL BANK OF CANADA | $25.0K | 2,631 | 0.00% | 4q | +0.7% |
| PROEQUITIES, INC. | $8.0K | 897 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 26 | $14.6M | 1,559,097 | 3 | 4 | 16 | 0.0% |
| Q2 2019 | 26 | $27.2M | 2,729,557 | 2 | 6 | 11 | 0.0% |
| Q1 2019 | 26 | $29.6M | 2,970,322 | 1 | 5 | 15 | 0.0% |
| Q4 2018 | 29 | $27.5M | 3,232,817 | 0 | 1 | 0 | 0.0% |